Hedge Fund Database

CARL P. SHERR & CO., LLC

Adviser information for CARL P. SHERR & CO., LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 733 $368.9M
Non-Discretionary 56 $23.8M
Total 789 $392.6M

Clients

Type Number RAUM
Individuals 125 $29.0M
HNW Individuals 169 $358.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 5 $5.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $418,817
Other 0 $0
Type Number
No. of Non-RAUM Clients 21
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-66673
SEC ERA File Number 801-66673
SEC CIK Numbers 1818535
SEC CRD Numbers 3394
Legal Entity Identifier None

Principal Office

446 MAIN STREET
WORCESTER
MA
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: 508-791-7126, Fax: None

Websites

www.linkedin.com/company/carlpsherr carlpsherr.com/

Chief Compliance Officer

EDWARD L. SHERR
MEMBER
446 MAIN STREET
WORCESTER
MA
United States
Tel: 508-791-7126
(Full email address available in API data)

Regulatory Contact

GARY H. SHERR
MEMBER
446 MAIN STREET
WORCESTER
MA
United States
Tel: 508-791-7126
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHERR, GARY, HYMAN Individual – MEMBER/CHIEF EXECUTIVE OFFICER 01/2001 50-75%
SHERR, EDWARD, LAURENCE Individual – MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER 01/2001 50-75%

No. Employees, Historic

105020192020202120222023202420256 on 7/18/20197 on 3/6/20207 on 5/22/20207 on 9/8/20206 on 3/3/20216 on 10/20/20216 on 11/10/20217 on 3/17/20227 on 8/1/20225 on 2/22/20235 on 4/21/20235 on 3/14/2024

RAUM, Historic

400M200M02019202020212022202320242025220107935 on 7/18/2019269096714 on 3/6/2020269096714 on 5/22/2020269096714 on 9/8/2020323769304 on 3/3/2021323769304 on 10/20/2021311802633 on 11/10/2021381089868 on 3/17/2022381089868 on 8/1/2022351045811 on 2/22/2023351045811 on 4/21/2023392649274 on 3/14/2024

No. Clients, Historic

40020002019202020212022202320242025300 on 7/18/2019297 on 3/6/2020297 on 5/22/2020297 on 9/8/2020296 on 3/3/2021296 on 10/20/2021288 on 11/10/2021305 on 3/17/2022305 on 8/1/2022292 on 2/22/2023292 on 4/21/2023299 on 3/14/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
EATON CORP PLC SHS 831K 3K –
FERGUSON PLC NEW SHS 1M 7K –
ON HLDG AG NAMEN AKT A 345K 9K –
FERRARI N V COM 430K 1K –
ABBVIE INC COM 832K 5K –
ADOBE INC COM 389K 700 –
ALPHABET INC CAP STK CL C 2M 12K –
ALPHABET INC CAP STK CL A 521K 3K –
AMAZON COM INC COM 2M 8K –
AMERICAN EXPRESS CO COM 2M 9K –
AMES NATL CORP COM 512K 25K –
AMGEN INC COM 1M 3K –
APOLLO GLOBAL MGMT INC COM 236K 2K –
APPLE INC COM 10M 50K –
BANK AMERICA CORP COM 753K 19K –
BAR HBR BANKSHARES COM 567K 21K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 669K 2K –
BLACKROCK INC COM 807K 1K –
BLACKROCK TAX MUNICPAL BD TR SHS 193K 12K –
BLACKSTONE INC COM 279K 2K –
BRUNSWICK CORP COM 379K 5K –
CAMDEN NATL CORP COM 906K 27K –
CHIPOTLE MEXICAN GRILL INC COM 1M 20K –
CITIZENS FINL GROUP INC COM 599K 17K –
COMMUNITY FINANCIAL SYSTEM I COM 386K 8K –
COSTCO WHSL CORP NEW COM 3M 4K –
DNP SELECT INCOME FD INC COM 867K 106K –
DELTA AIR LINES INC DEL COM NEW 438K 9K –
DISNEY WALT CO COM 1M 14K –
DUKE ENERGY CORP NEW COM NEW 273K 3K –
ENTERPRISE BANCORP INC MASS COM 735K 30K –
META PLATFORMS INC CL A 1M 3K –
GENERAL MTRS CO COM 345K 7K –
GUGGENHEIM TAXABLE MUNICP BO COM 180K 11K –
HCA HEALTHCARE INC COM 289K 901 –
HANCOCK JOHN PREM DIVID FD COM SH BEN INT 303K 26K –
HOME DEPOT INC COM 4M 11K –
HONEYWELL INTL INC COM 1M 5K –
ILLINOIS TOOL WKS INC COM 415K 2K –
INDEPENDENT BK CORP MASS COM 397K 8K –
INTERNATIONAL BUSINESS MACHS COM 1M 9K –
INVESCO QQQ TR UNIT SER 1 2M 5K –
ISHARES TR CORE S&P TTL STK 454K 4K –
ISHARES TR SELECT DIVID ETF 415K 3K –
ISHARES TR CORE S&P500 ETF 1M 3K –
ISHARES TR S&P 500 GRWT ETF 14M 148K –
ISHARES TR S&P 500 VAL ETF 780K 4K –
ISHARES TR RUS MD CP GR ETF 760K 7K –
ISHARES TR RUS MID CAP ETF 4M 45K –
ISHARES TR CORE S&P MCP ETF 642K 11K –
ISHARES TR S&P MC 400GR ETF 326K 4K –
ISHARES TR CORE S&P US VLU 12M 135K –
ISHARES TR U.S. UTILITS ETF 328K 4K –
ISHARES TR CORE S&P SCP ETF 4M 35K –
ISHARES TR S&P SML 600 GWT 666K 5K –
ISHARES TR CALIF MUN BD ETF 809K 14K –
ISHARES TR NATIONAL MUN ETF 2M 17K –
ISHARES TR ISHS 5-10YR INVT 18M 347K –
ISHARES TR PFD AND INCM SEC 388K 12K –
ISHARES TR US HLTHCR PR ETF 836K 16K –
ISHARES TR MSCI USA MIN VOL 249K 3K –
ISHARES TR CORE MSCI TOTAL 8M 117K –
ISHARES TR CORE 1 5 YR USD 757K 16K –
ISHARES TR CORE DIV GRWTH 327K 6K –
JPMORGAN CHASE & CO. COM 3M 14K –
JOHNSON & JOHNSON COM 2M 12K –
ELI LILLY & CO COM 5M 6K –
LOCKHEED MARTIN CORP COM 311K 666 –
LULULEMON ATHLETICA INC COM 861K 3K –
MARRIOTT INTL INC NEW CL A 780K 3K –
MASTERCARD INCORPORATED CL A 204K 463 –
MCDONALDS CORP COM 2M 7K –
MERCK & CO INC COM 1M 8K –
MICROSOFT CORP COM 8M 19K –
MICROCHIP TECHNOLOGY INC. COM 1M 12K –
MODERNA INC COM 361K 3K –
NEXTERA ENERGY INC COM 729K 10K –
NIKE INC CL B 751K 10K –
NVIDIA CORPORATION COM 3M 21K –
ORACLE CORP COM 245K 2K –
PEPSICO INC COM 2M 10K –
PIMCO HIGH INCOME FD COM SHS 177K 37K –
PROCTER AND GAMBLE CO COM 550K 3K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
SPDR SER TR S&P HOMEBUILD 606K 6K –
SAFETY INS GROUP INC COM 2M 31K –
SELECT SECTOR SPDR TR TECHNOLOGY 351K 2K –
STARBUCKS CORP COM 1M 16K –
SUPER MICRO COMPUTER INC COM 965K 1K –
SYSCO CORP COM 301K 4K –
TJX COS INC NEW COM 1M 12K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 290K 2K –
TRACTOR SUPPLY CO COM 324K 1K –
UNION PAC CORP COM 717K 3K –
VAIL RESORTS INC COM 472K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 324K 2K –
VANGUARD STAR FDS VG TL INTL STK F 713K 12K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 23K –
VANGUARD WORLD FD FINANCIALS ETF 518K 5K –
VANGUARD WORLD FD INF TECH ETF 289K 501 –
VANGUARD WORLD FD UTILITIES ETF 1M 7K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 363K 5K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 2M 30K –
VANGUARD MUN BD FDS TAX EXEMPT BD 442K 9K –
VANGUARD INDEX FDS SML CP GRW ETF 717K 3K –
VANGUARD INDEX FDS GROWTH ETF 2M 6K –
VANGUARD INDEX FDS VALUE ETF 562K 4K –
VANGUARD INDEX FDS SMALL CP ETF 1M 6K –
VANGUARD INDEX FDS TOTAL STK MKT 4M 13K –
VERITONE INC COM 32K 14K –
VERTIV HOLDINGS CO COM CL A 887K 10K –
VISA INC COM CL A 2M 6K –
WEC ENERGY GROUP INC COM 337K 4K –
WALMART INC COM 248K 4K –
YUM BRANDS INC COM 381K 3K –
ZOETIS INC CL A 977K 6K –