Hedge Fund Database

RF&L WEALTH MANAGEMENT, LLC

Adviser information for RF&L WEALTH MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 386 $262.4M
Non-Discretionary 19 $24.7M
Total 405 $287.1M

Clients

Type Number RAUM
Individuals 55 $21.2M
HNW Individuals 71 $251.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $702,432
Charitable organizations <5 $3.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $11.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-66710
SEC ERA File Number 801-66710
SEC CIK Numbers 1965915
SEC CRD Numbers 140210
Legal Entity Identifier None

Principal Office

525 MASSACHUSETTS AVENUE
SUITE 205
ACTON
MA
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 978-263-3435, Fax: None

Websites

www.linkedin.com/company/rf&l-wealth-management www.rflwealth.com

Chief Compliance Officer

ANDREW W. HASS
MEMBER, CO-PRESIDENT
15480 DEL GADO DRIVE
SHERMAN OAKS
CA
United States
Tel: 978-263-3435
(Full email address available in API data)

Regulatory Contact

RYAN W. HASS
MEMBER, CO-PRESIDENT
2046 BALMORAL AVENUE
GLENVIEW
IL
United States
Tel: 978-263-3435
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HASS, ANDREW, WALPERT Individual – MEMBER, CO-PRESIDENT, & CHIEF COMPLIANCE OFFICER 02/2017 50-75%
Hass, Ryan, Walpert Individual – MEMBER & CO-PRESIDENT 02/2017 50-75%

No. Employees, Historic

105020192020202120222023202420253 on 6/17/20193 on 2/22/20203 on 6/22/20203 on 6/22/20203 on 6/22/20203 on 9/2/20203 on 3/17/20213 on 6/30/20213 on 3/23/20223 on 7/19/20223 on 2/17/20233 on 3/2/20233 on 3/13/20243 on 3/25/2024

RAUM, Historic

300M150M02019202020212022202320242025149138077 on 6/17/2019182393690 on 2/22/2020182393690 on 6/22/2020182393690 on 6/22/2020182393690 on 6/22/2020182393690 on 9/2/2020209897883 on 3/17/2021209897883 on 6/30/2021242210912 on 3/23/2022242210912 on 7/19/2022241386627 on 2/17/2023241386627 on 3/2/2023287088356 on 3/13/2024287088356 on 3/25/2024

No. Clients, Historic

20010002019202020212022202320242025104 on 6/17/2019114 on 2/22/2020114 on 6/22/2020114 on 6/22/2020114 on 6/22/2020114 on 9/2/2020119 on 3/17/2021119 on 6/30/2021126 on 3/23/2022126 on 7/19/2022132 on 2/17/2023132 on 3/2/2023133 on 3/13/2024133 on 3/25/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 1M 10K –
ABBVIE INC COM 3M 18K –
ALPHABET INC CAP STK CL A 259K 1K –
AMAZON COM INC COM 5M 26K –
APPLE INC COM 6M 28K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 412K 1K –
CHEVRON CORP NEW COM 270K 2K –
COCA COLA CO COM 1M 17K –
COSTCO WHSL CORP NEW COM 2M 2K –
DBX ETF TR XTRACKERS S&P 235K 5K –
DIMENSIONAL ETF TRUST US EQUITY ETF 9M 147K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 6M 95K –
DIMENSIONAL ETF TRUST US TARGETED VLU 15M 296K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 9M 292K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 9M 218K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 472K 18K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 454K 17K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 4M 110K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 1M 44K –
EXXON MOBIL CORP COM 726K 6K –
META PLATFORMS INC CL A 3M 7K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 362K 2K –
FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 221K 2K –
ISHARES TR CORE S&P TTL STK 3M 21K –
ISHARES TR RUS 1000 VAL ETF 1M 8K –
ISHARES TR RUS 2000 VAL ETF 742K 5K –
ISHARES TR RUSSELL 2000 ETF 860K 4K –
ISHARES TR CORE S&P SCP ETF 372K 3K –
ISHARES TR EAFE SML CP ETF 579K 9K –
ISHARES INC CORE MSCI EMKT 2M 45K –
ISHARES TR CORE MSCI INTL 2M 24K –
JPMORGAN CHASE & CO. COM 1M 7K –
ELI LILLY & CO COM 3M 4K –
MICROSOFT CORP COM 5M 10K –
NVIDIA CORPORATION COM 2M 13K –
OMEGA HEALTHCARE INVS INC COM 996K 29K –
PROCTER AND GAMBLE CO COM 218K 1K –
QUALCOMM INC COM 776K 4K –
REVANCE THERAPEUTICS INC COM 123K 48K –
SPDR S&P 500 ETF TR TR UNIT 458K 842 –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 491K 14K –
SCHWAB STRATEGIC TR US LRG CAP ETF 373K 6K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 4M 104K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 2M 49K –
BLOCK INC CL A 469K 7K –
TESLA INC COM 228K 1K –
VANGUARD WORLD FD MEGA GRWTH IND 269K 855 –
VANGUARD WORLD FD MEGA CAP VAL ETF 346K 3K –
VANGUARD BD INDEX FDS INTERMED TERM 298K 4K –
VANGUARD BD INDEX FDS SHORT TRM BOND 7M 91K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 839K 19K –
VANGUARD INDEX FDS S&P 500 ETF SHS 4M 7K –
VANGUARD INDEX FDS SM CP VAL ETF 4M 21K –
VANGUARD INDEX FDS VALUE ETF 751K 5K –
VANGUARD INDEX FDS TOTAL STK MKT 4M 16K –
WALMART INC COM 2M 29K –