WISDOMTREE ASSET MANAGEMENT, INC.
Adviser information for WISDOMTREE ASSET MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 155 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 80 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 76 | $73.1B |
| Non-Discretionary | 0 | $0 |
| Total | 76 | $73.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $73.1B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
250 W 34TH ST.3RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:30 PM
Tel: 212 801 2080, Fax: None
Chief Compliance Officer
TERRY FELD
HEAD OF US COMPLIANCE
250 W 34TH ST.
3RD FL.
NEW YORK
NY
United States
Tel:
917-267-3777
T****@*************M
(Full email address available in API data)
Regulatory Contact
DEREK A. IBSCH
DEPUTY CHIEF COMPLIANCE OFFICER
250 W 34TH ST
3RD FL
NEW YORK
NY
United States
Tel:
917-267-3707
D*****@*************M
(Full email address available in API data)
Industry Affiliates
| WISDOMTREE DIGITAL MANAGEMENT, INC. | Other investment adviser, including financial planners |
| WISDOMTREE DIGITAL TRUST COMPANY, LLC | Trust company |
| WISDOMTREE IRELAND LIMITED | Other investment adviser, including financial planners |
| WISDOMTREE SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WISDOMTREE UK LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WISDOMTREE, INC. | Domestic Entity | – | STOCKHOLDER | 04/2005 | > 75% |
| STEINBERG, JONATHAN, LAURENCE | Individual | – | CEO AND DIRECTOR | 02/2004 | < 5% |
| ZIEMBA, PETER, M | Individual | – | SENIOR ADVISOR TO THE CEO, CAO, AND DIRECTOR | 04/2007 | < 5% |
| FELD, TERRY, JANE | Individual | – | HEAD OF US COMPLIANCE, CHIEF COMPLIANCE OFFICER | 10/2012 | < 5% |
| LILIEN, ROBERT, JARRETT | Individual | – | PRESIDENT | 09/2019 | < 5% |
| BELL, STUART, MICHAEL | Individual | – | CHIEF OPERATING OFFICER AND DIRECTOR | 01/2018 | < 5% |
| EDMISTON, BRYAN, JOSEPH | Individual | – | CHIEF FINANCIAL OFFICER AND TREASURER | 06/2021 | < 5% |
| SCHWARTZ, JEREMY, D | Individual | – | GLOBAL CHIEF INVESTMENT OFFICER | 11/2021 | < 5% |
| FRANKENTHALER, MARCI, JILL | Individual | – | CHIEF LEGAL OFFICER AND SECRETARY | 04/2019 | < 5% |
| ANTICO, JOANNE | Individual | – | GENERAL COUNSEL & ASSISTANT SECRETARY | 10/2021 | < 5% |
| YATES, DAVID | Individual | – | CHIEF INFORMATION OFFICER | 03/2022 | < 5% |