TOWNSEND
TOWNSEND & ASSOCIATES, INC. Legal Name
Adviser information for TOWNSEND last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 16 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,409 | $1.1B |
| Non-Discretionary | 9 | $1.4M |
| Total | 3,418 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 956 | $316.1M |
| HNW Individuals | 465 | $800.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 161 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 739 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
2761 W. 120TH AVE., SUITE 200WESTMINSTER
CO
United States
Monday - Friday, 8:00 A.M TO 5:00 P.M.
Tel: 303-452-5986, Fax: 303-452-5989
Chief Compliance Officer
SHAWN KELLY
PRESIDENT AND CHIEF COMPLIANCE OFFICER
2761 W 120TH AVE., SUITE 200
WESTMINSTER
CO
United States
Tel:
303-452-5986
Fax:
303-452-5989
S****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOWNSEND, JEFFERY, EDWARD | Individual | – | CEO | 01/2019 | > 75% |
| KELLY, SHAWN, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER AND PRESIDENT | 01/2019 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ACCENTURE PLC IRELAND | SHS CLASS A | 12M | 37K | – |
| ADOBE INC | COM | 202K | 372 | – |
| ALPHABET INC | CAP STK CL A | 1M | 8K | – |
| ALPHABET INC | CAP STK CL C | 2M | 11K | – |
| AMAZON COM INC | COM | 841K | 5K | – |
| AMERICAN EXPRESS CO | COM | 3M | 13K | – |
| AMERICAN INTL GROUP INC | COM NEW | 35M | 454K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 2M | 14K | – |
| AON PLC | SHS CL A | 650K | 2K | – |
| APPLE INC | COM | 3M | 15K | – |
| APTARGROUP INC | COM | 792K | 5K | – |
| AUTOZONE INC | COM | 14M | 4K | – |
| BALL CORP | COM | 1M | 20K | – |
| BANK AMERICA CORP | COM | 376K | 9K | – |
| BERKLEY W R CORP | COM | 15M | 279K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 18M | 41K | – |
| BHP GROUP LTD | SPONSORED ADS | 14M | 251K | – |
| BOOKING HOLDINGS INC | COM | 14M | 4K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 2M | 44K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 2M | 63K | – |
| BROWN FORMAN CORP | CL B | 1M | 27K | – |
| CARRIER GLOBAL CORPORATION | COM | 270K | 4K | – |
| CLOROX CO DEL | COM | 2M | 11K | – |
| CME GROUP INC | COM | 15M | 73K | – |
| COCA COLA CO | COM | 912K | 14K | – |
| COMCAST CORP NEW | CL A | 687K | 17K | – |
| COSTCO WHSL CORP NEW | COM | 379K | 463 | – |
| CROCS INC | COM | 17M | 127K | – |
| CROWN CASTLE INC | COM | 209K | 2K | – |
| CUMMINS INC | COM | 18M | 62K | – |
| D R HORTON INC | COM | 16M | 88K | – |
| DARLING INGREDIENTS INC | COM | 292K | 8K | – |
| DISNEY WALT CO | COM | 13M | 141K | – |
| DUKE ENERGY CORP NEW | COM NEW | 2M | 22K | – |
| EATON CORP PLC | SHS | 454K | 2K | – |
| EDWARDS LIFESCIENCES CORP | COM | 10M | 167K | – |
| EMERSON ELEC CO | COM | 356K | 3K | – |
| ENTEGRIS INC | COM | 238K | 2K | – |
| EXXON MOBIL CORP | COM | 835K | 7K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 94K | 15K | – |
| GE AEROSPACE | COM NEW | 266K | 2K | – |
| GENCO SHIPPING & TRADING LTD | SHS | 20M | 1M | – |
| GENERAC HLDGS INC | COM | 17M | 108K | – |
| GRAINGER W W INC | COM | 16M | 17K | – |
| HALLIBURTON CO | COM | 2M | 55K | – |
| HERSHEY CO | COM | 368K | 2K | – |
| HOME DEPOT INC | COM | 485K | 1K | – |
| HUBBELL INC | COM | 724K | 2K | – |
| INTEL CORP | COM | 220K | 7K | – |
| INVESCO QQQ TR | UNIT SER 1 | 217K | 468 | – |
| ISHARES GOLD TR | ISHARES NEW | 12M | 261K | – |
| ISHARES INC | MSCI EMRG CHN | 11M | 189K | – |
| ISHARES TR | CORE S&P SCP ETF | 12M | 98K | – |
| ISHARES TR | PFD AND INCM SEC | 24M | 759K | – |
| ISHARES TR | GLOBAL ENERG ETF | 208K | 5K | – |
| ISHARES TR | CORE S&P US VLU | 43M | 467K | – |
| ISHARES TR | IBOXX INV CP ETF | 36M | 328K | – |
| ISHARES TR | INTL SEL DIV ETF | 259K | 9K | – |
| ISHARES TR | 20 YR TR BD ETF | 34M | 370K | – |
| ISHARES TR | CORE 1 5 YR USD | 46M | 970K | – |
| ISHARES TR | CORE HIGH DV ETF | 42M | 365K | – |
| ISHARES TR | EAFE VALUE ETF | 26M | 472K | – |
| ISHARES TR | ISHS 1-5YR INVS | 327K | 6K | – |
| ISHARES TR | SHORT TREAS BD | 53M | 481K | – |
| JOHNSON & JOHNSON | COM | 2M | 10K | – |
| JPMORGAN CHASE & CO. | COM | 3M | 15K | – |
| KIMBERLY-CLARK CORP | COM | 228K | 2K | – |
| LAM RESEARCH CORP | COM | 351K | 392 | – |
| LOCKHEED MARTIN CORP | COM | 5M | 9K | – |
| LOWES COS INC | COM | 247K | 1K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 2M | 22K | – |
| MASTERCARD INCORPORATED | CL A | 518K | 1K | – |
| MCDONALDS CORP | COM | 915K | 4K | – |
| MERCK & CO INC | COM | 994K | 8K | – |
| MICROSOFT CORP | COM | 3M | 8K | – |
| MOHAWK INDS INC | COM | 42M | 262K | – |
| MYR GROUP INC DEL | COM | 15M | 98K | – |
| NOMAD FOODS LTD | USD ORD SHS | 27M | 1M | – |
| NUTRIEN LTD | COM | 15M | 285K | – |
| NVIDIA CORPORATION | COM | 906K | 8K | – |
| NVR INC | COM | 3M | 382 | – |
| PEPSICO INC | COM | 688K | 4K | – |
| PFIZER INC | COM | 302K | 10K | – |
| PNC FINL SVCS GROUP INC | COM | 326K | 2K | – |
| PPG INDS INC | COM | 679K | 5K | – |
| PROCTER AND GAMBLE CO | COM | 1M | 6K | – |
| RTX CORPORATION | COM | 20M | 173K | – |
| SALESFORCE INC | COM | 209K | 796 | – |
| SNAP ON INC | COM | 16M | 56K | – |
| SPDR GOLD TR | GOLD SHS | 31M | 142K | – |
| TJX COS INC NEW | COM | 16M | 144K | – |
| TOTALENERGIES SE | SPONSORED ADS | 15M | 228K | – |
| UNION PAC CORP | COM | 606K | 3K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| V F CORP | COM | 2M | 106K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 253K | 2K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 220K | 815 | – |
| VANGUARD WORLD FD | INF TECH ETF | 339K | 603 | – |
| VENTAS INC | COM | 2M | 45K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 758K | 64K | – |
| WALMART INC | COM | 16M | 230K | – |
| WASTE MGMT INC DEL | COM | 17M | 87K | – |
| WILLIAMS COS INC | COM | 236K | 6K | – |
| XCEL ENERGY INC | COM | 353K | 6K | – |