Hedge Fund Database

FIRST DALLAS SECURITIES, INC.

Adviser information for FIRST DALLAS SECURITIES, INC. last updated from Form ADV on November 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JULY
Legal Location Texas, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 16
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 339 $234.3M
Non-Discretionary 0 $0
Total 339 $234.3M

Clients

Type Number RAUM
Individuals 303 $158.2M
HNW Individuals 21 $42.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 6 $16.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 9 $17.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation Commissions
Other Business Activities Broker-dealer

Identifiers

SEC RIA File Number 801-66208
SEC ERA File Number 801-66208
SEC CIK Numbers 1378559
SEC CRD Numbers 24549
Legal Entity Identifier None

Principal Office

2905 MAPLE AVE.
DALLAS
TX
United States
Monday - Friday, 8:00AM TO 4:30PM
Tel: 214-954-1177, Fax: 214-754-8721

Websites

www.firstdallas.com

Chief Compliance Officer

CHARMAGNE M. DARABDY
CCO
2905 MAPLE AVE.
DALLAS
TX
United States
Tel: 214-665-9103
Fax: 214-954-1523
(Full email address available in API data)

Industry Affiliates

HODGES CAPITAL MANAGEMENT INC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HODGES CAPITAL HOLDINGS, INC. Domestic Entity – SHAREHOLDER 05/1989 > 75%
HODGES, CRAIG DONALDSON Individual – PRESIDENT 09/2000 < 5%
HODGES, CLARK BROWN Individual HODGES CAPITAL HOLDINGS VOTING TRUST TRUSTEE 10/2011 25-50%
HODGES, CRAIG DONALDSON Individual HODGES CAPITAL HOLDINGS VOTING TRUST TRUSTEE 10/2011 25-50%
HODGES CAPITAL HOLDINGS VOTING TRUST Domestic Entity HODGES CAPITAL HOLDINGS INC. SHAREHOLDER 10/2011 25-50%
EWTON, VALYNDA ANN Individual – FINOP 08/2019 < 5%
BRADSHAW, GARY MACK Individual – MUNI PRINCIPAL 08/2019 < 5%
DARABADEY, CHARMAGNE MARIE Individual – CHIEF COMPLIANCE OFFICER 03/2021 < 5%

No. Employees, Historic

3015020192020202120222023202424 on 8/16/201925 on 10/30/201925 on 12/12/201925 on 3/12/202025 on 3/16/202025 on 6/30/202025 on 7/28/202025 on 7/28/202025 on 8/24/202025 on 8/27/202020 on 10/30/202020 on 3/18/202122 on 9/13/202122 on 9/13/202122 on 9/13/202122 on 9/14/202122 on 1/19/202222 on 2/23/202222 on 2/25/202222 on 8/3/202220 on 10/17/202220 on 10/21/202320 on 11/28/202320 on 11/28/202320 on 11/29/2023

RAUM, Historic

300M150M0201920202021202220232024171758521 on 8/16/2019139252193 on 10/30/2019139252193 on 12/12/2019139252193 on 3/12/2020139252193 on 3/16/2020139252193 on 6/30/2020139252193 on 7/28/2020139252193 on 7/28/2020139252193 on 8/24/2020139252193 on 8/27/2020117532748 on 10/30/2020117532748 on 3/18/2021191470536 on 9/13/2021191470536 on 9/13/2021191470536 on 9/13/2021191470536 on 9/14/2021191470536 on 1/19/2022191470536 on 2/23/2022191470536 on 2/25/2022191470536 on 8/3/2022221058883 on 10/17/2022234332273 on 10/21/2023234332273 on 11/28/2023234332273 on 11/28/2023234332273 on 11/29/2023

No. Clients, Historic

4002000201920202021202220232024384 on 8/16/2019252 on 10/30/2019252 on 12/12/2019252 on 3/12/2020252 on 3/16/2020252 on 6/30/2020252 on 7/28/2020252 on 7/28/2020252 on 8/24/2020252 on 8/27/2020240 on 10/30/2020240 on 3/18/2021243 on 9/13/2021243 on 9/13/2021243 on 9/13/2021243 on 9/14/2021243 on 1/19/2022243 on 2/23/2022243 on 2/25/2022243 on 8/3/2022330 on 10/17/2022339 on 10/21/2023339 on 11/28/2023339 on 11/28/2023339 on 11/29/2023

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 891K 9K 0
ABBVIE INC COM 3M 19K 0
ADVANCED MICRO DEVICES INC COM 503K 3K 0
AIRBNB INC COM CL A 1M 7K 0
ALPHABET INC CAP STK CL C 1M 7K 0
ALPHABET INC CAP STK CL A 635K 3K 0
AMAZON COM INC COM 5M 25K 0
AMEREN CORP COM 447K 6K 0
AMERICAN ELEC PWR CO INC COM 1M 12K 0
AMERICAN EXPRESS CO COM 2M 11K 0
AMGEN INC COM 3M 9K 0
APPLE INC COM 15M 71K 0
AT&T INC COM 2M 92K 0
ATMOS ENERGY CORP COM 647K 6K 0
BANC OF CALIFORNIA INC COM 686K 54K 0
BANK AMERICA CORP COM 2M 54K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 652K 2K 0
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 0
BLACKSTONE INC COM 1M 9K 0
BOEING CO COM 3M 17K 0
BUILDERS FIRSTSOURCE INC COM 353K 3K 0
CAPITAL SOUTHWEST CORP COM 1M 54K 0
CATERPILLAR INC COM 3M 10K 0
CHESAPEAKE ENERGY CORP COM 2M 30K 0
CHEVRON CORP NEW COM 613K 4K 0
CINEMARK HLDGS INC COM 208K 10K 0
CLEVELAND-CLIFFS INC NEW COM 2M 162K 0
COCA COLA CO COM 814K 13K 0
COMERICA INC COM 369K 7K 0
COMMERCIAL METALS CO COM 1M 22K 0
CONOCOPHILLIPS COM 453K 4K 0
COSTCO WHSL CORP NEW COM 3M 3K 0
CULLEN FROST BANKERS INC COM 420K 4K 0
CYBERARK SOFTWARE LTD SHS 437K 2K 0
DARDEN RESTAURANTS INC COM 219K 1K 0
DELL TECHNOLOGIES INC CL C 633K 5K 0
DELTA AIR LINES INC DEL COM NEW 413K 9K 0
DEVON ENERGY CORP NEW COM 668K 14K 0
DIAMONDBACK ENERGY INC COM 580K 3K 0
DOUBLEVERIFY HLDGS INC COM 255K 13K 0
DOW INC COM 394K 7K 0
DRAFTKINGS INC NEW COM CL A 3M 77K 0
DUKE ENERGY CORP NEW COM NEW 1M 11K 0
EAGLE MATLS INC COM 4M 19K 0
ELI LILLY & CO COM 4M 4K 0
ENERGY TRANSFER L P COM UT LTD PTN 3M 182K 0
ENLINK MIDSTREAM LLC COM UNIT REP LTD 2M 159K 0
ETHAN ALLEN INTERIORS INC COM 3M 113K 0
EVOLENT HEALTH INC CL A 194K 10K 0
EXXON MOBIL CORP COM 7M 63K 0
FEDEX CORP COM 1M 3K 0
FORD MTR CO DEL COM 239K 19K 0
FREEPORT-MCMORAN INC CL B 5M 105K 0
GENERAC HLDGS INC COM 3M 24K 0
GENERAL MTRS CO COM 486K 10K 0
GLOBAL MED REIT INC COM NEW 325K 36K 0
GOLDMAN SACHS GROUP INC COM 527K 1K 0
HEALTHCARE RLTY TR CL A COM 1M 81K 0
HELMERICH & PAYNE INC COM 282K 8K 0
HEWLETT PACKARD ENTERPRISE C COM 247K 12K 0
HOME DEPOT INC COM 3M 9K 0
HONEYWELL INTL INC COM 502K 2K 0
INTERNATIONAL BUSINESS MACHS COM 3M 20K 0
INTUITIVE SURGICAL INC COM NEW 556K 1K 0
IRON MTN INC DEL COM 267K 3K 0
IRONWOOD PHARMACEUTICALS INC COM CL A 73K 11K 0
JOHNSON & JOHNSON COM 2M 13K 0
JPMORGAN CHASE & CO COM 3M 15K 0
LOCKHEED MARTIN CORP COM 269K 575 0
MAPLEBEAR INC COM 424K 13K 0
MATADOR RES CO COM 663K 11K 0
MCDONALDS CORP COM 754K 3K 0
MEDTRONIC PLC SHS 463K 6K 0
MERCK & CO INC COM 3M 22K 0
META PLATFORMS INC CL A 4M 8K 0
MICRON TECHNOLOGY INC COM 2M 16K 0
MICROSOFT CORP COM 9M 20K 0
MORGAN STANLEY COM NEW 701K 7K 0
NORWEGIAN CRUISE LINE HLDG L SHS 1M 55K 0
NOVO-NORDISK A S ADR 1M 9K 0
NVIDIA CORPORATION COM 26M 207K 0
ON HLDG AG NAMEN AKT A 718K 19K 0
ON SEMICONDUCTOR CORP COM 1M 16K 0
ONEOK INC NEW COM 5M 66K 0
ORACLE CORP COM 325K 2K 0
PALO ALTO NETWORKS INC COM 712K 2K 0
PEPSICO INC COM 601K 4K 0
PERMIAN RESOURCES CORP CLASS A COM 668K 41K 0
PFIZER INC COM 708K 25K 0
PROCTER AND GAMBLE CO COM 425K 3K 0
SCHLUMBERGER LTD COM STK 250K 5K 0
SCHWAB CHARLES CORP COM 2M 24K 0
SHIFT4 PMTS INC CL A 844K 12K 0
SIMON PPTY GROUP INC NEW COM 546K 4K 0
SITIO ROYALTIES CORP CLASS A COM 209K 9K 0
SLEEP NUMBER CORP COM 282K 30K 0
SOUTHERN CO COM 665K 9K 0
SOUTHWEST AIRLS CO COM 508K 18K 0
SUNOPTA INC COM 254K 47K 0
SYMBOTIC INC CLASS A COM 707K 20K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 2M 12K 0
TEXAS INSTRS INC COM 313K 2K 0
TEXAS PACIFIC LAND CORPORATI COM 21M 29K 0
TOPGOLF CALLAWAY BRANDS CORP COM 968K 63K 0
TRIUMPH FINANCIAL INC COM 533K 7K 0
TYSON FOODS INC CL A 926K 16K 0
UBER TECHNOLOGIES INC COM 6M 81K 0
ULTA BEAUTY INC COM 241K 625 0
UNITED AIRLS HLDGS INC COM 249K 5K 0
UNITED PARCEL SERVICE INC CL B 271K 2K 0
UNITED RENTALS INC COM 217K 335 0
VERIZON COMMUNICATIONS INC COM 1M 31K 0
VISTRA CORP COM 3M 35K 0
WALMART INC COM 2M 27K 0
WELLS FARGO CO NEW COM 437K 7K 0
WYNN RESORTS LTD COM 2M 23K 0
XCEL ENERGY INC COM 2M 33K 0