ALBOURNE AMERICA LLC
Adviser information for ALBOURNE AMERICA LLC last updated from Form ADV on November 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 121 |
|---|---|
| Investment Advisory/Research | 77 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 24 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | 7 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 24 | $0 |
| Charitable organizations | 24 | $0 |
| State or municipal gov entities | 33 | $0 |
| Other investment advisers | 47 | $0 |
| Insurance companies | 12 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 31 | $0 |
| Other | 24 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 202 |
| No. of Non-U.S. Clients | 5 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Pension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsRESEARCH AND NON-DISCRETIONARY INVESTMENT ADVICE ON HEDGE FUNDS, PRIVATE MARKETS FUNDS (PE, PC, RA, RE), DYNAMIC BETA PRODUCTS |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-66613 |
|---|---|
| SEC ERA File Number | 801-66613 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126582 |
| Legal Entity Identifier | None |
Principal Office
425 CALIFORNIA STREETSUITE 2400
SAN FRANCISCO
CA
United States
Monday - Friday, 08:00 TO 17:00
Tel: 415-489-7200, Fax: None
Chief Compliance Officer
NISHITH PATEL
425 CALIFORNIA STREET
SUITE 2400
SAN FRANCISCO
CA
United States
Tel:
415-283-1357
N******@***********M
(Full email address available in API data)
Industry Affiliates
| ALBOURNE CYPRUS LIMITED | Other investment adviser, including financial planners |
| ALBOURNE PARTNERS (ASIA) LIMITED | Other investment adviser, including financial planners |
| ALBOURNE PARTNERS (BERMUDA) LIMITED | Other investment adviser, including financial planners |
| ALBOURNE PARTNERS (CANADA) LIMITED | Other investment adviser, including financial planners |
| ALBOURNE PARTNERS (CYPRUS) LIMITED | Other investment adviser, including financial planners |
| ALBOURNE PARTNERS (SINGAPORE) PTE. LTD | Other investment adviser, including financial planners |
| ALBOURNE PARTNERS DEUTSCHLAND AG | Other investment adviser, including financial planners |
| ALBOURNE PARTNERS JAPAN | Other investment adviser, including financial planners |
| ALBOURNE PARTNERS LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALBOURNE PARTNERS (INTERNATIONAL)LIMITED | Foreign Entity | – | SOLE MEMBER - ORDINARY SHARES | 08/2001 | > 75% |
| ALBOURNE PARTNERS LIMITED | Foreign Entity | ALBOURNE PARTNERS (INTERNATIONAL)LIMITED | ORDINARY SHAREHOLDER | 11/1994 | > 75% |
| RUDDICK, SIMON, BERNARD | Individual | ALBOURNE PARTNERS LIMITED | ORDINARY SHAREHOLDER | 03/1994 | 25-50% |
| HARMSTON, DAVID, MEADOWS | Individual | – | ELECTED MANAGER | 08/2003 | < 5% |
| RUDDICK, SIMON, BERNARD | Individual | – | ELECTED MANAGER | 08/2003 | < 5% |
| INGRAM, ALEXANDER, GUY | Individual | – | ELECTED MANAGER | 08/2003 | < 5% |
| CLAISSE, JOHN, RICHARD | Individual | – | ELECTED MANAGER | 05/2006 | < 5% |
| MCCULLOCH, ANDREW, DONALD | Individual | – | ELECTED MANAGER | 04/2018 | < 5% |
| PATEL, NISHITH, SUBHASH | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2019 | < 5% |
| KOUZAPA, ANNITA | Individual | – | CHIEF OPERATING OFFICER | 04/2022 | < 5% |
| SHAH, HEERAL | Individual | – | CHIEF FINANCIAL OFFICER | 04/2023 | < 5% |