SECURITY CAPITAL MANAGEMENT

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	West Virginia, United States

Employees

Total Number of Employees	21
Investment Advisory/Research	16
Registered Broker-Dealer Representatives	21
Registered State Investment Advisers	21
Licensed Agents of an Insurance Company	12
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	948	$502.0M
Non-Discretionary	1,343	$516.7M
Total	2,291	$1.0B

Clients

Type	Number	RAUM
Individuals	1,731	$400.8M
HNW Individuals	517	$567.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	15	$30.5M
Charitable organizations	19	$13.0M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	9	$7.4M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	251-500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUM
Other Business Activities	Broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	1.0B

Portfolio Manager to Program	Sponsor
MANAGED ACCOUNT SOLUTIONS	SECURITY CAPITAL MANAGEMENT
DIRECT MANAGED PROGRAM	SECURITY CAPITAL MANAGEMENT

Identifiers

SEC RIA File Number	801-66333
SEC ERA File Number	801-66333
SEC CIK Numbers	46392
SEC CRD Numbers	396
Legal Entity Identifier	None

Principal Office

1300 CHAPLINE STREET
WHEELING
WV
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic