GREAT NORTHERN ASSET MANAGEMENT, LLC
Adviser information for GREAT NORTHERN ASSET MANAGEMENT, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 144 | $199.6M |
| Non-Discretionary | 8 | $494,852 |
| Total | 152 | $200.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 18 | $4.1M |
| HNW Individuals | 37 | $182.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $13.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $297,586 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-66214 |
|---|---|
| SEC ERA File Number | 801-66214 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139457 |
| Legal Entity Identifier | None |
Principal Office
1111 MAIN STREETSUITE 650
VANCOUVER
WA
United States
Monday - Friday, 7:00AM-4:00PM
Tel: 360-567-3300, Fax: 360-567-3306
Websites
Chief Compliance Officer
NICK LONSTAD
PRINCIPAL, DIRECTOR OF RESEARCH
1111 MAIN STREET
SUITE 650
VANCOUVER
WA
United States
Tel:
360-567-3300
Fax:
360-567-3306
N***@******S
(Full email address available in API data)
Regulatory Contact
JEFF PRESS
COMPLIANCE CONSULTANT
7130 SW 5TH AVE.
PORTLAND
OR
United States
Tel:
516-236-9277
J***@******S
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, DAVID, J. | Individual | – | MEMBER | 03/2006 | 5-10% |
| PAGE, JOHN, DAVID | Individual | – | MEMBER | 03/2007 | 10-25% |
| VON SCHLEGELL, JOHN, EVANS | Individual | – | MEMBER | 03/2006 | 10-25% |
| BABSON CAPITAL PARTNERS, LP | Domestic Entity | – | MEMBER | 04/2009 | 10-25% |
| OGLESBY, TAMARA, ANNE | Individual | – | PRESIDENT, MANAGING PRINCIPAL, MEMBER | 06/2011 | 25-50% |
| LONSTAD, NICHOLAS, MARTIN | Individual | – | PRINCIPAL, CHIEF INVESTMENT STRATEGIST, CCO | 03/2024 | < 5% |
| THOMAS AND MARY TOMJACK LIVING TRUST | Domestic Entity | – | MEMBER | 12/2023 | 5-10% |
| RASMUSON FAMILY LIVING TRUST | Domestic Entity | – | MEMBER | 02/2022 | 5-10% |