PRIME CAPITAL MANAGEMENT COMPANY LIMITED
Adviser information for PRIME CAPITAL MANAGEMENT COMPANY LIMITED last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $1.0B |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $1.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-66222 |
|---|---|
| SEC ERA File Number | 801-66222 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 138987 |
| Legal Entity Identifier | None |
Principal Office
181 QUEEN'S ROAD CENTRALUNIT 2303, LOW BLOCK, GRAND MILLENNIUM PLAZA
HONG KONG
Hong Kong
Monday - Friday, 9:00AM - 5:30PM HKT
Tel: 852-36025100, Fax: 852-36025000
Chief Compliance Officer
DAVID YU
GENERAL COUNSEL
181 QUEEN'S ROAD CENTRAL
UNIT 2303, LOW BLOCK, GRAND MILLENNIUM PLAZA
HONG KONG
Hong Kong
Tel:
852-36025100
Fax:
852-36025000
D******@******************K
(Full email address available in API data)
Regulatory Contact
ERIC YIM
HEAD OF OPERATIONS
181,QUEEN'S ROAD CENTRAL
UNIT 2303,LOW BLOCK,GRAND MILLENNIUM PLAZA
HONG KONG
Hong Kong
Tel:
852-36025223
Fax:
852-36025000
E******@******************K
(Full email address available in API data)
Industry Affiliates
| PRIME CAPITAL MANAGEMENT (CAYMAN) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DRAGON BILLION CHINA MASTER FUND | Hedge Fund | $848.7M | $0.3M | 80 |
| DRAGON BILLION GLOBAL MASTER FUND | Hedge Fund | $162.8M | $1.0M | 7 |
| DRAGON BILLION SELECT MASTER FUND | Hedge Fund | $6.8M | $1.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| C-POWER INVESTMENTS LIMITED | Foreign Entity | – | SHAREHOLDER | 01/2006 | > 75% |
| LIU, YIJUN | Individual | – | DIRECTOR | 07/2004 | < 5% |
| LIU, YIJUN | Individual | C-POWER INVESTMENTS LIMITED | SHAREHOLDER AND DIRECTOR | 09/2005 | > 75% |
| LING, JIE | Individual | – | DIRECTOR | 08/2008 | < 5% |
| YU, DAVID | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 03/2016 | < 5% |