DWS ALTERNATIVES GLOBAL LIMITED
Adviser information for DWS ALTERNATIVES GLOBAL LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 86 |
|---|---|
| Investment Advisory/Research | 76 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 54 | $16.1B |
| Non-Discretionary | 0 | $0 |
| Total | 54 | $16.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $38.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 32 | $15.9B |
| Pension and profit sharing plans | 7 | $77.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $100.4M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 12 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 23 |
| No. of Non-U.S. Clients | 83 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based feesR/E ACQUISITION & DISPOSITION, LOAN SVCG, MODEL PORTFOLIO FEES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
45 CANNON STREET1ST FLOOR
LONDON
United Kingdom
Monday - Friday, 9:00AM TO 5:00PM
Tel: 44 207 547 5344, Fax: None
Chief Compliance Officer
BRIAN SHEAHAN
HEAD OF AFC & COMPLIANCE UK
45 CANNON STREET
2ND FLOOR
LONDON
United Kingdom
Tel:
+44(207)541-2819
B************@******M
(Full email address available in API data)
Regulatory Contact
WILL MORRELL
SENIOR TEAM LEAD AFC & COMPLIANCE UK
45 CANNON STREET
2ND FLOOR
LONDON
United Kingdom
Tel:
+44(207)541-2063
W***********@******M
(Full email address available in API data)
Industry Affiliates
| DBRE GLOBAL REAL ESTATE MANAGEMENT IB, TLD | Other investment adviser, including financial planners |
| DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
| DEUTSCHE BANK (CAYMAN) LIMITED | Banking or thrift institutionTrust company |
| DEUTSCHE BANK (CHINA) CO., LTD., SHANGHAI BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK (MALAYSIA) BERHAD | Banking or thrift institutionTrust company |
| DEUTSCHE BANK (SUISSE) SA | Other investment adviser, including financial plannersBanking or thrift institution |
| DEUTSCHE BANK A.S. | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered security-based swap dealerBanking or thrift institutionTrust companySponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| DEUTSCHE BANK AG BANGKOK BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG HUNGARY BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG JAKARTA BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH (BELGIUM) | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH (FRANCE) | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH (PORTUGAL) | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, COLOMBO BRANCH (SRI LANKA) | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, FRANKFURT | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, HO CHI MINH CITY BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, HONG KONG BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, KARACHI BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, LONDON BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, MANILA BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, MUMBAI BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, NEW YORK BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, SEOUL BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, SINGAPORE BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AG, TAIPEI BRANCH | Banking or thrift institutionTrust company |
| DEUTSCHE BANK AKTIENGESELLSCHAFT FILIALE PRAG, ORGANIZACN� SLOZKA | Banking or thrift institutionTrust company |
| DEUTSCHE BANK LUXEMBOURG S.A. | Banking or thrift institution |
| DEUTSCHE BANK POLSKA S.A. | Banking or thrift institutionTrust company |
| DEUTSCHE BANK S.A. BANCO ALEM�O | Banking or thrift institutionTrust company |
| DEUTSCHE BANK S.A.E. | Banking or thrift institutionTrust company |
| DEUTSCHE BANK S.P.A. | Banking or thrift institutionTrust company |
| DEUTSCHE SECURITIES AND SERVICES, DUBAI | Banking or thrift institutionTrust company |
| DEUTSCHE SECURITIES SAUDI ARABIA LLC | Banking or thrift institutionTrust company |
| DWS ALTERNATIVES GMBH | Other investment adviser, including financial planners |
| DWS ASSET MANAGEMENT (KOREA) COMPANY LIMITED | Other investment adviser, including financial planners |
| DWS GROUP SERVICES UK LIMITED | Other investment adviser, including financial planners |
| DWS GRUNDBESITZ GMBH | Other investment adviser, including financial planners |
| DWS INTERNATIONAL GMBH | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| DWS INVESTMENT S.A. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| DWS INVESTMENTS AUSTRALIA LIMITED | Other investment adviser, including financial planners |
| DWS INVESTMENTS HONG KONG LIMITED | Other investment adviser, including financial planners |
| DWS INVESTMENTS JAPAN LIMITED | Other investment adviser, including financial planners |
| DWS INVESTMENTS SINGAPORE LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PEIF II GENERAL PARTNER JERSEY LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| RREEF AMERICA L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| RREEF INFRASTRUCTURE GP LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PAN EUROPEAN INFRASTRUCTURE FUND II CO-INVESTMENT 1, L.P. | Private Equity Fund | $227.2M | $0.0M | 2 |
| PAN EUROPEAN INFRASTRUCTURE II, LP | Private Equity Fund | $1,799.8M | $10.0M | 29 |
| PAN EUROPEAN INFRASTRUCTURE II, SCS | Private Equity Fund | $986.3M | $10.0M | 10 |
| RREEF PAN-EUROPEAN INFRASTRUCTURE FUND CO-INVESTMENT 1 L.P. | Private Equity Fund | $2.8M | $10.0M | 1 |
| RREEF PAN-EUROPEAN INFRASTRUCTURE FUND L.P. | Private Equity Fund | $2,718.0M | $10.0M | 50 |
| SECONDARIES OPPORTUNITIES FUND III, LP | Private Equity Fund | $743.6M | $5.0M | 58 |
| SECONDARY OPPORTUNITIES FUND II, L.P. | Private Equity Fund | $167.3M | $5.0M | 65 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHAW, STEPHEN, JAMES THOMAS | Individual | – | DIRECTOR | 02/2007 | < 5% |
| DEUTSCHE BANK AG | Foreign Entity | DB BETEILIGUNGS-HOLDING GMBH | SHAREHOLDER | 12/2017 | > 75% |
| MACKENZIE, HAMISH, MACPHAIL MASSIE | Individual | – | CEO AND DIRECTOR | 10/2016 | < 5% |
| DB BETEILIGUNGS-HOLDING GMBH | Foreign Entity | DWS GROUP GMBH & CO. KGAA | SHAREHOLDER | 03/2018 | > 75% |
| Botting, Robert, Bruce | Individual | – | HEAD OF LEGAL / UK | 03/2018 | < 5% |
| Levy, Andrew | Individual | – | HEAD OF FINANCE / UK | 03/2018 | < 5% |
| DWS GROUP GMBH & CO. KGAA | Foreign Entity | – | SHAREHOLDER | 03/2018 | > 75% |
| SHEAHAN, BRIAN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |