Hedge Fund Database

ACCESS FINANCIAL SERVICES, INC.

Adviser information for ACCESS FINANCIAL SERVICES, INC. last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 789 $361.7M
Non-Discretionary 1 $231,914
Total 790 $361.9M

Clients

Type Number RAUM
Individuals 159 $55.7M
HNW Individuals 138 $302.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 2 $4.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 2 $142,275
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)FINANCIAL CONSULTING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-66457
SEC ERA File Number 801-66457
SEC CIK Numbers 1699622
SEC CRD Numbers 115361
Legal Entity Identifier None

Principal Office

1650 WEST 82ND STREET
SUITE 850
MINNEAPOLIS
MN
United States
Monday - Friday, 8:30 A.M TO 5:00 P.M
Tel: 952-885-2732, Fax: 952-885-0995

Websites

accessafs.com

Chief Compliance Officer

BRANT T KAIRIES
PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER
1650 WEST 82ND ST
SUITE 850
MINNEAPOLIS
MN
United States
Tel: 952-885-2732
Fax: 952-885-0995
(Full email address available in API data)

Regulatory Contact

STEPHEN KAIRIES
FOUNDER
1650 WEST 82ND ST
SUITE 850
MINNEAPOLIS
MN
United States
Tel: 952-885-2732
Fax: 952-885-0995
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KAIRIES, STEPHEN, EDWARD Individual – FOUNDER 06/1990 25-50%
KAIRIES, BRANT, TERRANCE Individual – PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER 08/2001 25-50%
GAVIC, ANGELLA, JEANNE Individual – VICE PRESIDENT, OPERATIONS 01/2006 10-25%
NOEL, KATHRYN, LORRAINE Individual – INVESTMENT ADVISOR REPRESENTATIVE 01/2008 10-25%
EDSTROM, ERIK, ROBERT Individual – CO-OWNER 01/2012 5-10%

No. Employees, Historic

2010020192020202120222023202420259 on 4/22/20199 on 4/25/20198 on 8/23/20198 on 12/20/20198 on 2/5/20208 on 5/11/20208 on 6/22/20208 on 6/23/20208 on 6/23/202012 on 3/1/202112 on 8/16/202111 on 12/7/202111 on 2/24/202211 on 2/21/202311 on 2/8/2024

RAUM, Historic

400M200M02019202020212022202320242025273576630 on 4/22/2019273576630 on 4/25/2019273576630 on 8/23/2019273576630 on 12/20/2019304846090 on 2/5/2020304846090 on 5/11/2020304846090 on 6/22/2020304846090 on 6/23/2020304846090 on 6/23/2020311628492 on 3/1/2021311628492 on 8/16/2021311628492 on 12/7/2021345540222 on 2/24/2022314722266 on 2/21/2023361897200 on 2/8/2024

No. Clients, Historic

40020002019202020212022202320242025291 on 4/22/2019291 on 4/25/2019291 on 8/23/2019291 on 12/20/2019298 on 2/5/2020298 on 5/11/2020298 on 6/22/2020298 on 6/23/2020298 on 6/23/2020293 on 3/1/2021293 on 8/16/2021293 on 12/7/2021285 on 2/24/2022324 on 2/21/2023301 on 2/8/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 2M 9K –
AIM ETF PRODUCTS TRUST US LRGCP B20 APR 2M 54K –
AIR PRODS & CHEMS INC COM 1M 5K –
ALPHABET INC CAP STK CL A 319K 2K –
ALPHABET INC CAP STK CL C 531K 3K –
AMAZON COM INC COM 3M 17K –
AMGEN INC COM 1M 4K –
APPLE INC COM 2M 10K –
ARES MANAGEMENT CORPORATION CL A COM STK 2M 12K –
BAKER HUGHES COMPANY CL A 2M 46K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BLACKROCK TAX MUNICPAL BD TR SHS 857K 52K –
CARLYLE CREDIT INCOME FUND SHS BEN INT 664K 81K –
CBOE GLOBAL MKTS INC COM 1M 8K –
CELANESE CORP DEL COM 1M 10K –
CHEVRON CORP NEW COM 2M 10K –
CISCO SYS INC COM 1M 30K –
COCA COLA CO COM 1M 21K –
COGENT COMMUNICATIONS HLDGS COM NEW 723K 13K –
COHEN & STEERS TOTAL RETURN COM 1M 87K –
COSTCO WHSL CORP NEW COM 250K 294 –
DIGITAL RLTY TR INC COM 1M 9K –
EATON CORP PLC SHS 263K 840 –
ELI LILLY & CO COM 291K 321 –
EOG RES INC COM 1M 11K –
FASTENAL CO COM 457K 7K –
FIDELITY WISE ORIGIN BITCOIN SHS 504K 10K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 362K 5K –
FORTINET INC COM 2M 26K –
GENERAL MLS INC COM 2M 24K –
GRAPHIC PACKAGING HLDG CO COM 982K 37K –
H & E EQUIPMENT SERVICES INC COM 957K 22K –
HOME DEPOT INC COM 629K 2K –
INTERNATIONAL BUSINESS MACHS COM 1M 8K –
INTERPUBLIC GROUP COS INC COM 2M 52K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 2M 37K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 5M 29K –
ISHARES INC MSCI BRAZIL ETF 3M 118K –
ISHARES INC MSCI CHILE ETF 4M 136K –
ISHARES SILVER TR ISHARES 257K 10K –
ISHARES TR 7-10 YR TRSY BD 2M 18K –
ISHARES TR BRAZIL SM-CP ETF 794K 68K –
ISHARES TR CORE MSCI EAFE 747K 10K –
ISHARES TR CORE MSCI TOTAL 341K 5K –
ISHARES TR CORE S&P500 ETF 4M 8K –
ISHARES TR S&P 100 ETF 2M 7K –
ISHARES TR SELECT DIVID ETF 281K 2K –
ISHARES TR US TREAS BD ETF 16M 697K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 614K 12K –
JOHNSON & JOHNSON COM 2M 12K –
JPMORGAN CHASE & CO. COM 1M 7K –
KBR INC COM 1M 21K –
LISTED FD TR TRUESHARES STRUC 22M 663K –
LOCKHEED MARTIN CORP COM 2M 4K –
LOWES COS INC COM 1M 6K –
MARKETAXESS HLDGS INC COM 754K 4K –
MCDONALDS CORP COM 289K 1K –
META PLATFORMS INC CL A 287K 568 –
MICROSOFT CORP COM 5M 10K –
NUVEEN AMT-FREE MUN VALUE FD COM 264K 19K –
NUVEEN MUN VALUE FD INC COM 453K 52K –
NUVEEN SELECT TAX-FREE INCOM SH BEN INT 2M 108K –
NVIDIA CORPORATION COM 346K 3K –
PAYCHEX INC COM 2M 13K –
PIMCO ETF TR ENHAN SHRT MA AC 313K 3K –
PIMCO ETF TR ENHNCD LW DUR AC 12M 125K –
PROCTER AND GAMBLE CO COM 1M 8K –
QUALCOMM INC COM 2M 8K –
REPUBLIC SVCS INC COM 1M 6K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 4M 100K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 7M 102K –
SCHWAB STRATEGIC TR INTL EQTY ETF 1M 29K –
SCHWAB STRATEGIC TR US AGGREGATE B 318K 7K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 4M 56K –
SCHWAB STRATEGIC TR US LCAP GR ETF 365K 4K –
SCHWAB STRATEGIC TR US LRG CAP ETF 39M 600K –
SELECT SECTOR SPDR TR COMMUNICATION 346K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 16K –
SELECT SECTOR SPDR TR TECHNOLOGY 3M 11K –
SPDR GOLD TR GOLD SHS 909K 4K –
SPDR S&P 500 ETF TR TR UNIT 552K 1K –
SPDR SER TR PORTFOLIO S&P500 2M 26K –
SPDR SER TR S&P OILGAS EXP 1M 8K –
TENNANT CO COM 389K 4K –
TESLA INC COM 2M 10K –
UNITED PARCEL SERVICE INC CL B 1M 10K –
VALERO ENERGY CORP COM 2M 10K –
VALUED ADVISERS TR REGAN FLTG RATE 6M 219K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 533K 7K –
VANGUARD INDEX FDS S&P 500 ETF SHS 251K 501 –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 413K 2K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 12K –
VANGUARD WORLD FD COMM SRVC ETF 2M 13K –
VANGUARD WORLD FD ESG US STK ETF 364K 4K –
WATSCO INC COM 2M 4K –
XCEL ENERGY INC COM 367K 7K –