UNIWEALTH ADVISORS, INC.
Adviser information for UNIWEALTH ADVISORS, INC. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $4.4M |
| Non-Discretionary | 5 | $251.4M |
| Total | 18 | $255.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $913,678 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 3 | $254.8M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-66275 |
|---|---|
| SEC ERA File Number | 801-66275 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 138009 |
| Legal Entity Identifier | None |
Principal Office
7991 SW 186 STREETCUTLER BAY
FL
United States
Monday - Friday, 9:00AM TO 4:00PM
Tel: 305-253-9333, Fax: None
Chief Compliance Officer
STEFANO FANFANI
PRESIDENT
7991 SW 186 STREET
CUTLER BAY
FL
United States
Tel:
305 253 9333
U****************@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FANFANI, STEFANO, UBALDO | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 05/2003 | 50-75% |