COOMBE, BENDER & COMPANY, LLC
Adviser information for COOMBE, BENDER & COMPANY, LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 3 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 343 | $247.0M |
Non-Discretionary | 0 | $0 |
Total | 343 | $247.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 262 | $96.2M |
HNW Individuals | 71 | $128.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $761,952 |
Charitable organizations | 8 | $21.6M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 7 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesCONSULTING |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
129 SOUTH MAIN STREETELLENVILLE
NY
United States
Monday - Friday, 8:30 - 4:30
Tel: 845-647-4800, Fax: 845-647-7259
Websites
Chief Compliance Officer
CATHERINE M COOMBE
CFP, MEMBER, CHIEF COMPLIANCE OFFICER
129 SOUTH MAIN STREET
ELLENVILLE
NY
United States
Tel:
845-647-4800
Fax:
845-647-7259
C******@******************M
(Full email address available in API data)
Regulatory Contact
PHILIP COOMBE III
CFP, MEMBER
129 SOUTH MAIN STREET
ELLENVILLE
NY
United States
Tel:
845-647-4800
Fax:
845-647-7259
P******@******************M
(Full email address available in API data)
Industry Affiliates
COOMBE FINANCIAL SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
COOMBE, CATHERINE, M | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 10/1998 | 50-75% |
COOMBE, PHILIP | Individual | – | MEMBER, CHIEF EXECUTIVE OFFICER | 10/1998 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ALASKA AIR GROUP INC | COM | 2M | 51K | – |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 2M | 22K | – |
ALPHABET INC | CAP STK CL A | 293K | 2K | – |
ALPHABET INC | CAP STK CL C | 293K | 2K | – |
APPLE INC | COM | 3M | 17K | – |
AT&T INC | COM | 351K | 18K | – |
BANK AMERICA CORP | COM | 2M | 60K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 680K | 2K | – |
BERRY GLOBAL GROUP INC | COM | 630K | 11K | – |
BOYD GAMING CORP | COM | 5M | 87K | – |
BRISTOL-MYERS SQUIBB CO | COM | 1M | 30K | – |
CAE INC | COM | 3M | 183K | – |
CANADIAN PACIFIC KANSAS CITY | COM | 4M | 52K | – |
CISCO SYS INC | COM | 3M | 55K | – |
DAKTRONICS INC | COM | 5M | 358K | – |
DISNEY WALT CO | COM | 182K | 2K | – |
ENBRIDGE INC | COM | 204K | 6K | – |
EXXON MOBIL CORP | COM | 1M | 11K | – |
FLOOR & DECOR HLDGS INC | CL A | 605K | 6K | – |
FORD MTR CO DEL | COM | 358K | 29K | – |
GREENE CNTY BANCORP INC | COM | 917K | 27K | – |
HELLO GROUP INC | ADS | 684K | 112K | – |
IES HLDGS INC | COM | 8M | 55K | – |
INTERNATIONAL BUSINESS MACHS | COM | 830K | 5K | – |
INTERNATIONAL MNY EXPRESS IN | COM | 5M | 225K | – |
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 363K | 6K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 2M | 25K | – |
INVESCO QQQ TR | UNIT SER 1 | 386K | 805 | – |
ISHARES TR | CORE US AGGBD ET | 11M | 117K | – |
ISHARES TR | 0-5YR INVT GR CP | 8M | 172K | – |
ISHARES TR | IBOXX INV CP ETF | 1M | 14K | – |
ISHARES TR | FALN ANGLS USD | 1M | 42K | – |
ISHARES TR | 0-3 MNTH TREASRY | 315K | 3K | – |
ISHARES TR | MSCI USA QLT FCT | 247K | 1K | – |
ISHARES TR | RUS 1000 GRW ETF | 182K | 498 | – |
ISHARES TR | ISHS 1-5YR INVS | 167K | 3K | – |
LANDSEA HOMES CORP | COM | 844K | 92K | – |
M & T BK CORP | COM | 416K | 3K | – |
METROPOLITAN BK HLDG CORP | COM | 726K | 17K | – |
NEW MTN FIN CORP | COM | 397K | 32K | – |
NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 292K | 20K | – |
NVIDIA CORPORATION | COM | 406K | 3K | – |
OLIN CORP | COM PAR $1 | 5M | 97K | – |
ORANGE CNTY BANCORP INC | COM | 594K | 11K | – |
PARK HOTELS & RESORTS INC | COM | 5M | 335K | – |
PIMCO ETF TR | 15+ YR US TIPS | 958K | 18K | – |
PRICE T ROWE GROUP INC | COM | 3M | 27K | – |
REKOR SYSTEMS INC | COM | 295K | 191K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 782K | 10K | – |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 369K | 5K | – |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 1M | 38K | – |
SPDR S&P 500 ETF TR | TR UNIT | 2M | 3K | – |
SPDR SER TR | BLOOMBERG 1-3 MO | 7M | 77K | – |
SPDR SER TR | BLOOMBERG HIGH Y | 6M | 59K | – |
SPDR SER TR | PRTFLO S&P500 GW | 2M | 23K | – |
SPDR SER TR | PORTFLI TIPS ETF | 346K | 14K | – |
SPDR SER TR | PRTFLO S&P500 HI | 224K | 6K | – |
SPROTT PHYSICAL GOLD TR | UNIT | 190K | 10K | – |
SPROUTS FMRS MKT INC | COM | 9M | 113K | – |
TOMPKINS FINL CORP | COM | 2M | 32K | – |
UNUM GROUP | COM | 708K | 14K | – |
VANGUARD BD INDEX FDS | LONG TERM BOND | 3M | 36K | – |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 3M | 66K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 10M | 20K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 3M | 32K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 398K | 1K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 6M | 137K | – |
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 6M | 108K | – |
VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 1M | 21K | – |
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 652K | 8K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 10M | 159K | – |
VANGUARD WHITEHALL FDS | INTL HIGH ETF | 660K | 10K | – |
VANGUARD WHITEHALL FDS | INTL DVD ETF | 391K | 5K | – |
VANGUARD WORLD FD | HEALTH CAR ETF | 341K | 1K | – |
WEBSTER FINL CORP | COM | 964K | 22K | – |