OLD MISSION INVESTMENT COMPANY, LLC
Adviser information for OLD MISSION INVESTMENT COMPANY, LLC last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,556 | $573.4M |
| Non-Discretionary | 195 | $106.1M |
| Total | 1,751 | $679.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 844 | $515.6M |
| HNW Individuals | 49 | $111.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $10.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $42.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersCONSULTATION SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-66666 |
|---|---|
| SEC ERA File Number | 801-66666 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140381 |
| Legal Entity Identifier | None |
Principal Office
880 MUNSON AVENUESUITE B
TRAVERSE CITY
MI
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 231-929-4100, Fax: 231-929-4190
Websites
Chief Compliance Officer
JEFFREY A. JOHNSON
MANAGING MEMBER
880 MUNSON AVENUE
SUITE B
TRAVERSE CITY
MI
United States
Tel:
(231) 929-4100
Fax:
(231) 929-4190
J******@********T
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER LAMB
MANAGING MEMBER
880 MUNSON AVENUE
SUITE B
TRAVERSE CITY
MI
United States
Tel:
231-929-4100
Fax:
231-929-4190
L***@********T
(Full email address available in API data)
Industry Affiliates
| OLD MISSION TRUST COMPANY LLC | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, JEFFREY, ALLEN | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 05/2006 | 25-50% |
| LAMB, CHRISTOPHER, MUNDT | Individual | – | MANAGING MEMBER | 05/2006 | 25-50% |
| SCHULER, KURT, AUSTIN | Individual | – | MANAGING MEMBER | 05/2006 | 25-50% |
| TAFELSKY, CAREY, ANNE | Individual | – | MANAGING MEMBER | 07/2021 | 10-25% |