Hedge Fund Database

J.J. BURNS & COMPANY

JAMES J. BURNS & COMPANY, LLC Legal Name

Adviser information for J.J. BURNS & COMPANY last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,755 $885.3M
Non-Discretionary 0 $0
Total 1,755 $885.3M

Clients

Type Number RAUM
Individuals 320 $122.9M
HNW Individuals 199 $734.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 13 $27.9M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 26
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-66736
SEC ERA File Number 801-66736
SEC CIK Numbers 1949059
SEC CRD Numbers 140452
Legal Entity Identifier None

Principal Office

225 BROADHOLLOW ROAD
SUITE 410
MELVILLE
NY
United States
Monday - Friday, 9:00A.M.-5:00P.M.
Tel: 631-390-0500, Fax: 631-420-4757

Websites

www.facebook.com/jjburnscompany www.linkedin.com/company/jj-burns-&-company twitter.com/jjburnscompany www.instagram.com/jjburnscompany/ www.jjburns.com

Chief Compliance Officer

JESSICA EVANS
MANAGER OF CLIENT SERVICES
225 BROADHOLLOW ROAD
SUITE 410
MELVILLE
NY
United States
Tel: 631-390-0500
Fax: 631-420-4757
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BURNS, JAMES, JOSEPH Individual – PRESIDENT 04/2006 > 75%
LAGIGLIA, ANTHONY Individual – MANAGING DIRECTOR 04/1998 < 5%
MULA, STEVEN, CHARLES Individual – CHIEF INVESTMENT OFFICER 03/2014 < 5%
EVANS, JESSICA Individual – MANAGER OF CLIENT SERVICES & CCO 02/2023 < 5%

No. Employees, Historic

2010020192020202120222023202420259 on 10/28/20199 on 3/27/20209 on 6/4/20209 on 6/30/202010 on 3/19/202110 on 11/9/202110 on 3/8/202211 on 3/4/202311 on 8/17/20236 on 3/4/2024

RAUM, Historic

900M450M02019202020212022202320242025360205515 on 10/28/2019471306376 on 3/27/2020471306376 on 6/4/2020471306376 on 6/30/2020574608136 on 3/19/2021574608136 on 11/9/2021724964726 on 3/8/2022700297449 on 3/4/2023700297449 on 8/17/2023885348824 on 3/4/2024

No. Clients, Historic

60030002019202020212022202320242025316 on 10/28/2019321 on 3/27/2020321 on 6/4/2020321 on 6/30/2020348 on 3/19/2021348 on 11/9/2021391 on 3/8/2022440 on 3/4/2023440 on 8/17/2023532 on 3/4/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 250 1K 0
ADOBE INC COM 218 393 0
ADVANCED MICRO DEVICES INC COM 202 1K 0
AKEBIA THERAPEUTICS INC COM 16 16K 0
ALPHABET INC CAP STK CL A 4K 21K 0
ALPHABET INC CAP STK CL C 3K 15K 0
AMAZON COM INC COM 3K 15K 0
AMERICAN EXPRESS CO COM 268 1K 0
APPLE INC COM 23K 111K 0
AT&T INC COM 722 38K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 2K 5K 0
BUTTERFLY NETWORK INC COM CL A 13 16K 0
CAPITAL ONE FINL CORP COM 307 2K 0
CATERPILLAR INC COM 230 690 0
CHEVRON CORP NEW COM 312 2K 0
CHUBB LIMITED COM 200 786 0
COCA COLA CO COM 417 7K 0
COLGATE PALMOLIVE CO COM 866 9K 0
CONOCOPHILLIPS COM 257 2K 0
CONSOLIDATED EDISON INC COM 558 6K 0
COSTCO WHSL CORP NEW COM 471 554 0
DANAHER CORPORATION COM 422 2K 0
DIREXION SHS ETF TR DLY TECH BULL 3X 364 4K 0
DISNEY WALT CO COM 303 3K 0
ELI LILLY & CO COM 2K 2K 0
EXCHANGE TRADED CONCEPTS TRU ROBO GLB ETF 436 8K 0
EXXON MOBIL CORP COM 1K 12K 0
FIDELITY MERRIMACK STR TR TOTAL BD ETF 216 5K 0
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 402 4K 0
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 570 10K 0
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 4K 88K 0
FLUENCE ENERGY INC COM CL A 173 10K 0
GARTNER INC COM 216 480 0
GLOBAL X FDS GENOMIC BIOTECH 181 17K 0
GOLDMAN SACHS GROUP INC COM 230 507 0
HENRY SCHEIN INC COM 1K 17K 0
HOME DEPOT INC COM 3K 7K 0
INVESCO EXCH TRADED FD TR II NATL AMT MUNI 405 17K 0
INVESCO QQQ TR UNIT SER 1 264 551 0
ISHARES INC CORE MSCI EMKT 4K 66K 0
ISHARES TR COHEN STEER REIT 754 13K 0
ISHARES TR CORE MSCI EAFE 9K 120K 0
ISHARES TR CORE MSCI INTL 451 7K 0
ISHARES TR CORE MSCI TOTAL 5K 77K 0
ISHARES TR CORE S&P MCP ETF 295 5K 0
ISHARES TR CORE S&P500 ETF 5K 10K 0
ISHARES TR CORE US AGGBD ET 15K 158K 0
ISHARES TR EAFE GRWTH ETF 900 9K 0
ISHARES TR EAFE SML CP ETF 2K 27K 0
ISHARES TR EAFE VALUE ETF 291 5K 0
ISHARES TR ISHARES BIOTECH 234 2K 0
ISHARES TR MRGSTR MD CP GRW 928 14K 0
ISHARES TR MRGSTR MD CP VAL 450 6K 0
ISHARES TR MSCI EAFE ETF 2K 22K 0
ISHARES TR MSCI EAFE MIN VL 278 4K 0
ISHARES TR MSCI USA MMENTM 372 2K 0
ISHARES TR NATIONAL MUN ETF 3K 28K 0
ISHARES TR NEW YORK MUN ETF 4K 81K 0
ISHARES TR RUS 1000 ETF 2K 7K 0
ISHARES TR RUS 1000 GRW ETF 3K 8K 0
ISHARES TR RUS 1000 VAL ETF 305 2K 0
ISHARES TR RUS MD CP GR ETF 1K 11K 0
ISHARES TR RUS MDCP VAL ETF 6K 49K 0
ISHARES TR RUS MID CAP ETF 564 7K 0
ISHARES TR RUSEL 2500 ETF 4K 70K 0
ISHARES TR RUSSELL 2000 ETF 492 2K 0
ISHARES TR RUSSELL 3000 ETF 340 1K 0
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 2K 34K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 3K 55K 0
JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 399 6K 0
JOHNSON & JOHNSON COM 1K 8K 0
JPMORGAN CHASE & CO COM 1K 7K 0
KKR & CO INC COM 1K 12K 0
MASTERCARD INCORPORATED CL A 1K 2K 0
MCDONALDS CORP COM 245 965 0
META PLATFORMS INC CL A 524 1K 0
MICROSOFT CORP COM 5K 11K 0
MODERNA INC COM 288 2K 0
NVIDIA CORPORATION COM 654 5K 0
ORACLE CORP COM 201 1K 0
PEPSICO INC COM 318 2K 0
PFIZER INC COM 404 14K 0
PHILIP MORRIS INTL INC COM 373 4K 0
PROCTER AND GAMBLE CO COM 903 5K 0
PROSHARES TR PSHS ULTRA QQQ 299 3K 0
PROSHARES TR S&P 500 DV ARIST 3K 26K 0
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 2K 58K 0
SCHWAB STRATEGIC TR INTL EQTY ETF 7K 193K 0
SCHWAB STRATEGIC TR INTL SCEQT ETF 760 21K 0
SCHWAB STRATEGIC TR US AGGREGATE B 13K 289K 0
SCHWAB STRATEGIC TR US BRD MKT ETF 15K 244K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 17K 172K 0
SCHWAB STRATEGIC TR US LCAP VA ETF 9K 119K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 1K 21K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 6K 74K 0
SCHWAB STRATEGIC TR US SML CAP ETF 4K 91K 0
SELECT SECTOR SPDR TR SBI CONS DISCR 232 1K 0
SHERWIN WILLIAMS CO COM 239 800 0
SPDR GOLD TR GOLD SHS 453 2K 0
SPDR S&P 500 ETF TR TR UNIT 7K 13K 0
SPDR SER TR NUVEEN BLOOMBERG 1K 54K 0
SPDR SER TR S&P BIOTECH 275 3K 0
T ROWE PRICE ETF INC US EQUITY RESEAR 7K 192K 0
TESLA INC COM 2K 11K 0
UNITED PARCEL SERVICE INC CL B 275 2K 0
UNITEDHEALTH GROUP INC COM 2K 3K 0
VANECK ETF TRUST MRNGSTR WDE MOAT 8K 98K 0
VANECK ETF TRUST SEMICONDUCTR ETF 366 1K 0
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 532 2K 0
VANGUARD INDEX FDS EXTEND MKT ETF 33K 194K 0
VANGUARD INDEX FDS GROWTH ETF 252 674 0
VANGUARD INDEX FDS LARGE CAP ETF 141K 564K 0
VANGUARD INDEX FDS MID CAP ETF 9K 37K 0
VANGUARD INDEX FDS REAL ESTATE ETF 394 5K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 292 583 0
VANGUARD INDEX FDS SMALL CP ETF 7K 31K 0
VANGUARD INDEX FDS TOTAL STK MKT 4K 15K 0
VANGUARD INDEX FDS VALUE ETF 864 5K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 3K 72K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 469 3K 0
VANGUARD STAR FDS VG TL INTL STK F 31K 521K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 4K 83K 0
VANGUARD WORLD FD FINANCIALS ETF 235 2K 0
VANGUARD WORLD FD MEGA CAP INDEX 5K 23K 0
VANGUARD WORLD FD MEGA CAP VAL ETF 10K 83K 0
VERIZON COMMUNICATIONS INC COM 720 17K 0
VICTORY PORTFOLIOS II CORE INTERMEDIAT 3K 70K 0
VISA INC COM CL A 477 2K 0
WAVE LIFE SCIENCES LTD SHS 449 90K 0