BURLESON & COMPANY, LLC
Adviser information for BURLESON & COMPANY, LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 929 | $373.6M |
| Non-Discretionary | 36 | $118.5M |
| Total | 965 | $492.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 218 | $92.9M |
| HNW Individuals | 54 | $209.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $3.4M |
| Pension and profit sharing plans | 41 | $159.2M |
| Charitable organizations | 8 | $17.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $9.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
201 1ST STREETSUITE 204
PETALUMA
CA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 707-283-0520, Fax: 707-283-0524
Chief Compliance Officer
JAMES BURLESON
MANAGING MEMBER
201 1ST STREET
SUITE 204
PETALUMA
CA
United States
Tel:
707-283-0520
Fax:
707-283-0524
J****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BCO VENTURE FUND I, L.P. | Venture Capital Fund | $3.4M | $0.3M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BURLESON, JAMES, DAVID | Individual | – | PRINCIPAL/CHIEF COMPLIANCE OFFICER | 05/2004 | > 75% |
| BROWN, BRYCE, RYAN | Individual | – | PARTNER | 01/2019 | < 5% |