Hedge Fund Database

STERLING INVESTMENT ADVISORS LTD.

Adviser information for STERLING INVESTMENT ADVISORS LTD. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,391 $745.8M
Non-Discretionary 0 $0
Total 1,391 $745.8M

Clients

Type Number RAUM
Individuals 227 $51.2M
HNW Individuals 167 $678.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.0M
Charitable organizations <5 $11.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $3.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 21
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-66769
SEC ERA File Number 801-66769
SEC CIK Numbers 1701132
SEC CRD Numbers 140710
Legal Entity Identifier None

Principal Office

1055 WESTLAKES DRIVE
SUITE 150
BERWYN
PA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 610-560-0400, Fax: 610-560-0401

Websites

www.linkedin.com/in/sflatley/ www.linkedin.com/company/sterling-investment-advisors-ltd-/ www.sterling-advisors.com www.linkedin.com/in/cathywhetstone/ www.linkedin.com/in/timflatleysterling/ www.linkedin.com/in/brayhansel/ www.linkedin.com/in/gabriel-fairorth-62674615b/ www.linkedin.com/in/callie-kaminskas-65218567/

Chief Compliance Officer

CATHERINE WHETSTONE
1055 WESTLAKES DRIVE
SUITE 150
BERWYN
PA
United States
Tel: 610-560-0400
Fax: 610-560-0401
(Full email address available in API data)

Regulatory Contact

TIMOTHY FLATLEY
PRESIDENT, CEO
1055 WESTLAKES DRIVE
SUITE 150
BERWYN
PA
United States
Tel: 610-560-0400
Fax: 610-560-0401
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FLATLEY, TIMOTHY, EDWARD Individual – PRESIDENT 05/2000 > 75%
FLATLEY, SEAN, MICHAEL Individual – TREASURER 05/2006 5-10%
WHETSTONE, CATHERINE, MARY Individual – CHIEF COMPLIANCE OFFICER 09/2020 < 5%

No. Employees, Historic

105020192020202120222023202420256 on 10/28/20196 on 12/9/20198 on 3/16/20208 on 6/30/20208 on 7/7/20208 on 9/21/20208 on 11/3/20208 on 11/5/20207 on 3/31/20217 on 4/5/20217 on 4/5/20217 on 11/12/20218 on 3/31/20228 on 4/11/20228 on 7/11/20228 on 11/11/20228 on 11/14/20228 on 3/29/20238 on 3/30/20238 on 11/27/20239 on 3/20/20249 on 3/21/2024

RAUM, Historic

800M400M02019202020212022202320242025348097854 on 10/28/2019348097854 on 12/9/2019445643881 on 3/16/2020445643881 on 6/30/2020445643881 on 7/7/2020445643881 on 9/21/2020445643881 on 11/3/2020445643881 on 11/5/2020551461207 on 3/31/2021551461207 on 4/5/2021551461207 on 4/5/2021551461207 on 11/12/2021688076389 on 3/31/2022688076389 on 4/11/2022688076389 on 7/11/2022688076389 on 11/11/2022688076389 on 11/14/2022618667711 on 3/29/2023618667711 on 3/30/2023618667711 on 11/27/2023745783895 on 3/20/2024745783895 on 3/21/2024

No. Clients, Historic

50025002019202020212022202320242025309 on 10/28/2019309 on 12/9/2019311 on 3/16/2020311 on 6/30/2020311 on 7/7/2020311 on 9/21/2020311 on 11/3/2020311 on 11/5/2020329 on 3/31/2021329 on 4/5/2021329 on 4/5/2021329 on 11/12/2021364 on 3/31/2022364 on 4/11/2022364 on 7/11/2022364 on 11/11/2022364 on 11/14/2022436 on 3/29/2023436 on 3/30/2023436 on 11/27/2023394 on 3/20/2024394 on 3/21/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Unilever PLC ADR ADR 395K 7K –
Apple, Inc. COM 29M 139K –
Amazon.com, Inc. COM 14M 73K –
Globus Medical, Inc. COM 12M 179K –
Alphabet, Inc. A COM 11M 61K –
Kinder Morgan, Inc. COM 11M 540K –
CrowdStrike Holdings, Inc. COM 10M 26K –
Microsoft Corp. COM 10M 22K –
Costco Wholesale Corp. COM 10M 11K –
NVIDIA Corp. COM 9M 73K –
KKR & Co. COM 7M 67K –
The Home Depot, Inc. COM 7M 20K –
Goldman Sachs Group, Inc. COM 7M 15K –
Lockheed Martin Corp. COM 6M 12K –
Visa, Inc. COM 5M 21K –
Johnson & Johnson COM 5M 37K –
The Trade Desk, Inc. COM 5M 52K –
J.P. Morgan Chase & Co. COM 5M 24K –
Reaves Utility Income Fund COM 5M 171K –
Exxon Mobil Corp. COM 5M 40K –
Truist Financial Corp. COM 4M 115K –
Amgen, Inc. COM 4M 13K –
Merck & Co. COM 4M 30K –
Regeneron Pharmaceuticals, Inc. COM 3M 3K –
Alphabet, Inc. C COM 3M 19K –
Walmart, Inc. COM 3M 51K –
Chevron Corp. COM 3M 22K –
The Charles Schwab Corp. COM 3M 46K –
Berkshire Hathaway, Inc. B COM 3M 8K –
Deere & Co. COM 3M 9K –
American Tower Corp. COM 3M 17K –
Zscaler, Inc. COM 3M 17K –
Procter & Gamble Co. COM 3M 20K –
Honeywell International, Inc. COM 3M 15K –
Blackstone Group, Inc. COM 3M 24K –
Meta Platforms, Inc. COM 3M 6K –
Lowe's Companies, Inc. COM 3M 13K –
BlackRock, Inc. COM 3M 3K –
Global-E Online, Ltd. COM 3M 71K –
Shopify, Inc. COM 2M 36K –
PepsiCo, Inc. COM 2M 13K –
Fidelity National Financial, Inc. COM 2M 41K –
Cardinal Health, Inc. COM 2M 20K –
Paychex, Inc. COM 2M 17K –
Tesla, Inc. COM 2M 10K –
Cummins, Inc. COM 2M 7K –
Eaton Corp. COM 2M 6K –
Comcast Corp. A COM 2M 39K –
Oracle Corp. COM 1M 11K –
General Mills, Inc. COM 1M 23K –
McDonald's Corp. COM 1M 6K –
Mondelez International, Inc. COM 1M 21K –
Emerson Electric Co. COM 1M 12K –
Elastic N.V. COM 1M 12K –
Abbott Laboratories COM 1M 12K –
Vertex, Inc. COM 1M 33K –
Stryker Corp. COM 1M 3K –
Medtronic plc COM 1M 14K –
Essential Utilities, Inc. COM 1M 28K –
Cisco Systems, Inc. COM 994K 21K –
Coca-Cola Co. COM 948K 15K –
PPL Corp. COM 946K 34K –
Public Storage COM 856K 3K –
Advanced Micro Devices, Inc. COM 814K 5K –
Align Technology, Inc. COM 787K 3K –
MicroStrategy, Inc. COM 734K 533 –
Adobe, Inc. COM 650K 1K –
Walt Disney Co. COM 625K 6K –
Eli Lilly & Co. COM 601K 664 –
Corning, Inc. COM 594K 15K –
Caterpillar, Inc. COM 582K 2K –
ConocoPhillips, Inc. COM 572K 5K –
Intel Corp. COM 538K 17K –
First Solar Inc COM 515K 2K –
The Boeing Company COM 448K 2K –
RTX Corp. COM 414K 4K –
Rio Tinto Group COM 378K 6K –
American Express Co. COM 375K 2K –
3M Company COM 349K 3K –
Check Point Software Tech Com COM 317K 2K –
The Cigna Group COM 315K 952 –
Phillips 66 COM 310K 2K –
Newmont Mining Corp. COM 303K 7K –
Waste Management, Inc. COM 295K 1K –
BP p.l.c. COM 253K 7K –
Constellation Energy Group, Inc. COM 228K 1K –
Accenture plc COM 225K 741 –
Kimberly-Clark Corp. COM 223K 2K –
Automatic Data Processing COM 223K 933 –
QUALCOMM, Inc. COM 205K 1K –
Gamestop Corp Cl A New COM 204K 8K –
Quanta Services, Inc. COM 203K 800 –
Annovis Bio, Inc. COM 193K 33K –
Immunome, Inc. COM 134K 11K –
iShares Select Dividend ETF ETF 8M 67K –
iShares Core S&P Small-Cap ETF ETF 8M 74K –
VanEck Gold Miners ETF ETF 8M 222K –
SPDR Gold MiniShares ETF ETF 7M 158K –
VanEck Morningstar Wide Moat ETF ETF 6M 72K –
Tema Obesity & Cardiometabolic ETF ETF 5M 153K –
JPMorgan Equity Premium Income ETF ETF 5M 82K –
SPDR Bloomberg Convertible Securities ETF ETF 4M 57K –
iShares US Preferred Stock ETF ETF 3M 100K –
iShares S&P National Muni Bond ETF ETF 3M 29K –
Global X Robotics & A.I. ETF ETF 3M 93K –
Vanguard Utilities ETF ETF 3M 19K –
SPDR S&P MidCap 400 ETF ETF 3M 5K –
Alerian MLP ETF ETF 2M 48K –
Invesco S&P 500 Equal Weight ETF ETF 2M 12K –
SPDR S&P 500 ETF ETF 2M 3K –
SPDR Mid Cap ETF ETF 2M 31K –
Invesco QQQ ETF ETF 1M 2K –
First Trust Mid Cap Core AlphaDEX ETF ETF 1M 11K –
VanEck Semiconductor ETF ETF 1M 4K –
JPMorgan Ultra-Short Income ETF ETF 758K 15K –
First Trust Large Cap Core AlphaDEX ETF ETF 682K 7K –
VanEck Junior Gold Miners ETF ETF 623K 15K –
iShares U.S. Home Construction ETF ETF 598K 6K –
Netflix, Inc. ETF 518K 767 –
JP Morgan Core Plus Bond ETF 514K 11K –
JP Morgan Active Bond ETF 514K 10K –
Vanguard Growth Index ETF ETF 514K 1K –
Vanguard Emerging Markets Stock Index ETF ETF 503K 11K –
iShares S&P Mid Cap 400 Index ETF ETF 492K 8K –
iShares MSCI EAFE Index Fund ETF ETF 460K 6K –
iShares MSCI Emerging Markets Index Fund ETF ETF 456K 11K –
Vanguard Total World Stock Index ETF ETF 346K 3K –
iShares MSCI Kld Social Index ETF ETF 312K 3K –
iShares Bitcoin Trust ETF 305K 9K –
SPDR MSCI USA StrategicFactors ETF ETF 296K 2K –
Vanguard Value Index ETF ETF 290K 2K –
iShares Cohen & Steers REIT ETF ETF 288K 5K –
Vanguard Total Bond Market Index ETF ETF 272K 4K –
Vanguard Short-Term Bond Index ETF ETF 271K 4K –
iShares Global Clean Energy ETF ETF 265K 20K –
Global X S&P 500 Catholic Values ETF ETF 252K 4K –
First Trust Cloud Computing ETF ETF 229K 2K –