CYPRESS CAPITAL MANAGEMENT US LIMITED
Adviser information for CYPRESS CAPITAL MANAGEMENT US LIMITED last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | NOVEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 67 | $79.5M |
| Non-Discretionary | 0 | $0 |
| Total | 67 | $79.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $2.0M |
| HNW Individuals | 43 | $76.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 56 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-66379 |
|---|---|
| SEC ERA File Number | 801-66379 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139037 |
| Legal Entity Identifier | 549300QQULO1OZ0UDM28 |
Principal Office
1055 WEST GEORGIA STREETSUITE 1700
VANCOUVER, BRITISH COLUMBIA
Canada
Monday - Friday, 8AM - 4:30PM
Tel: 604-659-1850, Fax: 604-659-1899
Websites
Chief Compliance Officer
JENNIFER WOOD
CHIEF COMPLIANCE OFFICER
1055 WEST GEORGIA STREET
SUITE 1700
VANCOUVER, BRITISH COLUMBIA
Canada
Tel:
604-659-1850
Fax:
604-659-1899
J****@*************M
(Full email address available in API data)
Industry Affiliates
| AGF INTERNATIONAL ADVISORS COMPANY LIMITED | Other investment adviser, including financial planners |
| AGF INVESTMENTS | Other investment adviser, including financial planners |
| AGF INVESTMENTS | Other investment adviser, including financial planners |
| AGF INVESTMENTS INC. | Other investment adviser, including financial planners |
| AGFWAVE ASSET MANAGEMENT INC. | Other investment adviser, including financial planners |
| CYPRESS CAPITAL MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| DOHERTY & ASSOCIATES CO. LTD. | Other investment adviser, including financial planners |
| HIGHSTREET ASSET MANAGEMENT INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CYPRESS CAPITAL MANAGEMENT LIMITED | Foreign Entity | – | PARENT COMPANY | 11/2005 | > 75% |
| AGF MANAGEMENT LIMITED | Foreign Entity | AGF INVESTMENTS INC. | DIRECT OWNER | 10/2007 | > 75% |
| DEAN, THOMAS, ANDREW | Individual | – | MANAGING DIRECTOR & PRESIDENT | 10/2020 | < 5% |
| AGF INVESTMENTS INC. | Foreign Entity | CYPRESS CAPITAL MANAGEMENT LIMITED | SHAREHOLDER | 10/2007 | > 75% |
| GOLDRING CAPITAL CORPORATION | Foreign Entity | AGF MANAGEMENT LIMITED | SHAREHOLDER | 06/1985 | > 75% |
| GOLDRING, BLAKE, CHARLES | Individual | – | DIRECTOR & CHAIRMAN | 02/2011 | < 5% |
| GOLDRING, JUDITH, GAIL | Individual | – | DIRECTOR | 02/2011 | < 5% |
| ADAMS, MARK, WILLIAM | Individual | – | SECRETARY | 09/2015 | < 5% |
| BCG HOLDING CORPORATION | Foreign Entity | GOLDRING CAPITAL CORPORATION | SHAREHOLDER | 11/2008 | 50-75% |
| GOLDRING, BLAKE, CHARLES | Individual | BCG HOLDING CORPORATION | DIRECT OWNER | 04/2008 | > 75% |
| ALEXANDER, BRIAN, KEITH | Individual | – | MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | 10/2020 | < 5% |
| WOOD, JENNIFER, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2022 | < 5% |