FRANKLIN TEMPLETON FUND ADVISER, LLC
Adviser information for FRANKLIN TEMPLETON FUND ADVISER, LLC last updated from Form ADV on December 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 146 | $196.1B |
| Non-Discretionary | 0 | $0 |
| Total | 146 | $196.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 140 | $171.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $24.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 5 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based feesRECEIVES ASSET-BASED FEES AS A SUB-ADMINISTRATOR |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-66785 |
|---|---|
| SEC ERA File Number | 801-66785 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140432 |
| Legal Entity Identifier | 549300POFVK5JLWUL193 |
Principal Office
280 PARK AVENUENEW YORK
NY
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: (800) 822-5544., Fax: None
Chief Compliance Officer
TED P. BECKER
280 PARK AVENUE
NEW YORK
NY
United States
Tel:
(800) 822-5544
T*********@********************M
(Full email address available in API data)
Regulatory Contact
THOMAS C. MANDIA
SECRETARY
100 FIRST STAMFORD PLACE - 6TH FLOOR
STAMFORD
CT
United States
Tel:
203-703-7038
Fax:
877-406-7351
T************@********************M
(Full email address available in API data)
Industry Affiliates
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CLARION PARTNERS | Other investment adviser, including financial planners |
| CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED | Other investment adviser, including financial planners |
| CLEARBRIDGE INVESTMENTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FRANKLIN ADVISERS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorBanking or thrift institutionTrust companySponsor, GP, manager of pooled investment vehicles |
| FRANKLIN DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MARTIN CURRIE INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROYCE INVESTMENT PARTNERS | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| WESTERN ASSET MANAGEMENT COMPANY LIMITED | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY LTD | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY PTE LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANDIA, THOMAS, CHRISTOPHER | Individual | – | SECRETARY | 04/2006 | < 5% |
| LEGG MASON, INC. | Domestic Entity | – | SOLE MEMBER OF APPLICANT | 04/2006 | > 75% |
| KELLY, JEANNE, MARIE | Individual | – | SENIOR VICE PRESIDENT | 04/2006 | < 5% |
| BECKER, TED, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2006 | < 5% |
| TRUST, JANE, ELIZABETH | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 08/2015 | < 5% |
| FRANKLIN RESOURCES, INC. | Domestic Entity | LEGG MASON, INC. | SOLE SHAREHOLDER OF LEGG MASON, INC. | 07/2020 | > 75% |
| EAKES, BRIAN, MATTHEW | Individual | – | MANAGER | 09/2020 | < 5% |
| HINKLE, MATTHEW, TECUMSEH | Individual | – | MANAGER | 12/2023 | < 5% |