RIVERVIEW CAPITAL ADVISERS LLC

Adviser information for RIVERVIEW CAPITAL ADVISERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 534 $495.8M
Non-Discretionary 8 $31.7M
Total 542 $527.5M

Clients

Type Number RAUM
Individuals 87 $55.3M
HNW Individuals 115 $472.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesSEE SCHEDULE D. MISCELLANEOUS

Identifiers

SEC RIA File Number 801-66623
SEC ERA File Number 801-66623
SEC CIK Numbers 1962933
SEC CRD Numbers 140377
Legal Entity Identifier None

Principal Office

265 FRANKLIN STREET
SUITE 1605
BOSTON
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 617-423-0080, Fax: 617-423-0092

Chief Compliance Officer

JOSEPH GENTILI
CHIEF COMPLIANCE OFFICER
265 FRANKLIN STREET
SUITE 1605
BOSTON
MA
United States
Tel: 617-423-0080
Fax: 617-423-0092
(Full email address available in API data)

Regulatory Contact

ALAN ARCADIPANE
MANAGING MEMEBER
265 FRANKLIN STREET
SUITE 1605
BOSTON
MA
United States
Tel: 617-423-0080
Fax: 617-423-0092
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ARCADIPANE, ALAN, LEONARD Individual PARTNER 03/2006 > 75%
GENTILI, JOSEPH, R Individual CHIEF COMPLIANCE OFFICER 10/2019 < 5%
PIENKOWSKA, PAULA, J Individual MANAGING MEMBER 01/2018 10-25%

No. Employees, Historic

105020192020202120222023202420254 on 4/29/20194 on 10/2/20194 on 10/15/20194 on 3/30/20204 on 6/30/20204 on 7/24/20204 on 3/16/20214 on 6/23/20214 on 3/31/20224 on 3/31/20236 on 3/29/20246 on 3/29/2024

RAUM, Historic

600M300M02019202020212022202320242025203480010 on 4/29/2019203480010 on 10/2/2019203480010 on 10/15/2019310980413 on 3/30/2020310980413 on 6/30/2020310980413 on 7/24/2020384659498 on 3/16/2021384659498 on 6/23/2021502520694 on 3/31/2022458060811 on 3/31/2023527473748 on 3/29/2024527473748 on 3/29/2024

No. Clients, Historic

30015002019202020212022202320242025121 on 4/29/2019121 on 10/2/2019121 on 10/15/2019113 on 3/30/2020113 on 6/30/2020113 on 7/24/2020124 on 3/16/2021124 on 6/23/2021145 on 3/31/2022179 on 3/31/2023202 on 3/29/2024202 on 3/29/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 200K 2K
AFLAC INC COM 2M 20K
ALPHABET INC CAP STK CL A 4M 21K
AMAZON COM INC COM 19M 100K
AMERICAN TOWER CORP NEW COM 4M 22K
APPLE INC COM 21M 102K
ASTRAZENECA PLC SPONSORED ADR 1M 13K
AVALONBAY CMNTYS INC COM 5M 22K
BANK AMERICA CORP COM 310K 8K
BERKSHIRE HATHAWAY INC DEL CL B NEW 17M 42K
BLACKSTONE INC COM 711K 6K
BOEING CO COM 8M 43K
BOSTON PROPERTIES INC COM 9M 149K
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 727K 22K
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 5M 178K
CAPITAL ONE FINL CORP COM 3M 19K
CARNIVAL CORP UNIT 99/99/9999 1M 70K
CARRIER GLOBAL CORPORATION COM 7M 103K
CAVA GROUP INC COM 4M 43K
COCA COLA CO COM 4M 61K
DANAHER CORPORATION COM 266K 1K
DRAFTKINGS INC NEW COM CL A 7M 176K
EDISON INTL COM 342K 5K
ELECTRONIC ARTS INC COM 628K 5K
ENBRIDGE INC COM 1M 36K
EQUITY RESIDENTIAL SH BEN INT 4M 64K
EVERSOURCE ENERGY COM 5M 88K
EXXON MOBIL CORP COM 741K 6K
GOLDMAN SACHS GROUP INC COM 609K 1K
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 339K 6K
HOME DEPOT INC COM 1M 3K
HONEYWELL INTL INC COM 1M 5K
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 16M 95K
ISHARES TR MSCI INDIA ETF 749K 13K
ISHARES TR RUS 1000 VAL ETF 5M 27K
ISHARES TR S&P MC 400GR ETF 241K 3K
ISHARES TR CORE S&P500 ETF 286K 522
ISHARES TR U.S. TECH ETF 1M 10K
ISHARES TR RUS 1000 GRW ETF 1M 3K
JOHNSON & JOHNSON COM 1M 7K
JPMORGAN CHASE & CO. COM 419K 2K
KINDER MORGAN INC DEL COM 5M 238K
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW 598K 24K
LABCORP HOLDINGS INC COM SHS 2M 8K
LITHIUM AMERICAS ARGENTINA C COM SHS 349K 109K
META PLATFORMS INC CL A 425K 843
MGM RESORTS INTERNATIONAL COM 9M 208K
MICRON TECHNOLOGY INC COM 4M 28K
MICROSOFT CORP COM 10M 23K
MICROSTRATEGY INC CL A NEW 280K 203
MOELIS & CO CL A 340K 6K
NETFLIX INC COM 1M 2K
NORWEGIAN CRUISE LINE HLDG L SHS 720K 38K
NVIDIA CORPORATION COM 2M 19K
ORACLE CORP COM 205K 1K
PEPSICO INC COM 506K 3K
PHILLIPS 66 COM 4M 28K
QUEST DIAGNOSTICS INC COM 1M 8K
SALESFORCE INC COM 2M 6K
SCHWAB STRATEGIC TR US LRG CAP ETF 368K 6K
SELECT SECTOR SPDR TR FINANCIAL 319K 8K
SHERWIN WILLIAMS CO COM 671K 2K
SIMON PPTY GROUP INC NEW COM 9M 58K
SIRIUS XM HOLDINGS INC COM 35K 12K
SPDR S&P 500 ETF TR TR UNIT 609K 1K
STANLEY BLACK & DECKER INC COM 2M 21K
STARWOOD PPTY TR INC COM 4M 202K
STRYKER CORPORATION COM 2M 4K
SWEETGREEN INC COM CL A 1M 40K
TESLA INC COM 1M 6K
UNITED PARCEL SERVICE INC CL B 5M 39K
VANGUARD INDEX FDS TOTAL STK MKT 5M 17K
VANGUARD INDEX FDS GROWTH ETF 8M 20K
VANGUARD INDEX FDS MID CAP ETF 15M 60K
VANGUARD INDEX FDS SMALL CP ETF 21M 96K
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 452K 10K
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 291K 4K
VANGUARD SPECIALIZED FUNDS DIV APP ETF 5M 27K
VANGUARD WORLD FD INF TECH ETF 254K 441
VANGUARD WORLD FD INDUSTRIAL ETF 2M 8K
VICI PPTYS INC COM 3M 107K
VISA INC COM CL A 3M 11K
WALMART INC COM 4M 55K