SUNDANCE ADVISORS
SUNDANCE ADVISORS, INC. Legal Name
Adviser information for SUNDANCE ADVISORS last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 103 | $226.0M |
| Non-Discretionary | 0 | $0 |
| Total | 103 | $226.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 80 | $211.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $15.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-66405 |
|---|---|
| SEC ERA File Number | 801-66405 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139741 |
| Legal Entity Identifier | None |
Principal Office
5500 CORPORATE DRIVESUITE 216
PITTSBURGH
PA
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 412-366-2813, Fax: 412-366-3608
Chief Compliance Officer
DALE R. BROWNE
5500 CORPORATE DRIVE
SUITE 216
PITTSBURGH
PA
United States
Tel:
412-366-2813
Fax:
412-366-3608
D*********@*******************T
(Full email address available in API data)
Regulatory Contact
DALE BROWNE
PRESIDENT
5500 CORPORATE DRIVE
SUITE 216
PITTSBURGH
PA
United States
Tel:
412-366-2813
Fax:
412-366-3608
D*********@*******************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWNE, DALE, ROBERT | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 03/2006 | > 75% |