BRIGGS WEALTH MANAGEMENT, INC.
Adviser information for BRIGGS WEALTH MANAGEMENT, INC. last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 564 | $168.8M |
| Non-Discretionary | 109 | $53.9M |
| Total | 673 | $222.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 32 | $42.0M |
| HNW Individuals | 76 | $180.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesCONSULTING; TAX PREPARATION |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-66556 |
|---|---|
| SEC ERA File Number | 801-66556 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125518 |
| Legal Entity Identifier | None |
Principal Office
59 SYCAMORE STREETGLASTONBURY
CT
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: 860-633-8988, Fax: 860-657-4878
Websites
Chief Compliance Officer
MARK BRIGGS
OWNER, PRESIDENT
59 SYCAMORE STREET
GLASTONBURY
CT
United States
Tel:
860-633-8988
Fax:
860-657-4878
M***@*******************M
(Full email address available in API data)
Regulatory Contact
SCOTT GOTTLIEB
CONSULTANT
15 E. PUTNAM AVE.
#286
GREENWICH
CT
United States
Tel:
888-798-2930
Fax:
203-702-5420
S**@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRIGGS, MARK, VINCENT | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 08/2000 | > 75% |