Hedge Fund Database

PNC INVESTMENTS

PNC INVESTMENTS LLC Legal Name

Adviser information for PNC INVESTMENTS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 1475
Investment Advisory/Research 778
Registered Broker-Dealer Representatives 1163
Registered State Investment Advisers 1014
Licensed Agents of an Insurance Company 984
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 149,685 $22.3B
Non-Discretionary 2,504 $1.6B
Total 152,189 $23.9B

Clients

Type Number RAUM
Individuals 147,222 $20.2B
HNW Individuals 1,838 $3.0B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 2,381 $359.1M
Charitable organizations 200 $83.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 498 $234.8M
Other 50 $15.4M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM
Other Business Activities Broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 23.9B
Portfolio Manager to Program Sponsor
PORTFOLIO SOLUTIONS STRATEGIST PNC INVESTMENTS LLC
CAPITAL DIRECTIONS PNC INVESTMENTS LLC
PORTFOLIO SOLUTIONS PNC INVESTMENTS LLC
PNC DIRECTIONS PNC INVESTMENTS LLC
CAPITAL DIRECTIONS ANNUITIES PNC INVESTMENTS LLC
GUIDED SOLUTIONS PNC INVESTMENTS LLC
POCKET BY PNC PNC INVESTMENTS LLC

Identifiers

SEC RIA File Number 801-66195
SEC ERA File Number 801-66195
SEC CIK Numbers None
SEC CRD Numbers 129052
Legal Entity Identifier None

Principal Office

300 FIFTH AVENUE
26TH FLOOR
PITTSBURGH
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 800-762-6111, Fax: 412-803-2980

Websites

www.linkedin.com/showcase/pncinvestments/ www.pnc.com www.linkedin.com/company/pnc-bank

Chief Compliance Officer

NICHOLAS MORINIGO
CHIEF COMPLIANCE OFFICER
200 WEST LANCASTER AVE. 2ND FLOOR
WAYNE
PA
United States
Tel: 215-585-5870
(Full email address available in API data)

Regulatory Contact

TIMOTHY RUSSELL JR
COMPLIANCE PROGRAM ADVISOR
1900 EAST 9TH STREET
CLEVELAND
OH
United States
Tel: 216-222-8186
(Full email address available in API data)

Industry Affiliates

ALLEGHENY CAPITAL PARTNERS II, LLC Sponsor, GP, manager of pooled investment vehicles
ALLEGHENY CAPITAL PARTNERS, LLC Sponsor, GP, manager of pooled investment vehicles
ALLEGHENY MEZZANINE PARTNERS, LLC Sponsor, GP, manager of pooled investment vehicles
HARRIS WILLIAMS Broker-dealer, municipal securities dealer, or gov securities broker or dealer
PNC BANK, NATIONAL ASSOCIATION Other investment adviser, including financial plannersBanking or thrift institutionTrust companySponsor, GP, manager of pooled investment vehicles
PNC CAPITAL ADVISORS LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
PNC CAPITAL MARKETS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
PNC IG FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles
PNC INSURANCE SERVICES, LLC Insurance company or agency
PNC REAL ESTATE Other investment adviser, including financial planners
PNC REALTY INVESTORS, INC. Other investment adviser, including financial planners
PNC STEEL CITY ADVISORS, LLC Other investment adviser, including financial planners
SOLEBURY CAPITAL LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PNC BANK, NATIONAL ASSOCIATION Domestic Entity – PARENT 09/2003 > 75%
PNC BANCORP, INC. Domestic Entity PNC BANK NATIONAL ASSOC PARENT 09/2003 > 75%
THE PNC FINANCIAL SERVICES GROUP, INC. Domestic Entity PNC BANCORP, INC. PARENT 09/2003 > 75%
GUERRINI, RICHARD ROBERT Individual – PRESIDENT, CEO, BOARD OF MANAGERS 08/2012 < 5%
RICHARDSON, MARGARET MARY Individual – CHIEF OPERATING OFFICER/BOARD OF MANAGERS 06/2012 < 5%
RAMASSINI, RICHARD JOHN Individual – BOARD OF MANAGERS & SECRETARY 11/2013 < 5%
SANTILLO, ROBERT WILSON Individual – BOARD OF MANAGERS 11/2013 < 5%
BARNHART, TODD MARTIN Individual – BOARD OF MANAGERS 01/2013 < 5%
THOMPSON, LEIGH CHASE Individual – CHIEF LEGAL OFFICER 06/2015 < 5%
MITCHELL, JESSICA Individual – BOARD OF MANAGERS 01/2016 < 5%
HOLODINSKI, JOHN PAUL Individual – BOARD OF MANAGERS 01/2016 < 5%
WEIDNER, KIMBERLY LYNN Individual – CHIEF RISK OFFICER & BOARD OF MANAGERS 07/2018 < 5%
SCHAFER, DAVID JOSEPH Individual – CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER 10/2018 < 5%
RAMOS, REGIS RESENDE Individual – CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP 11/2021 < 5%
MORINIGO, NICHOLAS Individual – CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS 12/2021 < 5%

No. Employees, Historic

2,0001,000020192020202120222023202420251294 on 10/18/20191272 on 3/30/20201272 on 4/9/20201272 on 6/24/20201272 on 6/26/20201272 on 9/17/20201272 on 12/1/20201279 on 3/30/20211279 on 6/28/20211279 on 9/17/20211279 on 12/22/20211279 on 1/6/20221279 on 3/4/20221516 on 3/31/20221516 on 5/19/20221516 on 5/25/20221516 on 8/1/20221516 on 8/29/20221516 on 11/21/20221516 on 12/5/20221218 on 3/31/20231218 on 5/1/20231218 on 5/18/20231218 on 6/22/20231218 on 11/13/20231218 on 12/15/20231218 on 3/4/20241475 on 3/29/2024

RAUM, Historic

30B15B0201920202021202220232024202514602173865 on 10/18/201918449085524 on 3/30/202018449085524 on 4/9/202018449085524 on 6/24/202018449085524 on 6/26/202018449085524 on 9/17/202018449085524 on 12/1/202021657293847 on 3/30/202121657293847 on 6/28/202121657293847 on 9/17/202121657293847 on 12/22/202121657293847 on 1/6/202221657293847 on 3/4/202226424820270 on 3/31/202226424820270 on 5/19/202226424820270 on 5/25/202226424820270 on 8/1/202226424820270 on 8/29/202226424820270 on 11/21/202226424820270 on 12/5/202221629770547 on 3/31/202321629770547 on 5/1/202321629770547 on 5/18/202321629770547 on 6/22/202321629770547 on 11/13/202321629770547 on 12/15/202321629770547 on 3/4/202423895732856 on 3/29/2024

No. Clients, Historic

200,000100,00002019202020212022202320242025105928 on 10/18/2019118067 on 3/30/2020118067 on 4/9/2020118067 on 6/24/2020118067 on 6/26/2020118067 on 9/17/2020118067 on 12/1/2020129028 on 3/30/2021129028 on 6/28/2021129028 on 9/17/2021129028 on 12/22/2021129028 on 1/6/2022129028 on 3/4/2022150140 on 3/31/2022150140 on 5/19/2022150140 on 5/25/2022150140 on 8/1/2022150140 on 8/29/2022150140 on 11/21/2022150140 on 12/5/2022152386 on 3/31/2023152386 on 5/1/2023152386 on 5/18/2023152386 on 6/22/2023152386 on 11/13/2023152386 on 12/15/2023152386 on 3/4/2024152189 on 3/29/2024