ELGETHUN CAPITAL MANAGEMENT

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	South Dakota, United States

Employees

Total Number of Employees	7
Investment Advisory/Research	7
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	6
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	3

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	802	$786.6M
Non-Discretionary	0	$0
Total	802	$786.6M

Clients

Type	Number	RAUM
Individuals	104	$37.8M
HNW Individuals	120	$717.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	1	$5.7M
Pension and profit sharing plans	<5	$1.5M
Charitable organizations	5	$6.3M
State or municipal gov entities	0	$0
Other investment advisers	<5	$7.2M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$10.6M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newsletters
Compensation	% of AUMHourly chargesFixed feesPerformance-based fees

Identifiers

SEC RIA File Number	801-66560
SEC ERA File Number	801-66560
SEC CIK Numbers	1638022
SEC CRD Numbers	127616
Legal Entity Identifier	None

Principal Office

231 S. PHILLIPS AVE.
SUITE 201
SIOUX FALLS
SD
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic