BRANZAN INVESTMENT ADVISORS, INC.
Adviser information for BRANZAN INVESTMENT ADVISORS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $97.9M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $97.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $88.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $9.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPORTFOLIO MANAGEMENT FOR LIMITED LIABILITY LIMITED PARTNERSHIPS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-66261 |
|---|---|
| SEC ERA File Number | 801-66261 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120783 |
| Legal Entity Identifier | None |
Principal Office
10288 W CHATFIELD AVESTE 300
LITTLETON
CO
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 303-292-9224, Fax: 303-292-9226
Chief Compliance Officer
JOHN G. BRANT, JR.
PRESIDENT
10288 W CHATFIELD AVE
STE 300
LITTLETON
CO
United States
Tel:
3032929224
Fax:
3032929226
J********@******************M
(Full email address available in API data)
Regulatory Contact
CHARLES S BRANT
VICE PRESIDENT
10288 W CHATFIELD AVE
STE 300
LITTLETON
CO
United States
Tel:
3032929224
Fax:
303-292-9226
C**@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BRANZAN ALTERNATIVE INVESTMENT FUND, L.L.L.P. | LLLP | $73.5M | $0.1M | 73 |
| BRANZAN ENERGY INCOME FUND II L.L.L.P. | LIMITED LIABILITY LIMITED PARTNERSHIP | $12.3M | $0.1M | 41 |
| BRANZAN ENERGY INCOME FUND, L.L.L.P. | LIMITED LIABILITY LIMITED PARTNERSHIP | $2.9M | $0.1M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRANT, JOHN, GETTY | Individual | – | VICE PRESIDENT | 10/2001 | < 5% |
| BRANT, JOHN, GETTY | Individual | – | PRESIDENT/SHAREHOLDER/CHIEF COMPLIANCE OFFICER | 01/2011 | 50-75% |
| BRANT, CHARLES, SPENCER | Individual | – | SECRETARY/VICE PRESIDENT | 01/2014 | 50-75% |