INDEPENDENT FINANCIAL ADVISORS
KUEHNE,CHRISTOPHER Legal Name
Adviser information for INDEPENDENT FINANCIAL ADVISORS last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 132 | $101.4M |
| Total | 132 | $101.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6 | $260,930 |
| HNW Individuals | 25 | $98.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $2.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPORTFOLIO MANAGEMENT FOR CHARITABLE ORGANIZATIONS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-66460 |
|---|---|
| SEC ERA File Number | 801-66460 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125758 |
| Legal Entity Identifier | None |
Principal Office
25418 N QUAIL HAVEN DRIVERIO VERDE
AZ
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 914-299-6447, Fax: None
Chief Compliance Officer
CHRISTOPHER KUEHNE
25418 N QUAIL HAVEN DRIVE
RIO VERDE
AZ
United States
Tel:
914-299-6447
C****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KUEHNE, CHRISTOPHER | Individual | – | SOLE PROPRIETOR | 08/1995 | > 75% |
| KUEHNE, CHRISTOPHER | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2006 | > 75% |