DRUM CAPITAL MANAGEMENT LLC
Adviser information for DRUM CAPITAL MANAGEMENT LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $692.8M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $692.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $692.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesFOR CERTAIN PRIVATE FUNDS: ADMIN FEE; MONITORING FEE |
Identifiers
| SEC RIA File Number | 801-66278 |
|---|---|
| SEC ERA File Number | 801-66278 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137964 |
| Legal Entity Identifier | None |
Principal Office
FOUR STAMFORD PLAZA107 ELM STREET, 10TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 8:00 A.M. TO 6:00 P.M.
Tel: 203-391-7540, Fax: 203-391-7545
Chief Compliance Officer
STEFANIE LIVIDINI
VP OF FINANCE
FOUR STAMFORD PLAZA
107 ELM STREET, 10TH FLOOR
STAMFORD
CT
United States
Tel:
203-391-7571
Fax:
203-391-7545
L*******@**************M
(Full email address available in API data)
Regulatory Contact
SCOTT E. VOLLMER
CHIEF EXECUTIVE OFFICER
FOUR STAMFORD PLAZA
107 ELM STREET, 10TH FLOOR
STAMFORD
CT
United States
Tel:
203-391-7555
Fax:
203-391-7545
V******@**************M
(Full email address available in API data)
Industry Affiliates
| DRUM OPPORTUNITIES I GP LP | Sponsor, GP, manager of pooled investment vehicles |
| DRUM SPECIAL SITUATION INVESTMENT III LLC | Sponsor, GP, manager of pooled investment vehicles |
| DRUM SPECIAL SITUATION INVESTMENT IV LP | Sponsor, GP, manager of pooled investment vehicles |
| DRUM SPECIAL SITUATION INVESTMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DRUM OPPORTUNITIES I LP | Private Equity Fund | $85.5M | $1.3M | 4 |
| DRUM OPPORTUNITIES II LLC | Private Equity Fund | $29.2M | $0.5M | 7 |
| DRUM SPECIAL SITUATION PARTNERS III LP | Private Equity Fund | $83.3M | $0.1M | 38 |
| DRUM SPECIAL SITUATION PARTNERS IV LP | Private Equity Fund | $221.9M | $0.3M | 20 |
| DRUM SPECIAL SITUATION PARTNERS IV-C LP | Private Equity Fund | $27.7M | $0.1M | 16 |
| EID ULTIMATE HOLDINGS, LLC (AKA DRUM OPPORTUNITIES III LLC) | Private Equity Fund | $49.9M | $0.1M | 7 |
| SPECIAL SITUATION PARTNERS II LP | Private Equity Fund | $195.2M | $0.0M | 58 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VOLLMER, SCOTT, ECKART | Individual | – | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | 04/2005 | > 75% |
| Lividini, Stefanie, Elisa | Individual | – | VP OF FINANCE, CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |