INTERVEST INTERNATIONAL, INC.
Adviser information for INTERVEST INTERNATIONAL, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 16 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 16 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 356 | $39.9M |
| Total | 356 | $39.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 353 | $34.7M |
| HNW Individuals | 3 | $5.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 600 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSPLIT FEES FROM THIRD-PARTY MONEY MANAGERS OR RIAS |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-66615 |
|---|---|
| SEC ERA File Number | 801-66615 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111516 |
| Legal Entity Identifier | None |
Principal Office
1980 DOMINION WAY, SUITE 202COLORADO SPRINGS
CO
United States
Monday - Friday, 7:00AM - 4:00PM
Tel: 719-592-9299, Fax: 719-592-9329
Chief Compliance Officer
TIMOTHY K O'BRIEN
VICE PRESIDENT
1980 DOMINION WAY STE 202
COLORADO SPRINGS
CO
United States
Tel:
719-457-4218
Fax:
719-592-9329
T*********@****************M
(Full email address available in API data)
Regulatory Contact
KACEY B WATTS
PRESIDENT, CFO AND FINOP
1980 DOMINION WAY, SUITE 202
COLORADO SPRINGS
CO
United States
Tel:
719-457-9687
Fax:
(719)592-9329
K**********@****************M
(Full email address available in API data)
Industry Affiliates
| INTERVEST INTERNATIONAL EQUITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, DAVID, MICHAEL | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2008 | > 75% |
| WATTS, KACEY, BESS | Individual | – | SECRETARY/TREASURER | 06/2006 | < 5% |
| WATTS, KACEY, BESS | Individual | – | PRESIDENT | 01/2023 | < 5% |
| O'BRIEN, TIMOTHY, KEVIN | Individual | – | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | 03/2022 | < 5% |