Hedge Fund Database

INTERCONTINENTAL WEALTH ADVISORS, LLC

Adviser information for INTERCONTINENTAL WEALTH ADVISORS, LLC last updated from Form ADV on August 2nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 23
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 8
No. of Firms/People that Solicit Clients 4

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,674 $1.4B
Non-Discretionary 5 $92.5M
Total 1,679 $1.5B

Clients

Type Number RAUM
Individuals 410 $101.2M
HNW Individuals 119 $548.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $38.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 204 $849.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 31
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-66430
SEC ERA File Number 801-66430
SEC CIK Numbers 1709698
SEC CRD Numbers 114787
Legal Entity Identifier None

Principal Office

112 EAST PECAN STREET, SUITE 525
SAN ANTONIO
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 210-271-7947, Fax: 210-271-8016

Websites

www.linkedin.com/company/intercontinental-wealth-advisors-llc www.intercontinentalwealthadvisors.com www.instagram.com/intercontinentalwealthadvisors/ www.facebook.com/intercontinentalwealthadvisors

Chief Compliance Officer

LARRY NAKAMURA
VP
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel: (305) 781-3040
(Full email address available in API data)

Regulatory Contact

SCOTT AKINS
SVP, GENERAL COUNSEL
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel: (214) 893-7131
(Full email address available in API data)

Industry Affiliates

CORIENT Other investment adviser, including financial planners
INTERCONTINENTAL AGENCY LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CORIENT PRIVATE WEALTH LLC Domestic Entity – OWNER 07/2023 > 75%
CORIENT PARTNERS LLC Domestic Entity CORIENT PRIVATE WEALTH LLC OWNER 01/2022
CORIENT HOLDINGS INC Domestic Entity CORIENT PARTNERS LLC OWNER 02/2023
CI FINANCIAL CORP. Foreign Entity CORIENT HOLDINGS INC OWNER 11/2019 > 75%
ROSS, JAIME, EMERSON Individual – EXECUTIVE VICEPRESIDENT 07/2023 < 5%
AKINS, SCOTT, WILLIAM Individual – SEINOR VICEPRESIDENT ANDGENERAL COUNSEL 07/2023 < 5%
MUNI, AMIT Individual – CHIEF FINANCIALOFFICER 07/2023 < 5%
Gullan, Leonard, Lawrence Curle Individual – EVP, CHIEFOPERATING OFFICER 07/2023 < 5%
NAKAMURA, LARRY, TRISTON Individual – VP, CHIEF COMPLIANCE OFFICER 07/2023 < 5%

No. Employees, Historic

3015020192020202120222023202420 on 10/18/201920 on 11/20/201928 on 2/6/202028 on 6/30/202028 on 9/23/202028 on 1/13/202125 on 3/31/202125 on 5/25/202125 on 5/25/202125 on 6/9/202125 on 7/30/202125 on 11/29/202127 on 3/31/202223 on 3/20/202323 on 7/6/202323 on 7/31/202323 on 8/2/2023

RAUM, Historic

2B1B0201920202021202220232024852797811 on 10/18/2019852797811 on 11/20/20191011345176 on 2/6/20201011345176 on 6/30/20201011345176 on 9/23/20201011345176 on 1/13/20211368823966 on 3/31/20211368823966 on 5/25/20211368823966 on 5/25/20211368823966 on 6/9/20211368823966 on 7/30/20211368823966 on 11/29/20211755987659 on 3/31/20221537635933 on 3/20/20231537635933 on 7/6/20231537635933 on 7/31/20231537635933 on 8/2/2023

No. Clients, Historic

2,0001,0000201920202021202220232024823 on 10/18/2019823 on 11/20/20191034 on 2/6/20201034 on 6/30/20201034 on 9/23/20201034 on 1/13/20211350 on 3/31/20211350 on 5/25/20211350 on 5/25/20211350 on 6/9/20211350 on 7/30/20211350 on 11/29/2021684 on 3/31/2022733 on 3/20/2023733 on 7/6/2023733 on 7/31/2023733 on 8/2/2023

Holdings

From latest 13F, filed July 21st, 2023 for period ending June 30th, 2023
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 349K 3K –
ACCENTURE PLC IRELAND SHS CLASS A 1M 4K –
ACTIVISION BLIZZARD INC COM 284K 3K –
ADAMS DIVERSIFIED EQUITY FD COM 333K 20K –
ADOBE SYSTEMS INCORPORATED COM 743K 2K –
ADVISORSHARES TR PSYCHEDELICS ETF 253K 136K –
AIRBNB INC COM CL A 549K 4K –
ALAMO GROUP INC COM 250K 1K –
ALBANY INTL CORP CL A 970K 10K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 273K 3K –
ALLEGION PLC ORD SHS 452K 4K –
ALPHABET INC CAP STK CL A 3M 26K –
ALPHABET INC CAP STK CL C 4M 31K –
ALTRIA GROUP INC COM 2M 37K –
AMAZON COM INC COM 9M 68K –
AMER SOFTWARE INC CL A 300K 29K –
AMERICA MOVIL SAB DE CV SPON ADS RP CL B 839K 39K –
AMERICAN EXPRESS CO COM 321K 2K –
ANSYS INC COM 598K 2K –
APARTMENT INCOME REIT CORP COM 2M 46K –
APPLE INC COM 19M 100K –
APPLIED MATLS INC COM 2M 16K –
ARES CAPITAL CORP COM 2M 81K –
ARK ETF TR INNOVATION ETF 7M 167K –
ARMSTRONG WORLD INDS INC NEW COM 976K 13K –
ASPEN TECHNOLOGY INC COM 442K 3K –
AT&T INC COM 688K 43K –
AZENTA INC COM 1M 24K –
BADGER METER INC COM 888K 6K –
BANCO DE CHILE SPONSORED ADS 648K 31K –
BANK AMERICA CORP COM 465K 16K –
BANK HAWAII CORP COM 668K 16K –
BANK MONTREAL QUE COM 578K 6K –
BANK NEW YORK MELLON CORP COM 1M 31K –
BARCLAYS BANK PLC DJUBS CMDT ETN36 260K 9K –
BECTON DICKINSON & CO COM 402K 2K –
BENTLEY SYS INC COM CL B 873K 16K –
BERKLEY W R CORP COM 455K 8K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 15M 44K –
BIOGEN INC COM 415K 1K –
BLACKROCK INC COM 337K 488 –
BOEING CO COM 429K 2K –
BRIGHT HORIZONS FAM SOL IN D COM 375K 4K –
BRISTOL-MYERS SQUIBB CO COM 727K 11K –
BROADCOM INC COM 358K 413 –
BROOKFIELD CORP CL A LTD VT SH 377K 11K –
C H ROBINSON WORLDWIDE INC COM NEW 743K 8K –
CAL MAINE FOODS INC COM NEW 274K 6K –
CANO HEALTH INC COM CL A 81K 58K –
CAPITAL ONE FINL CORP COM 3M 23K –
CARMAX INC COM 488K 6K –
CATERPILLAR INC COM 601K 2K –
CGI INC CL A SUB VTG 811K 8K –
CHARLES RIV LABS INTL INC COM 521K 2K –
CHECK POINT SOFTWARE TECH LT ORD 666K 5K –
CHEESECAKE FACTORY INC COM 1M 34K –
CHEMED CORP NEW COM 412K 761 –
CHEVRON CORP NEW COM 525K 3K –
CHOICE HOTELS INTL INC COM 353K 3K –
CHUBB LIMITED COM 486K 3K –
CISCO SYS INC COM 704K 14K –
COGNIZANT TECHNOLOGY SOLUTIO CL A 269K 4K –
COLGATE PALMOLIVE CO COM 211K 3K –
COMCAST CORP NEW CL A 492K 12K –
CONSTRUCTION PARTNERS INC COM CL A 1M 38K –
COOPER COS INC COM NEW 727K 2K –
CORNING INC COM 298K 8K –
COSTCO WHSL CORP NEW COM 373K 693 –
CUMMINS INC COM 338K 1K –
CVS HEALTH CORP COM 355K 5K –
DARLING INGREDIENTS INC COM 351K 6K –
DBX ETF TR XTRACK HRVST CSI 436K 16K –
DEERE & CO COM 226K 557 –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 323K 8K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 243K 9K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 312K 12K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 272K 12K –
DIREXION SHS ETF TR DLY ENRGY BULL2X 290K 5K –
DISCOVER FINL SVCS COM 391K 3K –
DISNEY WALT CO COM 1M 14K –
DOLBY LABORATORIES INC COM CL A 491K 6K –
DOW INC COM 309K 6K –
DUKE ENERGY CORP NEW COM NEW 386K 4K –
EMERSON ELEC CO COM 660K 7K –
ENBRIDGE INC COM 986K 27K –
ENI S P A SPONSORED ADR 627K 22K –
ENTERPRISE PRODS PARTNERS L COM 400K 15K –
EQUIFAX INC COM 580K 2K –
EQUINOR ASA SPONSORED ADR 462K 16K –
EVERGY INC COM 244K 4K –
EVERTEC INC COM 1M 38K –
EXCHANGE TRADED CONCEPTS TR BITWISE CRYPTO 97K 12K –
EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 2M 75K –
EXPONENT INC COM 458K 5K –
EXXON MOBIL CORP COM 677K 6K –
FAIR ISAAC CORP COM 303K 375 –
FEDEX CORP COM 349K 1K –
FIBROGEN INC COM 258K 96K –
FIRST FINL BANKSHARES INC COM 389K 14K –
FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 520K 6K –
FULLER H B CO COM 1M 18K –
GENERAL DYNAMICS CORP COM 539K 3K –
GETTY RLTY CORP NEW COM 1M 32K –
GILEAD SCIENCES INC COM 421K 5K –
GLOBAL X FDS S&P 500 CATHOLIC 3M 50K –
GOLDMAN SACHS BDC INC SHS 799K 58K –
GRACO INC COM 735K 9K –
GRUPO TELEVISA S A B SPON ADR REP ORD 616K 120K –
HENRY JACK & ASSOC INC COM 1M 7K –
HILLMAN SOLUTIONS CORP COM 1M 156K –
HOME BANCSHARES INC COM 590K 26K –
HOME DEPOT INC COM 1M 4K –
HOULIHAN LOKEY INC CL A 2M 17K –
IAC INC COM NEW 411K 7K –
ING GROEP N.V. SPONSORED ADR 722K 54K –
INTEL CORP COM 919K 27K –
INTERACTIVE BROKERS GROUP IN COM CL A 564K 7K –
INTERNATIONAL BANCSHARES COR COM 264K 6K –
INTERNATIONAL BUSINESS MACHS COM 668K 5K –
INTERNATIONAL FLAVORS&FRAGRA COM 333K 4K –
INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 439K 17K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 1M 9K –
INVESCO QQQ TR UNIT SER 1 27M 74K –
ISHARES GOLD TR ISHARES NEW 2M 49K –
ISHARES INC MSCI CDA ETF 843K 24K –
ISHARES INC MSCI CHILE ETF 369K 13K –
ISHARES INC MSCI EURZONE ETF 1M 24K –
ISHARES INC MSCI JPN ETF NEW 4M 70K –
ISHARES TR 1 3 YR TREAS BD 3M 37K –
ISHARES TR 20 YR TR BD ETF 695K 7K –
ISHARES TR 7-10 YR TRSY BD 2M 18K –
ISHARES TR AGENCY BOND ETF 298K 3K –
ISHARES TR CHINA LG-CAP ETF 224K 8K –
ISHARES TR CORE S&P MCP ETF 392K 1K –
ISHARES TR CORE S&P SCP ETF 425K 4K –
ISHARES TR CORE S&P500 ETF 2M 4K –
ISHARES TR CORE US AGGBD ET 5M 53K –
ISHARES TR ESG AWR MSCI USA 3M 28K –
ISHARES TR EUROPE ETF 2M 38K –
ISHARES TR GL CLEAN ENE ETF 247K 13K –
ISHARES TR IBOXX HI YD ETF 718K 10K –
ISHARES TR IBOXX INV CP ETF 1M 10K –
ISHARES TR ISHS 1-5YR INVS 233K 5K –
ISHARES TR LATN AMER 40 ETF 1M 40K –
ISHARES TR MSCI ACWI ETF 11M 117K –
ISHARES TR MSCI CHINA ETF 215K 5K –
ISHARES TR MSCI EAFE ETF 3M 47K –
ISHARES TR MSCI EMG MKT ETF 2M 62K –
ISHARES TR MSCI USA MIN VOL 663K 9K –
ISHARES TR NATIONAL MUN ETF 2M 17K –
ISHARES TR RUS 1000 ETF 1M 5K –
ISHARES TR RUS 1000 GRW ETF 510K 2K –
ISHARES TR RUS 2000 VAL ETF 1M 9K –
ISHARES TR RUSSELL 2000 ETF 2M 9K –
ISHARES TR RUSSELL 3000 ETF 3M 12K –
ISHARES TR S&P 100 ETF 259K 1K –
ISHARES TR S&P SML 600 GWT 1M 9K –
ISHARES TR TIPS BD ETF 1M 12K –
ISHARES TR U S EQUITY FACTR 222K 5K –
ISHARES TR U.S. FINLS ETF 269K 4K –
ISHARES TR US INFRASTRUC 1M 28K –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 575K 12K –
JOHN BEAN TECHNOLOGIES CORP COM 875K 7K –
JOHNSON & JOHNSON COM 1M 7K –
JPMORGAN CHASE & CO COM 3M 19K –
LAKELAND FINL CORP COM 429K 9K –
LAM RESEARCH CORP COM 503K 782 –
LANDSTAR SYS INC COM 2M 8K –
LAS VEGAS SANDS CORP COM 710K 12K –
LATHAM GROUP INC COM 193K 52K –
LCI INDS COM 205K 2K –
LENNAR CORP CL A 1M 10K –
LENNOX INTL INC COM 520K 2K –
LESLIES INC COM 897K 95K –
LILLY ELI & CO COM 786K 2K –
LOCKHEED MARTIN CORP COM 410K 890 –
LOEWS CORP COM 201K 3K –
LPL FINL HLDGS INC COM 560K 3K –
M & T BK CORP COM 292K 2K –
MARKEL GROUP INC COM 746K 539 –
MEDTRONIC PLC SHS 1M 14K –
MERCK & CO INC COM 801K 7K –
META PLATFORMS INC CL A 4M 15K –
MICROSOFT CORP COM 3M 9K –
NATIONAL BEVERAGE CORP COM 1M 25K –
NETFLIX INC COM 1M 3K –
NIKE INC CL B 505K 5K –
NORDSON CORP COM 651K 3K –
NOVARTIS AG SPONSORED ADR 753K 7K –
NOVO-NORDISK A S ADR 2M 9K –
NVIDIA CORPORATION COM 2M 4K –
ORACLE CORP COM 900K 8K –
OWENS CORNING NEW COM 1M 9K –
OWL ROCK CAPITAL CORPORATION COM 190K 14K –
PARAMOUNT GLOBAL CLASS B COM 423K 27K –
PEPSICO INC COM 2M 9K –
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 768K 56K –
PFIZER INC COM 753K 21K –
PHILIP MORRIS INTL INC COM 359K 4K –
PHILLIPS 66 COM 701K 7K –
POOL CORP COM 719K 2K –
PRICE T ROWE GROUP INC COM 320K 3K –
PRIMERICA INC COM 1M 7K –
PROCTER AND GAMBLE CO COM 371K 2K –
PROLOGIS INC. COM 279K 2K –
PROSHARES TR DJ BRKFLD GLB 329K 7K –
PROSHARES TR MSCI EMRG ETF 402K 8K –
PROSHARES TR S&P 500 DV ARIST 6M 63K –
PROSHARES TR ULT R/EST NEW 501K 9K –
PROSHARES TR ULTRAPRO QQQ 4M 101K –
PROSHARES TR ULTRPRO DOW30 818K 14K –
PROSHARES TR ULTRPRO S&P500 2M 49K –
QUEST DIAGNOSTICS INC COM 360K 3K –
RAYTHEON TECHNOLOGIES CORP COM 1M 13K –
RBC BEARINGS INC COM 1M 6K –
RELX PLC SPONSORED ADR 775K 23K –
RIO TINTO PLC SPONSORED ADR 599K 9K –
RLI CORP COM 1M 8K –
ROLLINS INC COM 364K 9K –
ROYAL BK CDA COM 635K 7K –
SAIA INC COM 374K 1K –
SALESFORCE INC COM 272K 1K –
SCHWAB CHARLES CORP COM 644K 11K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 349K 14K –
SCHWAB STRATEGIC TR INTL EQTY ETF 252K 7K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 589K 17K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 285K 4K –
SCHWAB STRATEGIC TR US LCAP VA ETF 314K 5K –
SCHWAB STRATEGIC TR US LRG CAP ETF 283K 5K –
SCHWAB STRATEGIC TR US TIPS ETF 640K 12K –
SCOTTS MIRACLE-GRO CO CL A 1M 18K –
SELECT SECTOR SPDR TR ENERGY 254K 3K –
SELECT SECTOR SPDR TR FINANCIAL 398K 12K –
SELECT SECTOR SPDR TR SBI CONS DISCR 267K 2K –
SELECT SECTOR SPDR TR SBI CONS STPLS 491K 7K –
SELECT SECTOR SPDR TR TECHNOLOGY 421K 2K –
SEMPRA COM 312K 2K –
SITEONE LANDSCAPE SUPPLY INC COM 2M 11K –
SOUTHWEST AIRLS CO COM 327K 9K –
SPDR DOW JONES INDL AVERAGE UT SER 1 12M 35K –
SPDR GOLD TR GOLD SHS 6M 34K –
SPDR INDEX SHS FDS S&P GLBDIV ETF 5M 88K –
SPDR S&P 500 ETF TR TR UNIT 42M 96K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 3M 6K –
SPDR SER TR PORTFOLIO CRPORT 854K 30K –
SPDR SER TR PORTFOLIO S&P500 2M 44K –
SPDR SER TR PRTFLO S&P500 GW 447K 7K –
SPDR SER TR PRTFLO S&P500 HI 926K 25K –
SPDR SER TR S&P DIVID ETF 810K 7K –
SPDR SER TR S&P OILGAS EXP 377K 3K –
STARBUCKS CORP COM 676K 7K –
STELLANTIS N.V SHS 692K 39K –
STOCK YDS BANCORP INC COM 787K 17K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 606K 6K –
TECK RESOURCES LTD CL B 975K 23K –
TELEDYNE TECHNOLOGIES INC COM 427K 1K –
TERADYNE INC COM 592K 5K –
TESLA INC COM 2M 6K –
TEXAS INSTRS INC COM 2M 10K –
TG THERAPEUTICS INC COM 224K 9K –
THE CIGNA GROUP COM 1M 4K –
THOR INDS INC COM 2M 19K –
TORONTO DOMINION BK ONT COM NEW 371K 6K –
TOTALENERGIES SE SPONSORED ADS 332K 6K –
TRAVELERS COMPANIES INC COM 204K 1K –
TYSON FOODS INC CL A 326K 6K –
UNIFIRST CORP MASS COM 1M 7K –
UNILEVER PLC SPON ADR NEW 1M 20K –
UNION PAC CORP COM 495K 2K –
UNITED PARCEL SERVICE INC CL B 372K 2K –
UNITED STS OIL FD LP UNITS 259K 4K –
UNITEDHEALTH GROUP INC COM 610K 1K –
US BANCORP DEL COM NEW 950K 29K –
VALE S A SPONSORED ADS 548K 41K –
VANECK ETF TRUST DIGI TRANSFRM 651K 96K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 260K 1K –
VANGUARD BD INDEX FDS SHORT TRM BOND 943K 12K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 246K 5K –
VANGUARD INDEX FDS GROWTH ETF 996K 4K –
VANGUARD INDEX FDS REAL ESTATE ETF 239K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 4K –
VANGUARD INDEX FDS SM CP VAL ETF 970K 6K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 900K 22K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 2M 32K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 342K 9K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 1M 11K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1M 18K –
VERIZON COMMUNICATIONS INC COM 378K 10K –
VIATRIS INC COM 1M 142K –
VISA INC COM CL A 748K 3K –
VONTIER CORPORATION COM 588K 18K –
WALMART INC COM 548K 3K –
WATSCO INC COM 3M 8K –
WD 40 CO COM 1M 5K –
WELLS FARGO CO NEW COM 2M 58K –
WISDOMTREE TR EMG MKTS SMCAP 235K 5K –
WISDOMTREE TR EUR HDG SMLCAP 1M 42K –
WISDOMTREE TR EUROPE HEDGED EQ 513K 6K –
WISDOMTREE TR EUROPE SMCP DV 483K 9K –
WISDOMTREE TR JAPN HEDGE EQT 1M 16K –
WISDOMTREE TR JPN SCAP HDG EQT 730K 14K –
WISDOMTREE TR US MIDCAP DIVID 1M 30K –
WISDOMTREE TR US SMALLCAP DIVD 2M 58K –
ZEBRA TECHNOLOGIES CORPORATI CL A 542K 2K –