Hedge Fund Database

KRAFT ASSET MANAGEMENT, LLC

Adviser information for KRAFT ASSET MANAGEMENT, LLC last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End OCTOBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 594 $400.2M
Non-Discretionary 0 $0
Total 594 $400.2M

Clients

Type Number RAUM
Individuals 105 $26.6M
HNW Individuals 123 $364.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 2 $4.9M
Charitable organizations 2 $275,066
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 2 $3.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-66686
SEC ERA File Number 801-66686
SEC CIK Numbers 1908611
SEC CRD Numbers 119139
Legal Entity Identifier None

Principal Office

555 GREAT CIRCLE ROAD
NASHVILLE
TN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 615-346-2437, Fax: 615-634-2554

Websites

www.facebook.com/kraft-asset-management-llc-104610767979091 www.kraftasset.com www.linkedin.com/company/kraft-asset-management-llc/

Chief Compliance Officer

CORTNEY ANN COST
WEALTH ADVISOR
555 GREAT CIRCLE ROAD
NASHVILLE
TN
United States
Tel: 615-782-4261
Fax: 615-634-2554
(Full email address available in API data)

Regulatory Contact

STEPHEN HIGH
PRESIDENT
555 GREAT CIRCLE ROAD
NASHVILLE
TN
United States
Tel: 615-782-4286
Fax: 615-634-2554
(Full email address available in API data)

Industry Affiliates

KRAFT FINANCIAL SERVICES, LLC Insurance company or agency
KRAFTCPAS Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HIGH, STEPHEN, PATTERSON Individual – PRESIDENT 12/2001 < 5%
ALEXANDER, VIC, LAMON Individual – SECRETARY 12/2001 < 5%
KRAFTCPAS, PLLC Domestic Entity – MEMBER 12/2000 > 75%
COST, CORTNEY, ANN Individual – CHIEF COMPLIANCE OFFICER 11/2017 < 5%

No. Employees, Historic

105020192020202120222023202420257 on 6/26/20197 on 11/14/20197 on 11/26/20196 on 1/27/20206 on 2/19/20206 on 5/20/20206 on 6/24/20206 on 1/28/20217 on 1/28/20227 on 1/27/20237 on 1/31/20237 on 10/4/20237 on 12/18/20236 on 1/26/2024

RAUM, Historic

500M250M02019202020212022202320242025357714435 on 6/26/2019357714435 on 11/14/2019357714435 on 11/26/2019368839725 on 1/27/2020368839725 on 2/19/2020368839725 on 5/20/2020368839725 on 6/24/2020353715342 on 1/28/2021432987620 on 1/28/2022424166283 on 1/27/2023424166283 on 1/31/2023424166283 on 10/4/2023424166283 on 12/18/2023400205956 on 1/26/2024

No. Clients, Historic

30015002019202020212022202320242025211 on 6/26/2019211 on 11/14/2019211 on 11/26/2019229 on 1/27/2020229 on 2/19/2020229 on 5/20/2020229 on 6/24/2020234 on 1/28/2021234 on 1/28/2022243 on 1/27/2023243 on 1/31/2023243 on 10/4/2023243 on 12/18/2023234 on 1/26/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
EA SERIES TRUST EA BRIDGEWAY OMN 6M 315K –
AMAZON COM INC COM 218K 1K –
AMERICAN CENTY ETF TR INTL SMCP VLU 2M 32K –
APPLE INC COM 477K 2K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 580K 15K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 219K 7K –
DIMENSIONAL ETF TRUST US EQUITY ETF 6M 110K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 4M 64K –
DIMENSIONAL ETF TRUST US TARGETED VLU 25M 474K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 22M 683K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 13M 319K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 287K 11K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 303K 11K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 451K 17K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 11M 316K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 464K 16K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 3M 111K –
EXXON MOBIL CORP COM 349K 3K –
META PLATFORMS INC CL A 429K 850 –
ILLINOIS TOOL WKS INC COM 645K 3K –
ISHARES TR CORE S&P TTL STK 4M 34K –
ISHARES TR CORE S&P500 ETF 459K 839 –
ISHARES TR CORE S&P US VLU 321K 4K –
ISHARES TR CORE S&P SCP ETF 786K 7K –
ISHARES TR MSCI USA QLT FCT 451K 3K –
ISHARES INC CORE MSCI EMKT 743K 14K –
ISHARES TR CORE MSCI INTL 2M 31K –
MICROSOFT CORP COM 508K 1K –
NVIDIA CORPORATION COM 404K 3K –
ROCKWELL AUTOMATION INC COM 399K 1K –
SPDR S&P 500 ETF TR TR UNIT 858K 2K –
UNITEDHEALTH GROUP INC COM 278K 546 –
VANGUARD BD INDEX FDS INTERMED TERM 491K 7K –
VANGUARD MALVERN FDS STRM INFPROIDX 821K 17K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 937K 23K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 609K 14K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 291K 5K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 4M 76K –
VANGUARD MUN BD FDS TAX EXEMPT BD 866K 17K –
VANGUARD INDEX FDS REAL ESTATE ETF 216K 3K –
VANGUARD INDEX FDS SM CP VAL ETF 2M 10K –
VANGUARD INDEX FDS VALUE ETF 244K 2K –
VERIZON COMMUNICATIONS INC COM 327K 8K –