Hedge Fund Database

CHICAGO WEALTH MANAGEMENT, INC.

Adviser information for CHICAGO WEALTH MANAGEMENT, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 953 $259.6M
Non-Discretionary 0 $0
Total 953 $259.6M

Clients

Type Number RAUM
Individuals 176 $58.8M
HNW Individuals 84 $188.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 15 $11.7M
Charitable organizations <5 $329,672
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-66548
SEC ERA File Number 801-66548
SEC CIK Numbers 1592178
SEC CRD Numbers 112271
Legal Entity Identifier None

Principal Office

TWO NORTH RIVERSIDE PLAZA
SUITE 1620
CHICAGO
IL
United States
Monday - Friday, 8:30 A.M.-5:00 P.M.
Tel: 312-376-8350, Fax: 312-377-1965

Websites

www.linkedin.com/company/chicago-wealth-management-inc www.chicagowm.com www.facebook.com/chicago-wealth-management-inc-107125434255254

Chief Compliance Officer

NICHOLAS J. THOMPSON
MANAGING PRINCIPAL
TWO NORTH RIVERSIDE PLAZA
SUITE 1620
CHICAGO
IL
United States
Tel: 312-376-8350
Fax: 312-376-8350
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CRIBBS, JEFFREY, GEORGE Individual – MANAGING PRINCIPAL 06/2004 < 5%
THOMPSON, NICHOLAS, J. Individual – CHIEF COMPLIANCE OFFICER 01/2014 50-75%
Ribbens, Whitney, Harris Individual – PRINCIPAL 01/2019 10-25%

No. Employees, Historic

105020192020202120222023202420254 on 12/6/20195 on 3/29/20205 on 5/19/20205 on 3/29/20215 on 3/30/20215 on 8/13/20215 on 3/24/20225 on 4/22/20225 on 12/12/20224 on 3/30/20234 on 4/14/20235 on 3/26/20245 on 3/27/2024

RAUM, Historic

300M150M02019202020212022202320242025132679033 on 12/6/2019158917337 on 3/29/2020158917337 on 5/19/2020174997758 on 3/29/2021174997758 on 3/30/2021174997758 on 8/13/2021233085272 on 3/24/2022233085272 on 4/22/2022233085272 on 12/12/2022236763482 on 3/30/2023236763482 on 4/14/2023259642553 on 3/26/2024259642553 on 3/27/2024

No. Clients, Historic

30015002019202020212022202320242025239 on 12/6/2019235 on 3/29/2020235 on 5/19/2020234 on 3/29/2021234 on 3/30/2021234 on 8/13/2021262 on 3/24/2022262 on 4/22/2022262 on 12/12/2022269 on 3/30/2023269 on 4/14/2023275 on 3/26/2024275 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALLSTATE CORP COM 1M 8K –
ALPHABET INC CAP STK CL C 2M 10K –
AMAZON COM INC COM 1M 5K –
APPLE INC COM 3M 14K –
CBIZ INC COM 1M 14K –
DISCOVER FINL SVCS COM 395K 3K –
FIRST TRUST LRGCP GWT ALPHAD COM SHS 353K 3K –
GLOBAL X FDS US INFR DEV ETF 8M 208K –
INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 543K 6K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 10M 268K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 10M 150K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 10M 58K –
INVESCO QQQ TR UNIT SER 1 7M 15K –
ISHARES SILVER TR ISHARES 4M 134K –
ISHARES TR EXPANDED TECH 11M 122K –
ISHARES TR MSCI INDIA ETF 10M 179K –
ISHARES TR RUS 1000 GRW ETF 8M 21K –
ISHARES TR ISHARES SEMICDTR 11M 45K –
ISHARES TR US AER DEF ETF 10M 73K –
ISHARES TR US BR DEL SE ETF 8M 72K –
ISHARES TR U.S. INSRNCE ETF 4M 32K –
ISHARES TR CORE MSCI EAFE 543K 7K –
ISHARES TR SHORT TREAS BD 2M 15K –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR 1 3 YR TREAS BD 401K 5K –
ISHARES TR RUS MD CP GR ETF 556K 5K –
ISHARES TR RUS 1000 VAL ETF 457K 3K –
LAMB WESTON HLDGS INC COM 208K 2K –
MARRIOTT INTL INC NEW CL A 2M 7K –
MASTERCARD INCORPORATED CL A 279K 632 –
MICROSOFT CORP COM 1M 2K –
MORGAN STANLEY COM NEW 607K 6K –
NUSHARES ETF TR NUVEEN ESG LRGCP 256K 3K –
NVIDIA CORPORATION COM 1M 9K –
PACER FDS TR US CASH COWS 100 10M 186K –
PACER FDS TR LUNT LRGCP MULTI 422K 9K –
SELECT SECTOR SPDR TR FINANCIAL 6M 138K –
SELECT SECTOR SPDR TR INDL 10M 84K –
SELECT SECTOR SPDR TR TECHNOLOGY 996K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 630K 4K –
SPDR S&P 500 ETF TR TR UNIT 502K 921 –
SPDR SER TR S&P HOMEBUILD 9M 93K –
SPDR SER TR S&P INS ETF 7M 132K –
SPDR SER TR S&P METALS MNG 203K 3K –
SPDR SER TR PRTFLO S&P500 VL 241K 5K –
TESLA INC COM 608K 3K –
TRUST FOR PROFESSIONAL MANAG PERFORMANCE TR S 257K 10K –
VANGUARD INDEX FDS TOTAL STK MKT 515K 2K –
WINTRUST FINL CORP COM 213K 2K –