Hedge Fund Database

DAY HAGAN ASSET MANAGEMENT

DONALD L. HAGAN, LLC Legal Name

Adviser information for DAY HAGAN ASSET MANAGEMENT last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 559 $860.5M
Non-Discretionary 11 $828,784
Total 570 $861.3M

Clients

Type Number RAUM
Individuals 194 $35.9M
HNW Individuals 47 $116.7M
Banking or thrift institutions 0 $0
Investment companies 4 $708.7M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 62
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesCommissionsTHIRD PARTY ADVISORY FEES

Identifiers

SEC RIA File Number 801-66337
SEC ERA File Number 801-66337
SEC CIK Numbers 1638049
SEC CRD Numbers 139671
Legal Entity Identifier None

Principal Office

1000 S. TAMIAMI TRAIL
SARASOTA
FL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 941-330-1702, Fax: 941-684-0723

Websites

twitter.com/dayhagan_invest www.facebook.com/dhprivatewealth www.dayhagan.com www.linkedin.com/in/day-hagan-asset-management-b3a99b52 www.dhfunds.com twitter.com/dhprivatewealth www.dayhaganprivatewealth.com/

Chief Compliance Officer

LINDA S. BROWN
DIRECTOR OF OPERATIONS, PARTNER
1000 S. TAMIAMI TRAIL
SARASOTA
FL
United States
Tel: 941-330-1702
Fax: 941-684-0723
(Full email address available in API data)

Regulatory Contact

DONALD L. HAGAN
PARTNER, CFA
1000 S. TAMIAMI TRAIL
SARASOTA
FL
United States
Tel: 941-330-1702
Fax: 941-684-0723
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HAGAN, DONALD, LEWIS Individual – MANAGING MEMBER 09/2004 25-50%
DAY, ARTHUR, STUART Individual – MANAGING MEMBER 04/2006 25-50%
BROWN, LINDA, SUSAN Individual – CHIEF COMPLIANCE OFFICER 01/2013 5-10%

No. Employees, Historic

2010020202021202220232024202512 on 3/11/202012 on 4/17/202012 on 5/5/202012 on 6/25/202012 on 7/23/202012 on 7/24/202012 on 8/12/202012 on 10/14/202011 on 3/9/202111 on 3/12/202111 on 5/17/202111 on 7/15/202111 on 9/27/202111 on 10/26/202111 on 2/7/202211 on 2/14/202211 on 2/25/202211 on 1/27/202311 on 1/31/202311 on 3/6/202311 on 6/15/202311 on 6/21/202310 on 2/8/2024

RAUM, Historic

900M450M0202020212022202320242025236757715 on 3/11/2020236757715 on 4/17/2020236757715 on 5/5/2020236757715 on 6/25/2020236757715 on 7/23/2020236757715 on 7/24/2020236757715 on 8/12/2020236757715 on 10/14/2020316853234 on 3/9/2021316853234 on 3/12/2021316853234 on 5/17/2021316853234 on 7/15/2021316853234 on 9/27/2021316853234 on 10/26/2021604991888 on 2/7/2022604991888 on 2/14/2022604991888 on 2/25/2022636236321 on 1/27/2023636236321 on 1/31/2023636236321 on 3/6/2023636236321 on 6/15/2023636236321 on 6/21/2023861340874 on 2/8/2024

No. Clients, Historic

3001500202020212022202320242025259 on 3/11/2020259 on 4/17/2020259 on 5/5/2020259 on 6/25/2020259 on 7/23/2020259 on 7/24/2020259 on 8/12/2020259 on 10/14/2020248 on 3/9/2021248 on 3/12/2021248 on 5/17/2021248 on 7/15/2021248 on 9/27/2021248 on 10/26/2021262 on 2/7/2022262 on 2/14/2022262 on 2/25/2022249 on 1/27/2023249 on 1/31/2023249 on 3/6/2023249 on 6/15/2023249 on 6/21/2023245 on 2/8/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AIM ETF PRODUCTS TRUST US LARCP B20 MAR 1M 48K –
ALPHABET INC CAP STK CL A 3M 16K –
AMDOCS LTD SHS 2M 19K –
APPLE INC COM 1M 7K –
BANK NEW YORK MELLON CORP COM 1M 18K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 423K 1K –
BLACKROCK INC COM 1M 1K –
BLACKSTONE INC COM 1M 10K –
CF INDS HLDGS INC COM 1M 14K –
CHECK POINT SOFTWARE TECH LT ORD 622K 4K –
CHEVRON CORP NEW COM 1M 7K –
CISCO SYS INC COM 1M 31K –
CLOROX CO DEL COM 2M 11K –
COGNIZANT TECHNOLOGY SOLUTIO CL A 2M 24K –
COMCAST CORP NEW CL A 2M 47K –
COTERRA ENERGY INC COM 930K 35K –
CVS HEALTH CORP COM 496K 8K –
DEERE & CO COM 1M 3K –
DROPBOX INC CL A 387K 17K –
ELI LILLY & CO COM 923K 1K –
EXXON MOBIL CORP COM 1M 9K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 1M 41K –
FIRST TR EXCHNG TRADED FD VI VEST US EQUITY M 3M 92K –
FIRST TR EXCHNG TRADED FD VI VEST US EQUITY M 3M 108K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 1M 61K –
GOLDMAN SACHS GROUP INC COM 903K 2K –
HOME DEPOT INC COM 1M 3K –
HUB GROUP INC CL A 344K 8K –
I MAB SPONSORED ADS 50K 30K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 1M 42K –
INTERNATIONAL BUSINESS MACHS COM 1M 7K –
INTERPUBLIC GROUP COS INC COM 681K 23K –
IPG PHOTONICS CORP COM 294K 3K –
ISHARES INC MSCI FRANCE ETF 250K 7K –
ISHARES INC MSCI JPN ETF NEW 238K 3K –
ISHARES TR 3 7 YR TREAS BD 1M 10K –
ISHARES TR MSCI UK ETF NEW 214K 6K –
ISHARES TR SELECT DIVID ETF 323K 3K –
ISHARES TR MSCI CHINA ETF 347K 8K –
JOHNSON & JOHNSON COM 489K 3K –
JPMORGAN CHASE & CO. COM 2M 11K –
KINDER MORGAN INC DEL COM 1M 55K –
KULICKE & SOFFA INDS INC COM 321K 7K –
LANDSTAR SYS INC COM 800K 4K –
LISTED FD TR ROUNDHILL MAGNIF 227K 5K –
LOWES COS INC COM 820K 4K –
LYONDELLBASELL INDUSTRIES N SHS - A - 202K 2K –
MASCO CORP COM 1M 19K –
MERCK & CO INC COM 1M 8K –
META PLATFORMS INC CL A 3M 5K –
MICROSOFT CORP COM 657K 1K –
MORGAN STANLEY COM NEW 994K 10K –
NATIONAL FUEL GAS CO COM 1M 20K –
NETFLIX INC COM 660K 978 –
OGE ENERGY CORP COM 588K 16K –
OWENS CORNING NEW COM 2M 12K –
PAYPAL HLDGS INC COM 2M 27K –
PEPSICO INC COM 1M 8K –
PUBLIC STORAGE OPER CO COM 967K 3K –
QUALCOMM INC COM 2M 10K –
SCHWAB CHARLES CORP COM 909K 12K –
SCILEX HOLDING CO COM 219K 113K –
SEI INVTS CO COM 994K 15K –
SELECT SECTOR SPDR TR TECHNOLOGY 7M 32K –
SELECT SECTOR SPDR TR SBI CONS STPLS 1M 14K –
SELECT SECTOR SPDR TR COMMUNICATION 2M 19K –
SELECT SECTOR SPDR TR RL EST SEL SEC 223K 6K –
SELECT SECTOR SPDR TR INDL 2M 13K –
SELECT SECTOR SPDR TR SBI MATERIALS 415K 5K –
SELECT SECTOR SPDR TR SBI INT-UTILS 573K 8K –
SELECT SECTOR SPDR TR FINANCIAL 3M 69K –
SELECT SECTOR SPDR TR ENERGY 872K 10K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 3M 18K –
SELECT SECTOR SPDR TR SBI CONS DISCR 2M 12K –
SOUTHERN CO COM 425K 5K –
SOUTHSTATE CORPORATION COM 1M 15K –
SPDR DOW JONES INDL AVERAGE UT SER 1 550K 1K –
SPDR SER TR PORTFOLIO LN TSR 667K 24K –
SPDR SER TR BLOOMBERG 1-3 MO 9M 99K –
SPDR SER TR PORTFOLIO CRPORT 1M 35K –
SPDR SER TR PORT MTG BK ETF 535K 25K –
STARBUCKS CORP COM 1M 13K –
STRATEGY SHS DAY HAGAN NED DA 19M 654K –
STRATEGY SHS DAY HAGAN NED 15M 705K –
STRATEGY SHS DAY HAGAN NED 31M 779K –
TARGET CORP COM 1M 10K –
UNITED PARCEL SERVICE INC CL B 18M 130K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 260K 5K –
VERIZON COMMUNICATIONS INC COM 310K 8K –
VICI PPTYS INC COM 276K 10K –
VISA INC COM CL A 271K 1K –
WERNER ENTERPRISES INC COM 516K 14K –