NORTHGATE CAPITAL, L.P.
Adviser information for NORTHGATE CAPITAL, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 36 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 65 | $4.1B |
| Non-Discretionary | 0 | $0 |
| Total | 65 | $4.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 65 | $4.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 12 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
649 SAN RAMON VALLEY BLVDDANVILLE
CA
United States
Monday - Friday, 9:00 - 5:00
Tel: 925-820-9970, Fax: 925-820-9994
Chief Compliance Officer
LAWRENCE COWEN
GENERAL COUNSEL
649 SAN RAMON VALLEY BLVD.
DANVILLE
CA
United States
Tel:
925-820-9970
Fax:
925-820-9994
L*@************M
(Full email address available in API data)
Industry Affiliates
| NC II, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NC III, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NC IV, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NC V, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NC VI, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NCD MANAGEMENT III, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NCD MANAGEMENT IV, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NCD MANAGEMENT V, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NCD MANAGEMENT VI, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NCD MANAGEMENT VII, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NCD SWIB MANAGEMENT, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NDO III MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NDO IV MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NDO V MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NDO VI MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NGEM MEXICO S. DE R.L. DE C.V. | Other investment adviser, including financial planners |
| NGEMM, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NORTHGATE CAPITAL PARTNERS, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NORTHGATE CAPITAL, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NORTHGATE GROWTH GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NORTHGATE GROWTH GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NORTHGATE GROWTH GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NORTHGATE TELECOM INNOVATIONS PARTNERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NV II, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NV III, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NV IX, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NV VII, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| NV VIII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NVO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NVP X(GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| REDSTONE MANAGEMENT. L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| TCP CORPORATE ADVISORY LIMITED | Other investment adviser, including financial planners |
| THE CAPITAL PARTNERSHIP (UK) LIMITED | Other investment adviser, including financial planners |
| UTV, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NC SWIB, L.P. | Private Equity Fund | $102.5M | $1.0M | 2 |
| NCD INVESTORS, A DELAWARE MULTIPLE SERIES, L.L.C. | Venture Capital Fund | $0.0M | $0.1M | 1 |
| NCD PARTNERS III, L.P. | Venture Capital Fund | $3.8M | $1.0M | 2 |
| NCD PARTNERS IV, L.P. | Venture Capital Fund | $1.3M | $1.0M | 43 |
| NCD SWIB OPPORTUNITIES, L.P. | Venture Capital Fund | $45.0M | $1.0M | 2 |
| NCD SWIB, L.P. | Venture Capital Fund | $114.2M | $1.0M | 2 |
| NGEM-Q, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| NORTHGATE COMMSTECH INNOVATIONS PARTNERS, L.P. | Venture Capital Fund | $49.1M | $40.0M | 4 |
| NORTHGATE DIRECT OPPORTUNITIES III, L.L.C. | Venture Capital Fund | $1.3M | $1.0M | 1 |
| NORTHGATE DIRECT OPPORTUNITIES IV, LLC | Venture Capital Fund | $4.9M | $0.1M | 10 |
| NORTHGATE DIRECT OPPORTUNITIES V, LLC | Venture Capital Fund | $2.1M | $0.1M | 1 |
| NORTHGATE DIRECT OPPORTUNITIES VI, LLC | Venture Capital Fund | $2.0M | $0.1M | 1 |
| NORTHGATE GLOBAL EMERGING MARKETS, L.P. | Private Equity Fund | $18.5M | $34.1M | 48 |
| NORTHGATE GROWTH FUND II, L.P. | Venture Capital Fund | $44.7M | $0.0M | 16 |
| NORTHGATE GROWTH FUND III, L.P. | Venture Capital Fund | $14.3M | $0.0M | 4 |
| NORTHGATE GROWTH FUND, L.P. | Venture Capital Fund | $23.1M | $0.0M | 7 |
| NORTHGATE IV-B, L.P. | Private Equity Fund | $15.4M | $5.0M | 81 |
| NORTHGATE IV-M, L.P. | Private Equity Fund | $14.5M | $5.0M | 106 |
| NORTHGATE IV, L.P. | Private Equity Fund | $134.1M | $5.0M | 96 |
| NORTHGATE PRIVATE EQUITY PARTNERS (Q), L.P. | Private Equity Fund | $2.9M | $1.0M | 36 |
| NORTHGATE PRIVATE EQUITY PARTNERS II (Q), L.P. | Private Equity Fund | $24.2M | $1.0M | 41 |
| NORTHGATE PRIVATE EQUITY PARTNERS II-B (Q), L.P. | Private Equity Fund | $7.9M | $0.1M | 96 |
| NORTHGATE PRIVATE EQUITY PARTNERS II-B, L.P. | Private Equity Fund | $2.4M | $0.1M | 11 |
| NORTHGATE PRIVATE EQUITY PARTNERS II-M (Q), L.P. | Private Equity Fund | $3.5M | $1.0M | 41 |
| NORTHGATE PRIVATE EQUITY PARTNERS II-M, L.P. | Private Equity Fund | $4.2M | $1.0M | 48 |
| NORTHGATE PRIVATE EQUITY PARTNERS II, L.P. | Private Equity Fund | $3.2M | $1.0M | 13 |
| NORTHGATE PRIVATE EQUITY PARTNERS III-B1, L.P. | Private Equity Fund | $0.3M | $0.1M | 15 |
| NORTHGATE PRIVATE EQUITY PARTNERS III-B2, L.P. | Private Equity Fund | $1.0M | $0.1M | 16 |
| NORTHGATE PRIVATE EQUITY PARTNERS III-B3, L.P. | Private Equity Fund | $20.6M | $0.1M | 119 |
| NORTHGATE PRIVATE EQUITY PARTNERS III-M2, L.P. | Private Equity Fund | $15.4M | $0.1M | 146 |
| NORTHGATE PRIVATE EQUITY PARTNERS III, L.P. | Private Equity Fund | $50.1M | $1.0M | 63 |
| NORTHGATE PRIVATE EQUITY PARTNERS, L.P. | Private Equity Fund | $7.7M | $5.0M | 81 |
| NORTHGATE V-B, L.P. | Private Equity Fund | $35.4M | $1.0M | 90 |
| NORTHGATE V-E, L.P. | Private Equity Fund | $55.5M | $1.0M | 3 |
| NORTHGATE V-M, L.P. | Private Equity Fund | $63.9M | $1.0M | 130 |
| NORTHGATE V, L.P. | Private Equity Fund | $274.6M | $1.0M | 51 |
| NORTHGATE VENTURE GROWTH I, L.P. | Venture Capital Fund | $40.4M | $1.0M | 72 |
| NORTHGATE VENTURE GROWTH II, L.P. | Venture Capital Fund | $1.1M | $1.0M | 42 |
| NORTHGATE VENTURE GROWTH III, L.P. | Venture Capital Fund | $105.0M | $1.0M | 62 |
| NORTHGATE VENTURE OPPORTUNITIES, L.P. | Venture Capital Fund | $60.7M | $5.0M | 15 |
| NORTHGATE VENTURE PARTNERS II (Q), L.P. | Venture Capital Fund | $11.3M | $1.0M | 48 |
| NORTHGATE VENTURE PARTNERS II, L.P. | Venture Capital Fund | $43.4M | $1.0M | 49 |
| NORTHGATE VENTURE PARTNERS III (Q), L.P. | Venture Capital Fund | $11.2M | $1.0M | 56 |
| NORTHGATE VENTURE PARTNERS III, L.P. | Venture Capital Fund | $48.2M | $1.0M | 54 |
| NORTHGATE VENTURE PARTNERS IX, L.P. | Venture Capital Fund | $75.2M | $5.0M | 33 |
| NORTHGATE VENTURE PARTNERS VI, L.P. | Venture Capital Fund | $295.3M | $1.0M | 29 |
| NORTHGATE VENTURE PARTNERS VII, L.P. | Venture Capital Fund | $215.0M | $1.0M | 87 |
| NORTHGATE VENTURE PARTNERS VIII, L.P. | Venture Capital Fund | $110.8M | $5.0M | 25 |
| NORTHGATE VENTURE PARTNERS X, L.P. | Venture Capital Fund | $66.3M | $5.0M | 13 |
| NORTHGATE VI-B VC, L.P | Venture Capital Fund | $23.2M | $1.0M | 48 |
| NP IV-P, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| NP IV-V, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| NP V, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| NPEP II-A, L.L.C. | Private Equity Fund | $0.0M | $0.0M | 0 |
| NPEP II-Q, L.L.C. | Private Equity Fund | $0.0M | $0.0M | 0 |
| NPEP III-Q, L.L.C. | Private Equity Fund | $0.0M | $0.0M | 0 |
| NVP IX - M, L.P. | Venture Capital Fund | $32.6M | $5.0M | 3 |
| NVP IX, L.P. | Venture Capital Fund | $0.0M | $0.0M | 0 |
| NVP VI SA, L.P. | Venture Capital Fund | $78.3M | $1.0M | 3 |
| NVP VI, L.P. | Venture Capital Fund | $0.0M | $0.0M | 0 |
| NVP VII, L.P. | Venture Capital Fund | $0.0M | $0.0M | 0 |
| NVP VIII PG, L.P. | Venture Capital Fund | $131.4M | $5.0M | 3 |
| NVP VIII, L.P. | Venture Capital Fund | $0.0M | $0.0M | 0 |
| NVP X, L.P. | Venture Capital Fund | $0.0M | $0.0M | 0 |
| UNIVERSITY TECHNOLOGY VENTURES, L.P. | Venture Capital Fund | $4.9M | $1.0M | 79 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NORTHGATE CAPITAL, LLC | Domestic Entity | – | GENERAL PARTNER | 12/2005 | < 5% |
| TCP-NG (U.S.), L.L.C. | Domestic Entity | – | LIMITED PARTNER | 07/2016 | > 75% |
| Ojjeh, Ali, NMN | Individual | – | CHAIRMAN | 07/2016 | < 5% |
| TCP-NG (U.S.) II, L.L.C. | Domestic Entity | TCP-NG (U.S.), L.L.C. | MEMBER | 07/2016 | > 75% |
| TCP-NG (U.K.) LTD. | Foreign Entity | TCP-NG (U.S.) II, L.L.C. | SHAREHOLDER | 07/2016 | > 75% |
| THE CAPITAL PARTNERSHIP GROUP LIMITED | Foreign Entity | TCP-NG (U.K.) LTD. | SHAREHOLDER | 07/2016 | > 75% |
| QUATTRO INTERNATIONAL INVESTMENTS LIMITED | Foreign Entity | THE CAPITAL PARTNERSHIP GROUP LIMITED | SHAREHOLDER | 07/2016 | 25-50% |
| CLERMONT CORPORATE SERVICES LIMITED AS TRUSTEE OF THE QUATTRO TRUST | Foreign Entity | QUATTRO INTERNATIONAL INVESTMENTS LIMITED | SHAREHOLDER | 07/2016 | 25-50% |
| FAIR SERVICES HOLDINGS S.A. | Foreign Entity | THE CAPITAL PARTNERSHIP GROUP LIMITED | SHAREHOLDER | 07/2016 | 25-50% |
| CLERMONT CORPORATE SERVICES LIMITED AS TRUSTEE OF THE SAKAB TRUST | Foreign Entity | FAIR SERVICES HOLDINGS S.A. | SHAREHOLDER | 07/2016 | 25-50% |
| COWEN, LAWRENCE, (NMN) | Individual | – | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | 02/2017 | < 5% |
| Vaze, Janhavi, Sunil | Individual | – | CHIEF FINANCIAL OFFICER | 03/2019 | < 5% |
| VARDELL, THOMAS, ARTHUR | Individual | – | CO-FOUNDER AND PARTNER | 12/2005 | < 5% |
| JONES, BRENT, MICHAEL | Individual | – | CO-FOUNDER AND PARTNER | 12/2005 | < 5% |
| GORDON, CASEY, HEISS | Individual | – | MANAGING PARTNER | 01/2020 | < 5% |