APPLIED FINANCE ADVISORS, LLC
Adviser information for APPLIED FINANCE ADVISORS, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $1.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-66461 |
|---|---|
| SEC ERA File Number | 801-66461 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140054 |
| Legal Entity Identifier | None |
Principal Office
17806 IH 10SUITE 300
SAN ANTONIO
TX
United States
Monday - Friday, 9:00 AM TO 5:00 PM, EASTERN TIME
Tel: 210-204-7479, Fax: None
Websites
Chief Compliance Officer
DAVID JONES
CHIEF COMPLIANCE OFFICER
2250 W MAGNOLIA AVENUE
SAN ANTONIO
TX
United States
Tel:
210-540-1681
D*****@******************M
(Full email address available in API data)
Industry Affiliates
| APPLIED FINANCE CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RESENDES, RAFAEL | Individual | – | MANAGING MEMBER | 02/2006 | < 5% |
| BLINN, PAUL, DONALD | Individual | – | MANAGING MEMBER | 02/2006 | 25-50% |
| APPLIED FINANCE GROUP. LTD | Domestic Entity | – | MEMBER | 02/2006 | > 75% |
| JONES, DAVID, DWAIN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2006 | < 5% |
| OBRYCKI, DANIEL, JAMES | Individual | – | MANAGING MEMBER | 02/2006 | < 5% |
| RESENDES, RAFAEL | Individual | APPLIED FINANCE GROUP, LTD. | MANAGING MEMBER | 01/2004 | 50-75% |
| OBRYCKI, DANIEL, JAMES | Individual | APPLIED FINANCE GROUP, LTD. | MANAGING MEMBER | 01/2004 | 50-75% |