WEALTH ANALYTICS PARTNERS, LLC
Adviser information for WEALTH ANALYTICS PARTNERS, LLC last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 162 | $237.7M |
| Non-Discretionary | 0 | $0 |
| Total | 162 | $237.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 85 | $41.2M |
| HNW Individuals | 70 | $189.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.2M |
| State or municipal gov entities | 5 | $4.4M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-66566 |
|---|---|
| SEC ERA File Number | 801-66566 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140115 |
| Legal Entity Identifier | None |
Principal Office
12730 HIGH BLUFF DRSUITE 260
SAN DIEGO
CA
United States
Monday - Friday, 7:00 A.M. - 4:00 P.M.
Tel: 858-794-2100, Fax: 858-794-2109
Chief Compliance Officer
JEFF POOLE
PRINCIPAL
12730 HIGH BLUFF DR.
SUITE 260
SAN DIEGO
CA
United States
Tel:
858-794-2100
J***@******************M
(Full email address available in API data)
Regulatory Contact
BELLE MORALES
VP OF OPERATIONS
12730 HIGH BLUFF DR.
SUITE 260
SAN DIEGO
CA
United States
Tel:
858-794-2100
Fax:
858-794-2109
B****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAUM, TROY, BRINCKLEY | Individual | – | PRINCIPAL | 03/2006 | < 5% |
| WEALTH ANALYTICS, INC. | Domestic Entity | – | OWNER | 03/2006 | 50-75% |
| DAUM, TROY, BRINCKLEY | Individual | WEALTH ANALYTICS, INC. | OWNER | 04/2003 | > 75% |
| WEALTH ANALYTICS CONSULTING, LLC | Domestic Entity | – | OWNER | 01/2019 | 25-50% |
| POOLE, JEFF, WALTER | Individual | WEALTH ANALYTICS CONSULTING, LLC | OWNER | 01/2019 | > 75% |
| POOLE, JEFF, WALTER | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |