TEMPLETON FINANCIAL SERVICES INC.
Adviser information for TEMPLETON FINANCIAL SERVICES INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 289 | $344.0M |
| Non-Discretionary | 0 | $0 |
| Total | 289 | $344.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 285 | $326.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $17.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-66521 |
|---|---|
| SEC ERA File Number | 801-66521 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128240 |
| Legal Entity Identifier | None |
Principal Office
1490 S PRICE ROAD, STE 218CHANDLER
AZ
United States
Monday - Friday, BY APPOINTMENT
Tel: 480.883.1073, Fax: 480.883.9948
Chief Compliance Officer
JOSH JOHNSON
CEO
1490 S PRICE RD
SUITE 218
CHANDLER
AZ
United States
Tel:
4808831073
Fax:
4808839948
J***@**************M
(Full email address available in API data)
Regulatory Contact
JOSH JOHNSON
CEO
1490 S PRICE RD, STE 218
CHANDLER
AZ
United States
Tel:
4808831073
Fax:
4808839948
J***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Johnson, Joshua, Brandon | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 03/2024 | > 75% |