Hedge Fund Database

ARROW INVESTMENT ADVISORS, LLC

Adviser information for ARROW INVESTMENT ADVISORS, LLC last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 2 $400.0M
Total 2 $400.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 2 $400.0M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for investment companies
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-66595
SEC ERA File Number 801-66595
SEC CIK Numbers 1378410
SEC CRD Numbers 139652
Legal Entity Identifier 5493000XQEYNVZTQTG53

Principal Office

6100 CHEVY CHASE DR.
SUITE 100
LAUREL
MD
United States
Monday - Friday, 9AM - 5PM EST
Tel: 301-260-1001, Fax: 301-260-0164

Websites

www.linkedin.com/company/arrow-funds/ www.linkedin.com/company/arrow-investment-advisors twitter.com/arrowfunds www.arrowfunds.com www.arrowshares.com

Chief Compliance Officer

CHRISTOPHER H LEWIS
CHIEF COMPLIANCE OFFICER
6100 CHEVY CHASE DR.
SUITE 100
LAUREL
MD
United States
Tel: 301-665-0205
(Full email address available in API data)

Industry Affiliates

ARCHER DISTRIBUTORS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BARRATO, JOSEPH, JOHN Individual – MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, PRESIDENT 12/2007 > 75%
SERRAPERE, JOHN, RALPH Individual – MANAGING MEMBER, DIRECTOR OF RESEARCH 02/2007 < 5%
LEWIS, CHRISTOPHER, HARDY Individual – CHIEF COMPLIANCE OFFICER 07/2021 < 5%

No. Employees, Historic

2010020202021202220232024202513 on 3/30/202013 on 10/19/202013 on 12/3/202011 on 3/30/202111 on 8/17/202110 on 4/1/202212 on 3/31/202312 on 3/31/202312 on 1/29/2024

RAUM, Historic

500M250M0202020212022202320242025414716359 on 3/30/2020414716359 on 10/19/2020414716359 on 12/3/2020300510985 on 3/30/2021300510985 on 8/17/2021325000000 on 4/1/2022400000000 on 3/31/2023400000000 on 3/31/2023400000000 on 1/29/2024

No. Clients, Historic

10502020202120222023202420252 on 3/30/20202 on 10/19/20202 on 12/3/20202 on 3/30/20212 on 8/17/20212 on 4/1/20222 on 3/31/20232 on 3/31/20232 on 1/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ANTERO MIDSTREAM CORP COM 157K 11K –
ARROW INVTS TR DWA TACT INTL 5M 169K –
ARROW INVTS TR RESV CAP ETF 41M 409K –
BRANDYWINE RLTY TR SH BEN INT NEW 133K 30K –
EASTERLY GOVT PPTYS INC COM 160K 13K –
ENLINK MIDSTREAM LLC COM UNIT REP LTD 154K 11K –
FIRST TR LRGE CP CORE ALPHA COM SHS 4M 37K –
FREEPORT-MCMORAN INC CL B 309K 6K –
GARMIN LTD SHS 344K 2K –
GENESIS ENERGY L P UNIT LTD PARTN 186K 13K –
GLOBAL MED REIT INC COM NEW 155K 17K –
GLOBAL NET LEASE INC COM NEW 142K 19K –
HEALTHCARE RLTY TR CL A COM 174K 11K –
INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 1M 21K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 5M 56K –
ISHARES INC MSCI BRAZIL ETF 645K 24K –
ISHARES INC MSCI FRANCE ETF 697K 18K –
ISHARES INC MSCI ITALY ETF 722K 20K –
ISHARES INC MSCI MEXICO ETF 629K 11K –
ISHARES INC MSCI NETHERL ETF 775K 15K –
ISHARES INC MSCI SPAIN ETF 745K 24K –
ISHARES INC MSCI TAIWAN ETF 850K 16K –
ISHARES INC MSCI TURKEY ETF 916K 22K –
ISHARES TR 1 3 YR TREAS BD 4M 44K –
ISHARES TR IBOXX HI YD ETF 1M 17K –
ISHARES TR JPMORGAN USD EMG 1M 15K –
ISHARES TR MSCI INDIA ETF 836K 15K –
ISHARES TR MSCI POLAND ETF 804K 33K –
ISHARES TR MSCI USA MMENTM 4M 21K –
ISHARES TR MSCI USA QLT FCT 5M 30K –
ISHARES TR S&P 500 GRWT ETF 5M 57K –
ISHARES TR TIPS BD ETF 2M 14K –
JPMORGAN CHASE FINL CO LLC CAL LKD 44 2M 66K –
KENNEDY-WILSON HOLDINGS INC COM 172K 18K –
MEDICAL PPTYS TRUST INC COM 129K 30K –
NEWS CORP NEW CL B 353K 12K –
ORION OFFICE REIT INC COM 57K 16K –
PIEDMONT OFFICE REALTY TR IN COM CL A 161K 22K –
QUANTA SVCS INC COM 323K 1K –
SELECT SECTOR SPDR TR FINANCIAL 4M 86K –
SELECT SECTOR SPDR TR INDL 5M 38K –
SELECT SECTOR SPDR TR TECHNOLOGY 5M 22K –
SERVICE PPTYS TR COM SH BEN INT 107K 21K –
SPROTT PHYSICAL SILVER TR TR UNIT 283K 29K –
SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 283K 5K –
VANGUARD INDEX FDS GROWTH ETF 1M 4K –
VANGUARD INDEX FDS MCAP GR IDXVIP 4M 18K –