HORN EICHENWALD INVESTMENTS CORP.
Adviser information for HORN EICHENWALD INVESTMENTS CORP. last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $134.7M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $134.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $25.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $108.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-66871 |
|---|---|
| SEC ERA File Number | 801-66871 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140533 |
| Legal Entity Identifier | None |
Principal Office
2601 S. BAYSHORE DR.SUITE 1200
MIAMI
FL
United States
Monday - Friday, 9AM - 5PM
Tel: 305-860-0770, Fax: 305-860-6990
Websites
Chief Compliance Officer
RICARDO EICHENWALD
CHIEF COMPLIANCE OFFICER, DIRECTOR
2601 SOUTH BAYSHORE DRIVE
SUITE 1200
MIAMI
FL
United States
Tel:
305-860-0770
Fax:
305-860-6990
R******@******M
(Full email address available in API data)
Regulatory Contact
RALPH HORN
PRESIDENT
2601 SOUTH BAYSHORE DRIVE
SUITE 1200
MIAMI
FL
United States
Tel:
305-860-0770
Fax:
305-860-6990
R****@******M
(Full email address available in API data)
Industry Affiliates
| BRIDGEINVEST LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BRIDGELOAN INVESTORS INC | Sponsor or syndicator of limited partnerships |
| L&S INVESTMENT ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FLEXOR MULTI-MANAGER FUND | Hedge Fund | $25.9M | $0.3M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HORN, RALPH | Individual | – | PRESIDENT | 06/1997 | 25-50% |
| THE JOSEPH HORN REVOCABLE TRUST | Domestic Entity | – | SHAREHOLDER | 06/2013 | 25-50% |
| THE RICARDO EICHENWALD REVOCABLE TRUST | Domestic Entity | – | SHAREHOLDER | 06/2013 | 25-50% |
| EICHENWALD, RICARDO | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2017 | 25-50% |