IC ADVISORY SERVICES, INC.
Adviser information for IC ADVISORY SERVICES, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 220 |
|---|---|
| Investment Advisory/Research | 191 |
| Registered Broker-Dealer Representatives | 220 |
| Registered State Investment Advisers | 191 |
| Licensed Agents of an Insurance Company | 169 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,981 | $1.7B |
| Non-Discretionary | 1,030 | $407.4M |
| Total | 6,011 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 4,859 | $993.5M |
| HNW Individuals | 1,030 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 83 | $42.0M |
| Charitable organizations | 13 | $27.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 26 | $26.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 290 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 1.1B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| INDEPENDENT ASSET MANAGEMENT ACCOUNT PROGRAM | IC ADVISORY SERVICES, INC. |
| CHOICE | IC ADVISORY SERVICES, INC. |
Identifiers
| SEC RIA File Number | 801-66512 |
|---|---|
| SEC ERA File Number | 801-66512 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140190 |
| Legal Entity Identifier | None |
Principal Office
1420 ROUTE 206 NORTHSUITE 210
BEDMINSTER
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 908-707-4422, Fax: 908-707-6486
Chief Compliance Officer
DOUGLAS WRIGHT
CHIEF COMPLIANCE OFFICER
1420 ROUTE 206 NORTH SUITE 210
BEDMINSTER
NJ
United States
Tel:
908-707-4422
Fax:
908-719-6486
D******@************M
(Full email address available in API data)
Regulatory Contact
RALPH DEVITO
PRESIDENT
1420 ROUTE 206 NORTH SUITE 210
BEDMINSTER
NJ
United States
Tel:
908-707-4422
Fax:
908-719-6486
R******@************M
(Full email address available in API data)
Industry Affiliates
| IC INSURANCE SERVICES, INC. | Insurance company or agency |
| THE INVESTMENT CENTER, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WRIGHT, DOUGLAS, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2006 | < 5% |
| IC FINANCIAL, INC. | Domestic Entity | – | SOLE SHAREHOLDER | 01/2006 | > 75% |
| DEVITO, RALPH, JAMES | Individual | – | DIRECTOR | 01/2006 | < 5% |
| DEVITO, RALPH, JAMES | Individual | RALPH DEVITO FAMILY TRUST | TRUSTEE | 02/2020 | |
| RALPH DEVITO FAMILY TRUST | Domestic Entity | IC FINANCIAL, INC. | OWNER | 02/2020 | > 75% |