PACIFIC PORTFOLIO CONSULTING, LLC
Adviser information for PACIFIC PORTFOLIO CONSULTING, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 489 | $1.9B |
| Non-Discretionary | 41 | $2.9B |
| Total | 530 | $4.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 285 | $241.8M |
| HNW Individuals | 179 | $1.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 46 | $3.0B |
| Charitable organizations | 9 | $209.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $79.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-66277 |
|---|---|
| SEC ERA File Number | 801-66277 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139505 |
| Legal Entity Identifier | None |
Principal Office
701 5TH AVENUESUITE 6850
SEATTLE
WA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 206-623-6641, Fax: 206-623-6653
Chief Compliance Officer
RITCHIE HOOD
CHIEF COMPLIANCE OFFICER
701 5TH AVENUE
SUITE 6850
SEATTLE
WA
United States
Tel:
206-623-6641
Fax:
206-623-6653
R******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PACIFIC WEALTH ADVISORS, LLC | Domestic Entity | – | MEMBER | 01/2006 | > 75% |
| HOOD, LAWERENCE, LEE | Individual | – | PRESIDENT | 01/2006 | 10-25% |
| HOOD, RITCHIE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2006 | < 5% |
| HOOD, LAWERENCE, LEE | Individual | PACIFIC WEALTH ADVISORS, LLC | DIRECTOR OF PACIFIC WEALTH ADVISORS, LLC | 01/2006 | |
| WILL, JAMES, MACDONALD | Individual | PACIFIC WEALTH ADVISORS, LLC | DIRECTOR OF PACIFIC WEALTH ADVISORS, LLC | 01/2006 | |
| SCHIERHORN, JOSEPH, MORTIN | Individual | PACIFIC WEALTH ADVISORS, LLC | DIRECTOR OF PACIFIC WEALTH ADVISORS, LLC | 10/2017 | |
| GAVIN, WILLIAM, ANDREW | Individual | PACIFIC WEALTH ADVISORS, LLC | DIRECTOR OF PACIFIC WEALTH ADVISORS, LLC | 11/2018 | |
| GOLDBERG, JAMIE, ANN | Individual | PACIFIC WEALTH ADVISORS, LLC | DIRECTOR OF PACIFIC WEALTH ADVISORS, LLC | 11/2018 | |
| LUTTINEN, SCOTT, HENRY | Individual | PACIFIC WEALTH ADVISORS, LLC | DIRECTOR OF PACIFIC WEALTH ADVISORS, LLC | 08/2019 | |
| COOK, LISA, ANN | Individual | – | CHIEF OPERATING OFFICER | 11/2020 | < 5% |
| JARVIS, ERIC, PETER | Individual | PACIFIC WEALTH ADVISORS, LLC | DIRECTOR OF PACIFIC WEALTH ADVISORS, LLC | 02/2023 |