COOMBE, BENDER & COMPANY, LLC

Adviser information for COOMBE, BENDER & COMPANY, LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 343 $247.0M
Non-Discretionary 0 $0
Total 343 $247.0M

Clients

Type Number RAUM
Individuals 262 $96.2M
HNW Individuals 71 $128.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $761,952
Charitable organizations 8 $21.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 7
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesCONSULTING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-66482
SEC ERA File Number 801-66482
SEC CIK Numbers 1812902
SEC CRD Numbers 119983
Legal Entity Identifier None

Principal Office

129 SOUTH MAIN STREET
ELLENVILLE
NY
United States
Monday - Friday, 8:30 - 4:30
Tel: 845-647-4800, Fax: 845-647-7259

Websites

Chief Compliance Officer

CATHERINE M COOMBE
CFP, MEMBER, CHIEF COMPLIANCE OFFICER
129 SOUTH MAIN STREET
ELLENVILLE
NY
United States
Tel: 845-647-4800
Fax: 845-647-7259
(Full email address available in API data)

Regulatory Contact

PHILIP COOMBE III
CFP, MEMBER
129 SOUTH MAIN STREET
ELLENVILLE
NY
United States
Tel: 845-647-4800
Fax: 845-647-7259
(Full email address available in API data)

Industry Affiliates

COOMBE FINANCIAL SERVICES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
COOMBE, CATHERINE, M Individual MEMBER, CHIEF COMPLIANCE OFFICER 10/1998 50-75%
COOMBE, PHILIP Individual MEMBER, CHIEF EXECUTIVE OFFICER 10/1998 50-75%

No. Employees, Historic

10502020202120222023202420255 on 3/24/20205 on 6/26/20205 on 3/15/20215 on 3/17/20225 on 11/28/20225 on 3/7/20235 on 2/26/2024

RAUM, Historic

300M150M0202020212022202320242025129484119 on 3/24/2020129484119 on 6/26/2020156303792 on 3/15/2021173336497 on 3/17/2022173336497 on 11/28/2022197301011 on 3/7/2023246979418 on 2/26/2024

No. Clients, Historic

4002000202020212022202320242025255 on 3/24/2020255 on 6/26/2020296 on 3/15/2021301 on 3/17/2022301 on 11/28/2022321 on 3/7/2023343 on 2/26/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALASKA AIR GROUP INC COM 2M 51K
ALIBABA GROUP HLDG LTD SPONSORED ADS 2M 22K
ALPHABET INC CAP STK CL A 293K 2K
ALPHABET INC CAP STK CL C 293K 2K
APPLE INC COM 3M 17K
AT&T INC COM 351K 18K
BANK AMERICA CORP COM 2M 60K
BERKSHIRE HATHAWAY INC DEL CL B NEW 680K 2K
BERRY GLOBAL GROUP INC COM 630K 11K
BOYD GAMING CORP COM 5M 87K
BRISTOL-MYERS SQUIBB CO COM 1M 30K
CAE INC COM 3M 183K
CANADIAN PACIFIC KANSAS CITY COM 4M 52K
CISCO SYS INC COM 3M 55K
DAKTRONICS INC COM 5M 358K
DISNEY WALT CO COM 182K 2K
ENBRIDGE INC COM 204K 6K
EXXON MOBIL CORP COM 1M 11K
FLOOR & DECOR HLDGS INC CL A 605K 6K
FORD MTR CO DEL COM 358K 29K
GREENE CNTY BANCORP INC COM 917K 27K
HELLO GROUP INC ADS 684K 112K
IES HLDGS INC COM 8M 55K
INTERNATIONAL BUSINESS MACHS COM 830K 5K
INTERNATIONAL MNY EXPRESS IN COM 5M 225K
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 363K 6K
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 2M 25K
INVESCO QQQ TR UNIT SER 1 386K 805
ISHARES TR CORE US AGGBD ET 11M 117K
ISHARES TR 0-5YR INVT GR CP 8M 172K
ISHARES TR IBOXX INV CP ETF 1M 14K
ISHARES TR FALN ANGLS USD 1M 42K
ISHARES TR 0-3 MNTH TREASRY 315K 3K
ISHARES TR MSCI USA QLT FCT 247K 1K
ISHARES TR RUS 1000 GRW ETF 182K 498
ISHARES TR ISHS 1-5YR INVS 167K 3K
LANDSEA HOMES CORP COM 844K 92K
M & T BK CORP COM 416K 3K
METROPOLITAN BK HLDG CORP COM 726K 17K
NEW MTN FIN CORP COM 397K 32K
NUVEEN SELECT TAX-FREE INCOM SH BEN INT 292K 20K
NVIDIA CORPORATION COM 406K 3K
OLIN CORP COM PAR $1 5M 97K
ORANGE CNTY BANCORP INC COM 594K 11K
PARK HOTELS & RESORTS INC COM 5M 335K
PIMCO ETF TR 15+ YR US TIPS 958K 18K
PRICE T ROWE GROUP INC COM 3M 27K
REKOR SYSTEMS INC COM 295K 191K
SCHWAB STRATEGIC TR US DIVIDEND EQ 782K 10K
SELECT SECTOR SPDR TR SBI CONS STPLS 369K 5K
SPDR INDEX SHS FDS PORTFOLIO EMG MK 1M 38K
SPDR S&P 500 ETF TR TR UNIT 2M 3K
SPDR SER TR BLOOMBERG 1-3 MO 7M 77K
SPDR SER TR BLOOMBERG HIGH Y 6M 59K
SPDR SER TR PRTFLO S&P500 GW 2M 23K
SPDR SER TR PORTFLI TIPS ETF 346K 14K
SPDR SER TR PRTFLO S&P500 HI 224K 6K
SPROTT PHYSICAL GOLD TR UNIT 190K 10K
SPROUTS FMRS MKT INC COM 9M 113K
TOMPKINS FINL CORP COM 2M 32K
UNUM GROUP COM 708K 14K
VANGUARD BD INDEX FDS LONG TERM BOND 3M 36K
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 3M 66K
VANGUARD INDEX FDS S&P 500 ETF SHS 10M 20K
VANGUARD INDEX FDS REAL ESTATE ETF 3M 32K
VANGUARD INDEX FDS TOTAL STK MKT 398K 1K
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 6M 137K
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 6M 108K
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 1M 21K
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 652K 8K
VANGUARD STAR FDS VG TL INTL STK F 10M 159K
VANGUARD WHITEHALL FDS INTL HIGH ETF 660K 10K
VANGUARD WHITEHALL FDS INTL DVD ETF 391K 5K
VANGUARD WORLD FD HEALTH CAR ETF 341K 1K
WEBSTER FINL CORP COM 964K 22K