TREE LINE MANAGEMENT

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Hong Kong

Employees

Total Number of Employees	14
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	2

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1	$1.1B
Non-Discretionary	0	$0
Total	1	$1.1B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	1	$1.1B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	1
No. of Non-U.S. Clients	100

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMPerformance-based fees
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-66781
SEC ERA File Number	801-66781
SEC CIK Numbers	1406484
SEC CRD Numbers	140648
Legal Entity Identifier	549300H6ZB206A406P16

Principal Office

SUITE 1707, TWO EXCHANGE SQUARE, CENTRAL
HONG KONG
Hong Kong

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic