MATTERHORN INVESTMENT MANAGEMENT LLP
Adviser information for MATTERHORN INVESTMENT MANAGEMENT LLP last updated from Form ADV on June 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $7.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $7.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $7.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-66366 |
|---|---|
| SEC ERA File Number | 801-66366 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139221 |
| Legal Entity Identifier | PYP0H2SV8A5CAWW3CJ35 |
Principal Office
6SOUTH MOLTON STREET
LONDON
United Kingdom
Monday - Friday, 09:00 - 17:00
Tel: 44-20-7340-2800, Fax: None
Websites
Chief Compliance Officer
MAXIME DESTEL
MR
12
HAY HILL
LONDON
United Kingdom
Tel:
44-20-7340-2805
M*****@***********************M
(Full email address available in API data)
Regulatory Contact
DANIEL ARCHER
MR
12
HAY HILL
LONDON
United Kingdom
Tel:
44-20-7340-2816
D*****@***********************M
(Full email address available in API data)
Industry Affiliates
| MATTERHORN INVESTMENT MANAGEMENT (ASIA) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE MATTERHORN GLOBAL MASTER FUND | Hedge Fund | $12.9M | $0.1M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BATE, PAUL, WILLIAM | Individual | – | PARTNER, CHIEF EXECUTIVE OFFICER | 02/2003 | > 75% |
| DESTEL, MAXIME, FERNAND | Individual | – | CHIEF FINANCIAL OFFICER | 12/2003 | < 5% |
| DENALI INVESTMENT LTD | Foreign Entity | – | MEMBER | 03/2004 | 50-75% |
| MATTERHORN INVESTMENT MANAGEMENT (MALTA) LTD | Foreign Entity | – | HOLDING COMPANY | 07/2011 | 50-75% |