ANDREWS ADVISORY ASSOCIATES, LLC
Adviser information for ANDREWS ADVISORY ASSOCIATES, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hawaii, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 611 | $155.2M |
| Non-Discretionary | 31 | $43.2M |
| Total | 642 | $198.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 194 | $63.2M |
| HNW Individuals | 24 | $81.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 21 | $53.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-66553 |
|---|---|
| SEC ERA File Number | 801-66553 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118957 |
| Legal Entity Identifier | None |
Principal Office
1188 BISHOP STREETSUITE 1808
HONOLULU
HI
United States
Monday - Friday, 9:00 AM TO 4:00 PM
Tel: 808-521-4015, Fax: 808-536-3504
Chief Compliance Officer
CHRISTINA JUNE BROWN
MANAGER
1188 BISHOP ST.
SUITE 1808
HONOLULU
HI
United States
Tel:
808-521-4015 X 1
Fax:
8085363504
C********@*************M
(Full email address available in API data)
Regulatory Contact
TRAVIS T. TSUKAYAMA
FINANCIAL PLANNER
1188 BISHOP STREET
SUITE 1808
HONOLULU
HI
United States
Tel:
808-521-4015
Fax:
808-536-3504
T*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, CHRISTINA, JUNE | Individual | – | MANAGER, INVESTMENT ADVISER REPRESENTATIVE AND CHIEF COMPLIANCE OFFICER | 06/2007 | 50-75% |
| Tsukayama, Travis, Tomokazu | Individual | – | INVESTMENT ADVISER REPRESENTATIVE AND MANAGER | 06/2015 | 25-50% |