TORREY GROWTH & INCOME ADVISORS, LLC
Adviser information for TORREY GROWTH & INCOME ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 486 | $303.0M |
| Non-Discretionary | 0 | $0 |
| Total | 486 | $303.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 229 | $140.8M |
| HNW Individuals | 17 | $162.3M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 246 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesINVESTMENT CONSULTING |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 199,210 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| TORREY GROWTH & INCOME WRAP FEE PROGRAM | TORREY GROWTH & INCOME ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-66611 |
|---|---|
| SEC ERA File Number | 801-66611 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139940 |
| Legal Entity Identifier | None |
Principal Office
1233 CAMINO DEL MARDEL MAR
CA
United States
Monday - Friday, 6:30 AM TO 1:15 PM
Tel: 760-274-2744, Fax: 760-274-2734
Chief Compliance Officer
GEORGE R. HOOVER, JR.
MANAGING MEMBER / CHIEF COMPLIANCE OFFICER
1233 CAMINO DEL MAR
DEL MAR
CA
United States
Tel:
760-274-2744
H*******@***************M
(Full email address available in API data)
Regulatory Contact
LUWAIN NG
ADMINISTRATOR
1233 CAMINO DEL MAR
DEL MAR
CA
United States
Tel:
760-274-2744
L*****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOOVER, GEORGE, RICHARD | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 05/2006 | > 75% |