Hedge Fund Database

CARDINAL POINT CAPITAL MANAGEMENT, ULC

Adviser information for CARDINAL POINT CAPITAL MANAGEMENT, ULC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End DECEMBER
Legal Location Canada

Employees

Total Number of Employees 39
Investment Advisory/Research 21
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 21
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,247 $1.6B
Non-Discretionary 27 $24.1M
Total 4,274 $1.6B

Clients

Type Number RAUM
Individuals 368 $166.6M
HNW Individuals 577 $1.4B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 62
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)FINANCIAL CONSULTING SERVICES, TAX PREPARATION AND COMPLIANCE; BUSINESS MGMT; CREDIT & CASH MGMT SOLUTIONS; INSURANCE SOLUTIONS
Compensation % of AUMHourly chargesFixed feesREVENUE SHARING WITH FRS AND ON CREDIT AND CASH MGMT SOLUTIONS
Other Business Activities CREDIT & CASH MGMT SOLUTIONS; INSURANCE SOLUTIONS

Identifiers

SEC RIA File Number 801-66719
SEC ERA File Number 801-66719
SEC CIK Numbers 1950841
SEC CRD Numbers 140619
Legal Entity Identifier None

Principal Office

1243 ISLINGTON AVE.
SUITE 903
TORONTO, ON
Canada
Monday - Friday, 7:30 AM TO 4:30 PM
Tel: 866-213-2036, Fax: 416-849-4842

Websites

twitter.com/focusfinancial twitter.com/cardinalpointwm focusfinancialpartners.com www.youtube.com/channel/ucuytlgehfzr2ke5ir7u6clg cardinalpointwealthflorida.com cardinalpointwealthcalifornia.com www.cardinalpoint-capital.com www.linkedin.com/company/2064318/ cardinalpointwealtharizona.com www.calgaryfinancialplanner.ca www.facebook.com/cardinalpointwealth crossborderadvisor.com www.edmontonfinancialplanner.ca canadausfinancialplanning.com canadaustaxplanning.com www.linkedin.com/company/cardinal-point-wealth-management cardinalpointwealthtexas.com sportsmgt.cardinalpointwealth.com/ cardinalpointwealth.com

Chief Compliance Officer

DONALD MATTHEW ZIENTY
14000 N PIMA RD. STE 215
SCOTTSDALE
AZ
United States
Tel: 602-374-3734
Fax: 602-224-5874
(Full email address available in API data)

Regulatory Contact

JEFF SHELDON
CHIEF EXECUTIVE OFFICER
2255 GLADES ROAD
SUITE 324A
BOCA RATON
FL
United States
Tel: 561-894-8337
(Full email address available in API data)

Industry Affiliates

FOCUS RISK SOLUTIONS Insurance company or agency
ORIGIN CREDIT ADVISERS, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SCS CAPITAL MANAGEMENT LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHELDON, JEFFREY, SCOTT Individual – CHIEF EXECUTIVE OFFICER 09/2013 < 5%
RITCHIE, TERRY, FRANK Individual – DIRECTOR 04/2014 < 5%
SHELDON, JAMES, ARTHUR Individual – CHAIRMAN 10/2019 < 5%
CARVALHO, MATTHEW, J Individual – CHIEF INVESTMENT OFFICER 01/2019 < 5%
ZIENTY, DONALD, MATTHEW Individual – CHIEF COMPLIANCE OFFICER 05/2020 < 5%
TAYLOR, SALLY, ANN Individual – CHIEF OPERATIONS OFFICER 01/2021 < 5%
FOCUS CANADA INVESTMENTS CORP. Foreign Entity – MEMBER (MANAGER) 08/2021 > 75%
FOCUS OPERATING, LLC Domestic Entity FOCUS CANADA INVESTMENTS CORP. MEMBER (MANAGER) 04/2015 > 75%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MANAGING MEMBER 07/2018 > 75%
Rossignoli, Kristopher, Anthony Daniel Individual – DIRECTOR 11/2021 < 5%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, L.P. Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, L.P. Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, L.P. PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Domestic Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
CLAYTON DUBILIER & RICE FUND XII, L.P. Domestic Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%

No. Employees, Historic

40200201920202021202220232024202515 on 4/3/201915 on 4/3/201915 on 7/19/201917 on 11/5/201928 on 4/24/202028 on 5/8/202028 on 5/13/202028 on 5/14/202028 on 5/26/202028 on 5/27/202028 on 6/16/202028 on 6/17/202028 on 6/26/202028 on 6/30/202026 on 12/16/202026 on 1/4/202126 on 3/4/202126 on 3/4/202126 on 3/12/202126 on 9/7/202126 on 11/23/202126 on 1/26/202227 on 3/24/202227 on 6/3/202227 on 8/25/202227 on 8/25/202235 on 9/30/202235 on 9/30/202235 on 10/5/202235 on 10/27/202235 on 11/3/202235 on 2/15/202335 on 3/29/202335 on 4/5/202335 on 4/26/202338 on 5/4/202338 on 5/10/202337 on 5/18/202337 on 5/19/202337 on 6/5/202337 on 6/5/202337 on 7/24/202337 on 8/7/202337 on 8/25/202337 on 8/25/202337 on 9/25/202337 on 9/26/202337 on 9/27/202337 on 11/14/202337 on 11/20/202337 on 11/20/202337 on 11/20/202337 on 11/28/202337 on 11/29/202337 on 1/12/202437 on 1/18/202437 on 3/1/202437 on 3/1/202437 on 3/1/202437 on 3/4/202437 on 3/6/202439 on 3/25/2024

RAUM, Historic

2B1B02019202020212022202320242025232728288 on 4/3/2019232728288 on 4/3/2019232728288 on 7/19/2019270933732 on 11/5/2019270933732 on 4/24/2020270933732 on 5/8/2020308846778 on 5/13/2020308846778 on 5/14/2020308846778 on 5/26/2020308846778 on 5/27/2020308846778 on 6/16/2020308846778 on 6/17/2020308846778 on 6/26/2020308846778 on 6/30/2020339240590 on 12/16/2020339240590 on 1/4/2021339240590 on 3/4/2021339240590 on 3/4/2021339240590 on 3/12/2021481288079 on 9/7/2021481288079 on 11/23/2021481288079 on 1/26/2022504327488 on 3/24/2022504327488 on 6/3/2022504327488 on 8/25/2022504327488 on 8/25/20221107537645 on 9/30/20221107537645 on 9/30/20221107537645 on 10/5/20221107537645 on 10/27/20221107537645 on 11/3/20221107537645 on 2/15/20231220348203 on 3/29/20231220348203 on 4/5/20231220348203 on 4/26/20231220348203 on 5/4/20231220348203 on 5/10/20231220348203 on 5/18/20231220348203 on 5/19/20231220348203 on 6/5/20231220348203 on 6/5/20231440427266 on 7/24/20231440427266 on 8/7/20231440427266 on 8/25/20231440427266 on 8/25/20231440427266 on 9/25/20231440427266 on 9/26/20231440427266 on 9/27/20231440427266 on 11/14/20231440427266 on 11/20/20231440427266 on 11/20/20231440427266 on 11/20/20231440427266 on 11/28/20231440427266 on 11/29/20231440427266 on 1/12/20241440427266 on 1/18/20241440427266 on 3/1/20241440427266 on 3/1/20241440427266 on 3/1/20241440427266 on 3/4/20241440427266 on 3/6/20241581825396 on 3/25/2024

No. Clients, Historic

1,00050002019202020212022202320242025252 on 4/3/2019252 on 4/3/2019252 on 7/19/2019269 on 11/5/2019269 on 4/24/2020269 on 5/8/2020336 on 5/13/2020336 on 5/14/2020336 on 5/26/2020336 on 5/27/2020336 on 6/16/2020336 on 6/17/2020336 on 6/26/2020336 on 6/30/2020339 on 12/16/2020339 on 1/4/2021339 on 3/4/2021339 on 3/4/2021339 on 3/12/2021389 on 9/7/2021389 on 11/23/2021389 on 1/26/2022402 on 3/24/2022402 on 6/3/2022402 on 8/25/2022402 on 8/25/2022781 on 9/30/2022781 on 9/30/2022781 on 10/5/2022781 on 10/27/2022781 on 11/3/2022781 on 2/15/2023823 on 3/29/2023823 on 4/5/2023823 on 4/26/2023823 on 5/4/2023823 on 5/10/2023823 on 5/18/2023823 on 5/19/2023823 on 6/5/2023823 on 6/5/2023902 on 7/24/2023902 on 8/7/2023902 on 8/25/2023902 on 8/25/2023902 on 9/25/2023902 on 9/26/2023902 on 9/27/2023902 on 11/14/2023902 on 11/20/2023902 on 11/20/2023902 on 11/20/2023902 on 11/28/2023902 on 11/29/2023902 on 1/12/2024902 on 1/18/2024902 on 3/1/2024902 on 3/1/2024902 on 3/1/2024902 on 3/4/2024902 on 3/6/2024945 on 3/25/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 332K 2K –
ALPHABET INC CAP STK CL C 2M 9K –
AMAZON COM INC COM 657K 3K –
AMERICAN CENTY ETF TR US SML CP VALU 346K 4K –
APPLE INC COM 6M 28K –
BERKSHIRE HATHAWAY INC DEL CL A 1M 2 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 12K –
COLGATE PALMOLIVE CO COM 451K 5K –
DIMENSIONAL ETF TRUST EMERGING MARKETS 923K 28K –
DIMENSIONAL ETF TRUST INTERNATIONAL 2M 64K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 21M 657K –
DIMENSIONAL ETF TRUST US SUSTAINABILTY 6M 159K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 28M 1M –
ECOLAB INC COM 588K 2K –
ELI LILLY & CO COM 365K 403 –
EXXON MOBIL CORP COM 221K 2K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 2M 47K –
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 6M 97K –
INNOVATOR ETFS TRUST INTRNL DEV APRL 777K 29K –
INNOVATOR ETFS TRUST US EQTY PWR BF 678K 19K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 523K 14K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 561K 15K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 1M 35K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 641K 16K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 203K 5K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 1M 27K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 544K 15K –
INNOVATOR ETFS TRUST US SML CP PWR ET 227K 7K –
INVESCO QQQ TR UNIT SER 1 2M 4K –
ISHARES GOLD TR ISHARES NEW 20M 454K –
ISHARES TR 0-3 MNTH TREASRY 457K 5K –
ISHARES TR AGGRES ALLOC ETF 234K 3K –
ISHARES TR CORE DIV GRWTH 675K 12K –
ISHARES TR CORE MSCI EAFE 235K 3K –
ISHARES TR ESG AWARE AGGRSV 1M 42K –
ISHARES TR ESG AWARE GROWTH 2M 57K –
ISHARES TR ESG AWR US AGRGT 636K 14K –
ISHARES TR ESG AWRE 1 5 YR 1M 51K –
ISHARES TR GL CLEAN ENE ETF 565K 42K –
ISHARES TR GRWT ALLOCAT ETF 558K 10K –
ISHARES TR MODERT ALLOC ETF 209K 5K –
ISHARES TR MSCI LW CRB TG 1M 7K –
ISHARES TR MSCI USA QLT FCT 239K 1K –
ISHARES TR NATIONAL MUN ETF 29M 271K –
ISHARES TR RUS 1000 ETF 291K 979 –
ISHARES TR RUS 1000 GRW ETF 336K 923 –
ISHARES TR SHORT TREAS BD 28M 252K –
ISHARES TR TRS FLT RT BD 4M 87K –
ISHARES TR U S EQUITY FACTR 34M 612K –
ISHARES TR USD GRN BOND ETF 406K 9K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 30M 1M –
MCKESSON CORP COM 475K 812 –
MICROSOFT CORP COM 615K 1K –
MOTOROLA SOLUTIONS INC COM NEW 728K 2K –
NVIDIA CORPORATION COM 516K 4K –
PIMCO ETF TR ACTIVE BD ETF 15M 165K –
PIMCO ETF TR MULTISECTOR BD 2M 81K –
SELECT SECTOR SPDR TR TECHNOLOGY 329K 1K –
SPDR GOLD TR GOLD SHS 544K 3K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
TESLA INC COM 3M 16K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 341K 7K –
VANGUARD INDEX FDS REAL ESTATE ETF 583K 7K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 4K –
VANGUARD INDEX FDS TOTAL STK MKT 133M 494K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 35M 601K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 710K 6K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 43M 743K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 403K 8K –
VANGUARD WORLD FD INF TECH ETF 542K 938 –
WISDOMTREE TR FLOATNG RAT TREA 71M 1M –
WISDOMTREE TR FUTRE STRAT FD 245K 7K –
WISDOMTREE TR ITL HDG QTLY DIV 15M 337K –