WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC
Adviser information for WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,354 | $854.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1,354 | $854.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 297 | $278.5M |
| HNW Individuals | 225 | $575.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 25 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 600 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-66794 |
|---|---|
| SEC ERA File Number | 801-66794 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139237 |
| Legal Entity Identifier | None |
Principal Office
1732 NORTH 1ST STREETSUITE 220
SAN JOSE
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (408) 217-2000, Fax: (408) 217-2000
Chief Compliance Officer
LUCY LAM
OPERATIONS MANAGER
1732 NORTH 1ST STREET
SUITE 220
SAN JOSE
CA
United States
Tel:
(408) 217-2000
Fax:
(408) 260-3138
L***@************M
(Full email address available in API data)
Regulatory Contact
AARON MICHAEL RUBIN
LLC MEMBER
1732 NORTH 1ST STREET
SUITE 220
SAN JOSE
CA
United States
Tel:
(408) 260-3138
Fax:
(408) 260-3138
A*****@************M
(Full email address available in API data)
Industry Affiliates
| WRP TAX INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WERBA, ALAN, BRUCE | Individual | – | MEMBER | 06/2017 | 25-50% |
| PAPIER, JASON, ROBERT | Individual | – | MANAGING MEMBER | 06/2017 | 25-50% |
| RUBIN, AARON, MICHAEL | Individual | – | MEMBER | 06/2017 | 25-50% |
| LAM, MYLOAN, THI | Individual | – | CCO | 10/2022 | < 5% |