HEADINVEST
HEADINVEST, LLC Legal Name
Adviser information for HEADINVEST last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,240 | $897.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,240 | $897.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 130 | $45.0M |
| HNW Individuals | 263 | $770.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.5M |
| Charitable organizations | 23 | $66.5M |
| State or municipal gov entities | <5 | $3.4M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $6.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
7 CUSTOM HOUSE ST4TH FLOOR
PORTLAND
ME
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 207-773-5333, Fax: 207-773-1735
Websites
Chief Compliance Officer
STEVE REEVES
MANAGING DIRECTOR
7 CUSTOM HOUSE ST
4TH FLOOR
PORTLAND
ME
United States
Tel:
207-773-5333
Fax:
207-773-1735
S******@*************M
(Full email address available in API data)
Regulatory Contact
CARL G GERCKE
CHIEF INVESTMENT OFFICER
7 CUSTOM HOUSE ST
4TH FLOOR
PORTLAND
ME
United States
Tel:
207-773-5333
Fax:
207-773-1735
C******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GERCKE, CARL, GIVENS | Individual | – | CHIEF INVESTMENT OFFICER | 05/2021 | < 5% |
| GERCKE, CARL, GIVENS | Individual | C-DSK LLC | CHIEF INVESTMENT OFFICER | 08/2013 | 25-50% |
| C-DSK LLC | Domestic Entity | – | OWNER AND MEMBER LLC | 08/2013 | > 75% |
| POULOS, STEPHEN, DANIEL | Individual | C-DSK LLC | MEMBER | 08/2013 | 25-50% |
| BLASCHKE, KENNETH, ANDREW | Individual | C-DSK LLC | MEMBER | 08/2013 | 25-50% |
| MCCONNELL, DONNA, DUBOIS | Individual | C-DSK LLC | MEMBER | 08/2013 | 25-50% |
| WHITEHEAD, ROBERT, SCHOFIELD | Individual | C-DSK LLC | MEMBER | 08/2013 | |
| Reeves, Stephen, Kenneth | Individual | – | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 03/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 643K | 6K | – |
| ABBOTT LABS | COM | 1M | 13K | – |
| ABBVIE INC | COM | 2M | 10K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 10M | 33K | – |
| ADOBE INC | COM | 2M | 4K | – |
| ADVANCED MICRO DEVICES INC | COM | 840K | 5K | – |
| AIR PRODS & CHEMS INC | COM | 312K | 1K | – |
| ALLSTATE CORP | COM | 204K | 1K | – |
| ALPHABET INC | CAP STK CL C | 2M | 9K | – |
| ALPHABET INC | CAP STK CL A | 9M | 47K | – |
| AMAZON COM INC | COM | 3M | 14K | – |
| AMERICAN ELEC PWR CO INC | COM | 201K | 2K | – |
| AMERICAN EXPRESS CO | COM | 9M | 37K | – |
| AMERICAN TOWER CORP NEW | COM | 449K | 2K | – |
| AMPHENOL CORP NEW | CL A | 916K | 14K | – |
| ANALOG DEVICES INC | COM | 658K | 3K | – |
| APPLE INC | COM | 8M | 38K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 218K | 213 | – |
| AT&T INC | COM | 217K | 11K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 6K | – |
| BANK AMERICA CORP | COM | 730K | 18K | – |
| BCE INC | COM NEW | 255K | 8K | – |
| BECTON DICKINSON & CO | COM | 401K | 2K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | – |
| BOEING CO | COM | 451K | 2K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 807K | 19K | – |
| BROADCOM INC | COM | 541K | 337 | – |
| CARRIER GLOBAL CORPORATION | COM | 2M | 31K | – |
| CATERPILLAR INC | COM | 298K | 896 | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 304K | 2K | – |
| CHEVRON CORP NEW | COM | 5M | 30K | – |
| CHUBB LIMITED | COM | 725K | 3K | – |
| CISCO SYS INC | COM | 4M | 92K | – |
| COCA COLA CO | COM | 893K | 14K | – |
| COLGATE PALMOLIVE CO | COM | 502K | 5K | – |
| CONOCOPHILLIPS | COM | 442K | 4K | – |
| CONSTELLATION BRANDS INC | CL A | 536K | 2K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
| CROWN CASTLE INC | COM | 461K | 5K | – |
| CVS HEALTH CORP | COM | 2M | 33K | – |
| DANAHER CORPORATION | COM | 9M | 36K | – |
| DENTSPLY SIRONA INC | COM | 363K | 15K | – |
| DEVON ENERGY CORP NEW | COM | 615K | 13K | – |
| DIAGEO PLC | SPON ADR NEW | 252K | 2K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 235K | 9K | – |
| DISNEY WALT CO | COM | 232K | 2K | – |
| DOMINION ENERGY INC | COM | 435K | 9K | – |
| DOW INC | COM | 240K | 5K | – |
| DUKE ENERGY CORP NEW | COM NEW | 646K | 6K | – |
| DUPONT DE NEMOURS INC | COM | 250K | 3K | – |
| EATON CORP PLC | SHS | 3M | 8K | – |
| ECOLAB INC | COM | 4M | 18K | – |
| EDWARDS LIFESCIENCES CORP | COM | 212K | 2K | – |
| ELI LILLY & CO | COM | 636K | 703 | – |
| EMERSON ELEC CO | COM | 7M | 59K | – |
| EXXON MOBIL CORP | COM | 6M | 52K | – |
| FEDEX CORP | COM | 217K | 724 | – |
| FISERV INC | COM | 10M | 69K | – |
| FORTIVE CORP | COM | 3M | 35K | – |
| FREEPORT-MCMORAN INC | CL B | 442K | 9K | – |
| GE AEROSPACE | COM NEW | 640K | 4K | – |
| GENERAL DYNAMICS CORP | COM | 274K | 944 | – |
| GENERAL MLS INC | COM | 315K | 5K | – |
| GENUINE PARTS CO | COM | 461K | 3K | – |
| GOLDMAN SACHS GROUP INC | COM | 389K | 860 | – |
| HERSHEY CO | COM | 262K | 1K | – |
| HOLOGIC INC | COM | 3M | 35K | – |
| HOME DEPOT INC | COM | 1M | 4K | – |
| HONEYWELL INTL INC | COM | 6M | 26K | – |
| IDEXX LABS INC | COM | 4M | 9K | – |
| ILLINOIS TOOL WKS INC | COM | 452K | 2K | – |
| INTEL CORP | COM | 429K | 14K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 2M | 12K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 947K | 5K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 288K | 3K | – |
| INTUIT | COM | 11M | 16K | – |
| INVESCO EXCH TRD SLF IDX FD | BULLETSHS 2032 | 960K | 48K | – |
| ISHARES INC | CORE MSCI EMKT | 2M | 36K | – |
| ISHARES TR | CORE S&P US GWT | 376K | 3K | – |
| ISHARES TR | RUS 1000 ETF | 726K | 2K | – |
| ISHARES TR | EAFE SML CP ETF | 459K | 7K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 3M | 28K | – |
| ISHARES TR | ISHARES BIOTECH | 632K | 5K | – |
| ISHARES TR | HDG MSCI EAFE | 518K | 15K | – |
| ISHARES TR | CORE S&P MCP ETF | 4M | 62K | – |
| ISHARES TR | MSCI EAFE ETF | 1M | 18K | – |
| ISHARES TR | ESG AWRE 1 5 YR | 326K | 13K | – |
| ISHARES TR | TIPS BD ETF | 511K | 5K | – |
| ISHARES TR | MSCI USA MIN VOL | 583K | 7K | – |
| ISHARES TR | 1 3 YR TREAS BD | 3M | 31K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 4K | – |
| ISHARES TR | CORE 1 5 YR USD | 952K | 20K | – |
| ISHARES TR | SELECT DIVID ETF | 226K | 2K | – |
| ISHARES TR | CORE S&P SCP ETF | 28M | 258K | – |
| ISHARES TR | 20 YR TR BD ETF | 709K | 8K | – |
| ISHARES TR | PFD AND INCM SEC | 307K | 10K | – |
| ISHARES TR | IBONDS DEC 2032 | 926K | 38K | – |
| ISHARES TR | IBONDS DEC 2032 | 826K | 37K | – |
| ISHARES TR | CORE DIV GRWTH | 619K | 11K | – |
| ISHARES TR | CORE S&P TTL STK | 225K | 2K | – |
| ISHARES TR | MSCI KLD400 SOC | 4M | 43K | – |
| ISHARES TR | CORE MSCI EAFE | 637K | 9K | – |
| ISHARES TR | 0-5YR INVT GR CP | 239K | 5K | – |
| ISHARES TR | GL CLEAN ENE ETF | 152K | 11K | – |
| ISHARES TR | RUS 1000 GRW ETF | 366K | 1K | – |
| ISHARES TR | CORE S&P US VLU | 236K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 295K | 6K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 280K | 6K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 9M | 171K | – |
| JOHNSON & JOHNSON | COM | 2M | 11K | – |
| JPMORGAN CHASE & CO. | COM | 5M | 27K | – |
| KENVUE INC | COM | 850K | 47K | – |
| KIMBERLY-CLARK CORP | COM | 426K | 3K | – |
| KINDER MORGAN INC DEL | COM | 3M | 127K | – |
| KLA CORP | COM NEW | 1M | 2K | – |
| LINDE PLC | SHS | 7M | 17K | – |
| LOWES COS INC | COM | 438K | 2K | – |
| MARATHON PETE CORP | COM | 264K | 2K | – |
| MARVELL TECHNOLOGY INC | COM | 444K | 6K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 5K | – |
| MCDONALDS CORP | COM | 1M | 5K | – |
| MEDTRONIC PLC | SHS | 4M | 57K | – |
| MERCK & CO INC | COM | 3M | 22K | – |
| META PLATFORMS INC | CL A | 786K | 2K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 482K | 345 | – |
| MICROSOFT CORP | COM | 23M | 53K | – |
| MONDELEZ INTL INC | CL A | 1M | 18K | – |
| MOSAIC CO NEW | COM | 694K | 24K | – |
| NEXTERA ENERGY INC | COM | 2M | 22K | – |
| NIKE INC | CL B | 650K | 9K | – |
| NOVARTIS AG | SPONSORED ADR | 2M | 18K | – |
| NOVO-NORDISK A S | ADR | 18M | 125K | – |
| NVIDIA CORPORATION | COM | 5M | 39K | – |
| OCCIDENTAL PETE CORP | COM | 277K | 4K | – |
| OMNICOM GROUP INC | COM | 336K | 4K | – |
| ONCOLYTICS BIOTECH INC | COM NEW | 17K | 17K | – |
| ORACLE CORP | COM | 7M | 51K | – |
| OREILLY AUTOMOTIVE INC | COM | 507K | 480 | – |
| OTIS WORLDWIDE CORP | COM | 470K | 5K | – |
| PACCAR INC | COM | 941K | 9K | – |
| PALO ALTO NETWORKS INC | COM | 2M | 7K | – |
| PEPSICO INC | COM | 8M | 47K | – |
| PFIZER INC | COM | 748K | 27K | – |
| PROCTER AND GAMBLE CO | COM | 17M | 105K | – |
| PROSHARES TR | S&P MDCP 400 DIV | 441K | 6K | – |
| PUBLIC STORAGE OPER CO | COM | 288K | 1K | – |
| QUALCOMM INC | COM | 1M | 7K | – |
| QUANTA SVCS INC | COM | 209K | 823 | – |
| RBB FD INC | MOTLEY FOL ETF | 320K | 6K | – |
| REPUBLIC SVCS INC | COM | 872K | 4K | – |
| RIO TINTO PLC | SPONSORED ADR | 494K | 8K | – |
| ROCKWELL AUTOMATION INC | COM | 222K | 805 | – |
| ROPER TECHNOLOGIES INC | COM | 1M | 2K | – |
| RTX CORPORATION | COM | 569K | 6K | – |
| S&P GLOBAL INC | COM | 436K | 977 | – |
| SALESFORCE INC | COM | 568K | 2K | – |
| SCHLUMBERGER LTD | COM STK | 1M | 29K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 3M | 36K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 833K | 8K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 275K | 4K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 241K | 5K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 821K | 20K | – |
| SHELL PLC | SPON ADS | 489K | 7K | – |
| SKYWORKS SOLUTIONS INC | COM | 298K | 3K | – |
| SMUCKER J M CO | COM NEW | 471K | 4K | – |
| SPDR GOLD TR | GOLD SHS | 1M | 6K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
| SPDR SER TR | S&P BIOTECH | 408K | 4K | – |
| SPDR SER TR | S&P DIVID ETF | 213K | 2K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 1M | 16K | – |
| STRYKER CORPORATION | COM | 942K | 3K | – |
| SYSCO CORP | COM | 270K | 4K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 383K | 2K | – |
| TARGET CORP | COM | 308K | 2K | – |
| TEXAS INSTRS INC | COM | 7M | 37K | – |
| THE CIGNA GROUP | COM | 209K | 632 | – |
| THE TRADE DESK INC | COM CL A | 257K | 3K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 622K | 1K | – |
| TJX COS INC NEW | COM | 2M | 21K | – |
| T-MOBILE US INC | COM | 566K | 3K | – |
| TOTALENERGIES SE | SPONSORED ADS | 1M | 17K | – |
| TRANE TECHNOLOGIES PLC | SHS | 565K | 2K | – |
| TRUIST FINL CORP | COM | 393K | 10K | – |
| ULTA BEAUTY INC | COM | 2M | 4K | – |
| UNILEVER PLC | SPON ADR NEW | 5M | 94K | – |
| UNION PAC CORP | COM | 288K | 1K | – |
| UNITED PARCEL SERVICE INC | CL B | 2M | 17K | – |
| UNITEDHEALTH GROUP INC | COM | 240K | 472 | – |
| US BANCORP DEL | COM NEW | 258K | 7K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 1M | 14K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 10M | 126K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 331K | 5K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 12M | 48K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 13M | 48K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 262K | 1K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 850K | 2K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 297K | 4K | – |
| VANGUARD INDEX FDS | VALUE ETF | 856K | 5K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 5M | 23K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 7M | 30K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 3M | 7K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 233K | 4K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 5M | 105K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 557K | 8K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 892K | 18K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 6M | 74K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 2M | 36K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 6M | 79K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 6M | 33K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 6M | 131K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 13M | 113K | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 251K | 4K | – |
| VANGUARD WORLD FD | INF TECH ETF | 693K | 1K | – |
| VERALTO CORP | COM SHS | 334K | 3K | – |
| VERIZON COMMUNICATIONS INC | COM | 242K | 6K | – |
| VERTEX PHARMACEUTICALS INC | COM | 1M | 2K | – |
| VISA INC | COM CL A | 1M | 4K | – |
| WALMART INC | COM | 8M | 121K | – |
| WASTE MGMT INC DEL | COM | 279K | 1K | – |
| WATERS CORP | COM | 7M | 23K | – |
| XCEL ENERGY INC | COM | 211K | 4K | – |
| XYLEM INC | COM | 981K | 7K | – |
| YUM BRANDS INC | COM | 349K | 3K | – |
| ZOETIS INC | CL A | 511K | 3K | – |