JONATHAN D. POND, LLC
Adviser information for JONATHAN D. POND, LLC last updated from Form ADV on February 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 186 | $346.4M |
| Non-Discretionary | 0 | $0 |
| Total | 186 | $346.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 69 | $33.3M |
| HNW Individuals | 117 | $313.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesSubscription fees |
Identifiers
| SEC RIA File Number | 801-66229 |
|---|---|
| SEC ERA File Number | 801-66229 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131395 |
| Legal Entity Identifier | None |
Principal Office
300 WASHINGTON STREET; ONE GATEWAY CENTERSUITE 413
NEWTON
MA
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 617-243-0020, Fax: 617-243-0021
Websites
Chief Compliance Officer
JONATHAN D. POND
PRESIDENT / OWNER/CHIEF COMPLIANCE OFFICER
300 WASHINGTON STREET; ONE GATEWAY CENTER
SUITE 413
NEWTON
MA
United States
Tel:
(617) 243-0020
Fax:
(617) 243-0021
J*******@******************M
(Full email address available in API data)
Regulatory Contact
SCOTT GOTTLIEB
CONSULTANT
15 E. PUTNAM AVE.
#286
GREENWICH
CT
United States
Tel:
888 798-2930
Fax:
203-702-5420
S**@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POND, JONATHAN, DAVIDSON | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 01/1987 | > 75% |