WRIGHT PRIVATE ASSET MANAGEMENT LLC
Adviser information for WRIGHT PRIVATE ASSET MANAGEMENT LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 86 | $58.2M |
| Non-Discretionary | 2 | $3.0M |
| Total | 88 | $61.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $10.9M |
| HNW Individuals | 11 | $19.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $11.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $19.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 9 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
2 CORPORATE DRIVESUITE 770
SHELTON
CT
United States
Monday - Friday, 8:30AM - 5:00 PM
Tel: 203-783-4400, Fax: 203-783-4401
Chief Compliance Officer
MICHAEL FLEMING
2 CORPORATE DRIVE
SUITE 770
SHELTON
CT
United States
Tel:
203-783-4303
Fax:
203-783-4401
M*******@*******M
(Full email address available in API data)
Regulatory Contact
AMIT S. KHANDWALA
CHAIRMAN, CEO & CIO
2 CORPORATE DRIVE
SUITE 770
SHELTON
CT
United States
Tel:
203-738-4350
Fax:
203-783-4401
A*********@*******M
(Full email address available in API data)
Industry Affiliates
| THE WINTHROP CORPORATION | Other investment adviser, including financial planners |
| WRIGHT INVESTORS SERVICE INC | Other investment adviser, including financial planners |
| WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WRIGHT INVESTORS' SERVICE, INC. | Domestic Entity | – | MEMBER | 01/2006 | > 75% |
| THE WINTHROP CORPORATION | Domestic Entity | WRIGHT INVESTORS' SERVICE, INC. | SHAREHOLDER | 01/1996 | > 75% |
| KHANDWALA, AMIT, SHARADCHANDRA | Individual | – | CHAIRMAN, CEO AND CIO | 07/2018 | < 5% |
| VAN DAALEN, MELLO, ANTHONY EWOUD | Individual | – | PRESIDENT AND CIO OF GLOBAL FIXED INCOME | 07/2018 | < 5% |
| FLEMING, MICHAEL, J | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2018 | < 5% |
| KHANDWALA CAPITAL MANAGEMENT, INC. | Domestic Entity | THE WINTHROP CORPORATION | SHAREHOLDER | 07/2018 | > 75% |
| KHANDWALA, AMIT, SHARADCHANDRA | Individual | KHANDWALA CAPITAL MANAGEMENT, INC. | SHAREHOLDER | 07/2018 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2013 for period ending June 30th, 2013
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AT&T Inc | COM | 571 | 16K | – |
| American Express Co. | COM | 333 | 4K | – |
| Apple Computer Inc | COM | 234 | 590 | – |
| CVS/Caremark Corp | COM | 268 | 5K | – |
| Caterpillar Inc | COM | 291 | 4K | – |
| Chevron Corp | COM | 663 | 6K | – |
| Cisco System Inc | COM | 230 | 9K | – |
| Comcast Corp -Cl A | COM | 268 | 6K | – |
| Consolidated Edison Inc | COM | 220 | 4K | – |
| Disney (Walt) CO | COM | 250 | 4K | – |
| Emerson Electric Co. | COM | 228 | 4K | – |
| Exxon Mobil Corp | COM | 208 | 2K | – |
| General Electric Co. | COM | 278 | 12K | – |
| Gilead Sciences Inc | COM | 274 | 5K | – |
| Home Depot Inc | COM | 212 | 3K | – |
| Honeywell Intl Inc | COM | 382 | 5K | – |
| I B M | COM | 478 | 3K | – |
| JP Morgan Chase & Co. | COM | 601 | 11K | – |
| Johnson & Johnson | COM | 238 | 3K | – |
| Mastercard Inc-Cl A | COM | 325 | 565 | – |
| McDonalds Corp | COM | 233 | 2K | – |
| Metlife Inc | COM | 207 | 5K | – |
| Microchip Technology Inc | COM | 203 | 5K | – |
| Microsoft Corp | COM | 352 | 10K | – |
| Oracle Corp | COM | 347 | 11K | – |
| PNC Fin Services Group Inc | COM | 224 | 3K | – |
| Pfizer Inc | COM | 655 | 23K | – |
| Philip Morris International | COM | 320 | 4K | – |
| Reynolds American Inc | COM | 206 | 4K | – |
| US Bancorp | COM | 391 | 11K | – |
| Verizon Communications | COM | 383 | 8K | – |
| Walmart Stores | COM | 209 | 3K | – |
| Wellpoint Inc | COM | 270 | 3K | – |
| Wells Fargo Company | COM | 375 | 9K | – |