Hedge Fund Database

NAVALIGN, LLC

Adviser information for NAVALIGN, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,685 $553.7M
Non-Discretionary 0 $0
Total 1,685 $553.7M

Clients

Type Number RAUM
Individuals 468 $113.9M
HNW Individuals 205 $389.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 37 $50.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-66206
SEC ERA File Number 801-66206
SEC CIK Numbers 1820593
SEC CRD Numbers 119919
Legal Entity Identifier None

Principal Office

15910 VENTURA BLVD
SUITE 1605
ENCINO
CA
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 818-728-4500, Fax: 818-728-4556

Websites

navalign.com/ www.facebook.com/navalign www.linkedin.com/company/navalign/

Chief Compliance Officer

CHRISTOPHER M. CARTER
PARTNER
15910 VENTURA BLVD
SUITE 1605
ENCINO
CA
United States
Tel: 818.728.4500
Fax: 818-728-4556
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CARTER, CHRISTOPHER, MATTHEW Individual – MEMBER & CHIEF COMPLIANCE OFFICER 03/2002 25-50%
JACOBS, DAVID, WILLIAM Individual – MEMBER 03/2002 25-50%
RISCHALL, STEPHEN, EDWARD Individual – MEMBER 06/2018 10-25%
STADELMAN, MATTHEW, J Individual – MEMBER 06/2018 10-25%

No. Employees, Historic

105020192020202120222023202420257 on 4/5/20197 on 10/30/20197 on 10/30/20197 on 3/19/20207 on 6/25/20209 on 3/25/20219 on 3/24/20229 on 4/27/20229 on 5/24/20229 on 5/26/20229 on 8/8/20229 on 10/31/20228 on 3/16/20238 on 9/27/20239 on 3/21/2024

RAUM, Historic

600M300M02019202020212022202320242025170278398 on 4/5/2019170278398 on 10/30/2019170278398 on 10/30/2019356198528 on 3/19/2020356198528 on 6/25/2020404947000 on 3/25/2021490462316 on 3/24/2022490462316 on 4/27/2022490462316 on 5/24/2022490462316 on 5/26/2022490462316 on 8/8/2022490462316 on 10/31/2022438656195 on 3/16/2023438656195 on 9/27/2023553684830 on 3/21/2024

No. Clients, Historic

80040002019202020212022202320242025341 on 4/5/2019341 on 10/30/2019341 on 10/30/2019598 on 3/19/2020598 on 6/25/2020607 on 3/25/2021659 on 3/24/2022659 on 4/27/2022659 on 5/24/2022659 on 5/26/2022659 on 8/8/2022659 on 10/31/2022645 on 3/16/2023645 on 9/27/2023710 on 3/21/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 272K 3K –
ABBVIE INC COM 461K 3K –
ALLOGENE THERAPEUTICS INC COM 176K 75K –
ALPHABET INC CAP STK CL A 3M 17K –
ALPHABET INC CAP STK CL C 1M 8K –
AMAZON COM INC COM 3M 14K –
AMERICAN CENTY ETF TR US SML CP VALU 6M 71K –
AMERICAN ELEC PWR CO INC COM 825K 9K –
AMERICAN TOWER CORP NEW COM 874K 4K –
AMGEN INC COM 7M 23K –
APPLE INC COM 20M 96K –
ASTRAZENECA PLC SPONSORED ADR 205K 3K –
AUTODESK INC COM 699K 3K –
BANK AMERICA CORP COM 1M 31K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 831K 2K –
BLACKROCK INC COM 1M 2K –
BOOKING HOLDINGS INC COM 1M 347 –
BOSTON SCIENTIFIC CORP COM 957K 12K –
BROADCOM INC COM 2M 1K –
CAPITAL ONE FINL CORP COM 1M 9K –
CISCO SYS INC COM 773K 16K –
COCA COLA CO COM 2M 24K –
CONOCOPHILLIPS COM 1M 9K –
CONSTELLATION BRANDS INC CL A 570K 2K –
COSTCO WHSL CORP NEW COM 626K 737 –
CSX CORP COM 982K 29K –
CUE BIOPHARMA INC COM 31K 25K –
CVS HEALTH CORP COM 807K 14K –
DELTA AIR LINES INC DEL COM NEW 880K 19K –
DOLLAR GEN CORP NEW COM 654K 5K –
ELI LILLY & CO COM 2M 2K –
EXXON MOBIL CORP COM 200K 2K –
FEDEX CORP COM 846K 3K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 27M 608K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 4M 138K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 12M 506K –
FIRSTENERGY CORP COM 739K 19K –
FLEXSHARES TR MORNSTAR UPSTR 13M 324K –
GOLDMAN SACHS ETF TR ACES ULTRA SHR 204K 4K –
GOLDMAN SACHS GROUP INC COM 1M 3K –
HONEYWELL INTL INC COM 1M 7K –
INTUITIVE SURGICAL INC COM NEW 512K 1K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 6M 35K –
INVESCO QQQ TR UNIT SER 1 203K 425 –
ISHARES TR CALIF MUN BD ETF 7M 126K –
ISHARES TR CORE MSCI EAFE 769K 11K –
ISHARES TR CORE S&P SCP ETF 19M 178K –
ISHARES TR CORE S&P500 ETF 944K 2K –
ISHARES TR CRE U S REIT ETF 225K 4K –
ISHARES TR ESG SCRND S&P500 411K 10K –
ISHARES TR NATIONAL MUN ETF 673K 6K –
ISHARES TR RUSSELL 2000 ETF 822K 4K –
ISHARES TR S&P 500 GRWT ETF 317K 3K –
ISHARES TR S&P 500 VAL ETF 549K 3K –
ISHARES TR TRS FLT RT BD 281K 6K –
JOHNSON CTLS INTL PLC SHS 1M 18K –
JPMORGAN CHASE & CO. COM 2M 10K –
LAUDER ESTEE COS INC CL A 403K 4K –
LINDE PLC SHS 1M 3K –
LOWES COS INC COM 224K 1K –
MASTERCARD INCORPORATED CL A 513K 1K –
MCKESSON CORP COM 2M 4K –
MERCK & CO INC COM 2M 13K –
META PLATFORMS INC CL A 3M 7K –
METLIFE INC COM 826K 12K –
MICROSOFT CORP COM 3M 7K –
NETFLIX INC COM 2M 2K –
NEXTERA ENERGY INC COM 339K 5K –
NIKE INC CL B 741K 10K –
NVIDIA CORPORATION COM 7M 53K –
ORACLE CORP COM 505K 4K –
PALO ALTO NETWORKS INC COM 2M 5K –
PAYCHEX INC COM 271K 2K –
PAYPAL HLDGS INC COM 881K 15K –
PFIZER INC COM 343K 12K –
PHILLIPS 66 COM 930K 7K –
PROCTER AND GAMBLE CO COM 2M 10K –
ROCKWELL AUTOMATION INC COM 466K 2K –
SALESFORCE INC COM 2M 8K –
SCHWAB CHARLES CORP COM 849K 12K –
SCHWAB STRATEGIC TR US TIPS ETF 24M 453K –
SOUTHERN CALIF BANCORP COM 307K 23K –
SPDR INDEX SHS FDS GLB NAT RESRCE 800K 14K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
SPDR SER TR PORTFLI TIPS ETF 405K 16K –
SPDR SER TR PRTFLO S&P500 GW 17M 215K –
SPDR SER TR PRTFLO S&P500 VL 17M 345K –
SPDR SER TR S&P 600 SMCP GRW 306K 4K –
SPDR SER TR S&P 600 SMCP VAL 376K 5K –
STARBUCKS CORP COM 974K 13K –
STRYKER CORPORATION COM 201K 590 –
TE CONNECTIVITY LTD SHS 1M 8K –
TESLA INC COM 417K 2K –
THE CIGNA GROUP COM 2M 5K –
THERMO FISHER SCIENTIFIC INC COM 1M 2K –
TJX COS INC NEW COM 1M 13K –
TRANSDIGM GROUP INC COM 901K 705 –
UBER TECHNOLOGIES INC COM 2M 25K –
UNION PAC CORP COM 1M 6K –
UNITEDHEALTH GROUP INC COM 555K 1K –
VANGUARD BD INDEX FDS SHORT TRM BOND 2M 26K –
VANGUARD INDEX FDS GROWTH ETF 829K 2K –
VANGUARD INDEX FDS REAL ESTATE ETF 10M 121K –
VANGUARD INDEX FDS S&P 500 ETF SHS 488K 975 –
VANGUARD INDEX FDS TOTAL STK MKT 397K 1K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 1M 34K –
VANGUARD MUN BD FDS TAX EXEMPT BD 560K 11K –
VANGUARD STAR FDS VG TL INTL STK F 6M 106K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 381K 8K –
VANGUARD WHITEHALL FDS INTL DVD ETF 17M 209K –
VERIZON COMMUNICATIONS INC COM 366K 9K –
VISA INC COM CL A 3M 11K –
WALMART INC COM 2M 29K –
WYNN RESORTS LTD COM 903K 10K –
ZOETIS INC CL A 945K 5K –